NiSource Issues 6.50% Series B Preferred Stock Depositary Shares

Ticker: NI · Form: 8-K · Filed: Feb 22, 2024 · CIK: 1111711

Nisource INC. 8-K Filing Summary
FieldDetail
CompanyNisource INC. (NI)
Form Type8-K
Filed DateFeb 22, 2024
Risk Levellow
Pages7
Reading Time8 min
Key Dollar Amounts$0.01, $25,000, $900,000,000
Sentimentneutral

Sentiment: neutral

Topics: debt, preferred-stock, capital-raise

TL;DR

**NiSource just issued new 6.50% Series B preferred stock depositary shares, signaling a capital raise!**

AI Summary

NiSource Inc. filed an 8-K on February 22, 2024, to report the entry into a material definitive agreement concerning Depositary Shares. Each share represents a 1/1,000th ownership interest in a share of 6.50% Series B Fixed-Rate Reset Cumulative Redeemable Perpetual Preferred Stock. This filing indicates a new financial instrument being offered by NiSource.

Why It Matters

This filing signals NiSource's move to raise capital through preferred stock, which can impact its financial structure and future dividend obligations.

Risk Assessment

Risk Level: low — The filing primarily reports a new financial instrument, which is a standard corporate action and does not inherently indicate high risk.

Key Numbers

Key Players & Entities

FAQ

What is the exact name of the registrant as specified in its charter?

The exact name of the registrant as specified in its charter is NiSource Inc.

What is the date of the earliest event reported in this 8-K filing?

The date of the earliest event reported is February 22, 2024.

What type of security is represented by the Depositary Shares mentioned in the filing?

The Depositary Shares represent a 1/1,000th ownership interest in a share of 6.50% Series B Fixed-Rate Reset Cumulative Redeemable Perpetual Preferred Stock.

What is the state of incorporation for NiSource Inc.?

NiSource Inc. is incorporated in DE (Delaware).

What is the SEC File Number for NiSource Inc.?

The SEC File Number for NiSource Inc. is 001-16189.

Filing Stats: 2,050 words · 8 min read · ~7 pages · Grade level 14 · Accepted 2024-02-22 07:39:03

Key Financial Figures

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 1.1 Form of Equity Distribution Agreement 1.2 Form of Master Forward Sale Confirmation 5.1 Opinion of McGuireWoods LLP regarding the legality of the Shares 23.1 Consent of McGuireWoods LLP (included in Exhibit 5.1) 99.1 Press release, dated February 22, 2024, issued by NiSource Inc. 104 Cover page Interactive Data File (embedded within the Inline XBRL document) Cautionary Statement Concerning Forward-Looking Statements This current report on Form 8-K contains forward-looking statements that are not historical facts, including statements about the anticipated use of proceeds from any sales of Shares. These statements are based on current expectations and assumptions, which management believes are reasonable, and on information currently available to management, but are necessarily subject to various risks and uncertainties. In addition to the risk that these assumptions prove to be inaccurate, factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include factors disclosed in the Company's Annual Report on Form 10-K for the year ended December 31, 2023, and its subsequent filings with the Securities and Exchange Commission ("SEC"), which are available on the Company's website at www.nisource.com and on the SEC's website at www.sec.gov. The Company undertakes no obligation to publicly update or revise any forward-looking statements, whether due to new information, future events or otherwise, except to the extent required by law.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NiSource Inc. (Registrant) Date: February 22, 2024 By: /s/ Shawn Anderson Shawn Anderson Executive Vice President and Chief Financial Officer

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