NeoVolta Reports Unregistered Equity Sales
Ticker: NEOVW · Form: 8-K · Filed: Nov 25, 2025 · CIK: 1748137
| Field | Detail |
|---|---|
| Company | Neovolta Inc. (NEOVW) |
| Form Type | 8-K |
| Filed Date | Nov 25, 2025 |
| Risk Level | medium |
| Pages | 1 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001, $2.50, $13.0 m |
| Sentiment | neutral |
Sentiment: neutral
Topics: unregistered-sales, equity-securities, warrants, common-stock
TL;DR
NeoVolta sold unregistered stock and warrants on 11/19/25.
AI Summary
On November 19, 2025, NeoVolta Inc. reported unregistered sales of equity securities. The company issued warrants and common stock, details of which are filed under this 8-K report. The filing indicates a transaction involving equity securities without prior registration.
Why It Matters
This filing indicates NeoVolta Inc. has engaged in private placements of equity securities, which could impact share dilution and investor ownership.
Risk Assessment
Risk Level: medium — Unregistered sales can sometimes indicate a need for capital or a less favorable market for registered offerings, potentially impacting future share value.
Key Players & Entities
- NeoVolta Inc. (company) — Registrant
- November 19, 2025 (date) — Date of earliest event reported
- Nevada (jurisdiction) — State of Incorporation
- 82-5299263 (identifier) — I.R.S. Employer Identification No.
- 12195 Dearborn Place Poway, CA 92064 (address) — Principal Executive Offices
FAQ
What type of equity securities were sold in the unregistered offering?
The filing indicates the unregistered sale of equity securities, specifically mentioning common stock and warrants.
What was the date of the earliest event reported in this 8-K filing?
The date of the earliest event reported is November 19, 2025.
Under which section of the Securities Exchange Act of 1934 is this Form 8-K filed?
This Form 8-K is filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
What is NeoVolta Inc.'s state of incorporation and IRS Employer Identification Number?
NeoVolta Inc. is incorporated in Nevada and has an IRS Employer Identification Number of 82-5299263.
Where are NeoVolta Inc.'s principal executive offices located?
NeoVolta Inc.'s principal executive offices are located at 12195 Dearborn Place, Poway, CA 92064.
Filing Stats: 449 words · 2 min read · ~1 pages · Grade level 11 · Accepted 2025-11-25 16:23:25
Key Financial Figures
- $0.001 — ch registered Common Stock, par value $0.001 per share NEOV The NASDAQ Stock Mark
- $2.50 — ("Common Stock") at a purchase price of $2.50. The offering is expected to close on o
- $13.0 m — ny from the offering were approximately $13.0 million, before deducting offering expens
Filing Documents
- neovolta_8k.htm (8-K) — 27KB
- 0001683168-25-008673.txt ( ) — 229KB
- neov-20251119.xsd (EX-101.SCH) — 3KB
- neov-20251119_def.xml (EX-101.DEF) — 26KB
- neov-20251119_lab.xml (EX-101.LAB) — 36KB
- neov-20251119_pre.xml (EX-101.PRE) — 25KB
- neovolta_8k_htm.xml (XML) — 5KB
02. Unregistered
Item 3.02. Unregistered Sales of Equity Securities. On November 19, 2025, NeoVolta , Inc. (the "Company") entered into a Subscription Agreements (the "Agreements") with accredited investors (the "Investors"), pursuant to which the Investors purchased in a private placement an aggregate of 5,200,000 shares of the Company's common stock ("Common Stock") at a purchase price of $2.50. The offering is expected to close on or about December 1, 2025. The gross proceeds to the Company from the offering were approximately $13.0 million, before deducting offering expenses. 2 SIGNATURE Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NeoVolta, Inc. By: /s/ Steve Bond Steve Bond Chief Financial Officer Dated: November 25, 2025 3