Neuberger Berman Funds File Annual Disclosure
Ticker: NHS-RW · Form: DEF 14A · Filed: Sep 20, 2024 · CIK: 1487610
| Field | Detail |
|---|---|
| Company | Neuberger Berman High Yield Strategies Fund Inc. (NHS-RW) |
| Form Type | DEF 14A |
| Filed Date | Sep 20, 2024 |
| Risk Level | low |
| Pages | 15 |
| Reading Time | 18 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-statement, annual-filing, fund-disclosure
TL;DR
NBH, NEI, NRE filed DEF 14A. Standard annual disclosure.
AI Summary
Neuberger Berman High Yield Strategies Fund Inc. (NBH) filed a DEF 14A on September 20, 2024, for the period ending October 10, 2024. The filing also includes information for Neuberger Berman Energy Infrastructure & Income Fund Inc. and NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. These filings are routine disclosures related to corporate governance and shareholder matters.
Why It Matters
This DEF 14A filing provides crucial information to shareholders regarding the governance and operations of Neuberger Berman's various income funds, impacting investment decisions.
Risk Assessment
Risk Level: low — This is a routine annual disclosure (DEF 14A) and does not contain new material events or financial performance data.
Key Players & Entities
- Neuberger Berman High Yield Strategies Fund Inc. (company) — Filer
- Neuberger Berman Energy Infrastructure & Income Fund Inc. (company) — Filer
- NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC (company) — Filer
- 20240920 (date) — Filing Date
- 20241010 (date) — Period of Report
FAQ
What is the primary purpose of a DEF 14A filing?
A DEF 14A filing, also known as a Definitive Proxy Statement, is used to solicit proxies from shareholders and provides detailed information about matters to be voted on at an annual or special meeting of security holders.
Which Neuberger Berman funds are included in this filing?
This filing includes Neuberger Berman High Yield Strategies Fund Inc., Neuberger Berman Energy Infrastructure & Income Fund Inc., and NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC.
What is the filing date of this document?
The filing date of this document is 20240920.
What is the fiscal year end for Neuberger Berman High Yield Strategies Fund Inc.?
The fiscal year end for Neuberger Berman High Yield Strategies Fund Inc. is 1031.
What is the SEC file number for Neuberger Berman High Yield Strategies Fund Inc.?
The SEC file number for Neuberger Berman High Yield Strategies Fund Inc. is 811-22396.
Filing Stats: 4,532 words · 18 min read · ~15 pages · Grade level 14.1 · Accepted 2024-09-20 17:12:57
Filing Documents
- def14a.htm (DEF 14A) — 380KB
- circle.jpg (GRAPHIC) — 8KB
- image3.jpg (GRAPHIC) — 19KB
- image00021.jpg (GRAPHIC) — 3KB
- proxycard2.jpg (GRAPHIC) — 64KB
- signature-box.jpg (GRAPHIC) — 14KB
- 0000898432-24-000784.txt ( ) — 522KB
From the Filing
DEF 14A 1 def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to 240.14a-12 Neuberger Berman High Yield Strategies Fund Inc. Neuberger Berman Energy Infrastructure and Income Fund Inc. Neuberger Berman Real Estate Securities Income Fund Inc. (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required. [ ] Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transaction applies: 2) Aggregate number of securities to which transaction applies: 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and 4) Proposed maximum aggregate value of transaction: 5) Total fee paid: [ ] Fee paid previously with preliminary materials. [ ] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: 2) Form, Schedule or Registration Statement No.: 3) Filing Party: 4) Date Filed: Neuberger Berman Energy Infrastructure and Income Fund Inc. Neuberger Berman High Yield Strategies Fund Inc. Neuberger Berman Real Estate Securities Income Fund Inc. ___________________________________ NOTICE OF JOINT ANNUAL MEETING OF STOCKHOLDERS To Be Held on October 10, 2024 ___________________________________ September 20, 2024 Dear Stockholder: NOTICE IS HEREBY GIVEN that a Joint Annual Meeting of Stockholders (the "Meeting") of each of Neuberger Berman High Yield Strategies Fund Inc. (NYSE American: NHS), Neuberger Berman Energy Infrastructure and Income Fund Inc. (NYSE American: NML) and Neuberger Berman Real Estate Securities Income Fund Inc. (NYSE American: NRO) (each, a "Fund" and, collectively, the "Funds") will be held on October 10, 2024, at 2:00 p.m. Eastern Time at the offices of Neuberger Berman Investment Advisers LLC ("NBIA"), 1290 Avenue of the Americas, New York, New York 10104. At the Meeting, common stockholders and preferred stockholders, if any, of each Fund will be asked to consider and act upon the following: (1) With respect to each Fund, the election of three Class I Directors as outlined below: A. Two Class I Directors, which include Marc Gary and Martha C. Goss, to be elected by the holders of common stock and the holders of preferred stock, if any, voting together as a single class, such Directors to serve until the annual meeting of stockholders in 2027, or until their successors are elected and qualified; and B. One Class I Director, Michael M. Knetter, to be elected by the holders of preferred stock of Neuberger Berman High Yield Strategies Fund Inc., voting as a single class, and by the holders of common stock of Neuberger Berman Energy Infrastructure and Income Fund Inc. and Neuberger Berman Real Estate Securities Income Fund Inc., voting as a single class, such Director to serve until the annual meeting of stockholders in 2027, or until his successor is elected and qualified; and (2) To consider and act upon any other business that may properly come before the Meeting or before any adjournments or postponements thereof. You are entitled to vote at the Meeting and at any adjournments or postponements thereof if you owned shares of a Fund at the close of business on August 23, 2024 ("Record Date"). Stockholders of each Fund are not required to attend the Meeting to vote. Whether or not stockholders plan to attend the Meeting, each Fund urges its stockholders to authorize a proxy to vote their shares in advance of the Meeting by one of the methods described in the Proxy Materials. If you attend the Meeting, you may vote your shares in person. Whether or not you expect to attend the Meeting, please review the enclosed materials and follow the instructions that appear on the enclosed proxy card(s) to vote . If you have any questions about the proposal or the voting instructions, please call 877-461-1899. The appointed proxies will vote in their discretion on any other business, including any vote on adjournments, as may properly come before the Meeting or any adjournments or postponements thereof. Any p