Virtus Funds File DEF 14A for Multiple Entities

TL;DR

<b>Multiple Virtus Funds submitted DEF 14A filings on April 9, 2024.</b>

AI Summary

Virtus Equity & Convertible Income Fund (NIE) filed a Proxy Statement (DEF 14A) with the SEC on April 9, 2024. Virtus Artificial Intelligence & Technology Opportunities Fund (CIK: 0001778114) filed a DEF 14A. Virtus Convertible & Income Fund (CIK: 0001214935) filed a DEF 14A. Virtus Convertible & Income Fund II (CIK: 0001227857) filed a DEF 14A. Virtus Dividend, Interest & Premium Strategy Fund (CIK: 0001260563) filed a DEF 14A. Virtus Stone Harbor Emerging Markets Income Fund (CIK: 0001501103) filed a DEF 14A.

Why It Matters

For investors and stakeholders tracking Virtus Equity & Convertible Income Fund, this filing contains several important signals. These filings are routine disclosures for publicly traded companies, providing information on executive compensation, board of directors, and other governance matters. The filings indicate the companies are operating under the 1934 Act and are based in Greenfield, MA, with a shared business and mailing address.

Risk Assessment

Risk Level: low — Virtus Equity & Convertible Income Fund shows low risk based on this filing. The filing is a routine DEF 14A, which typically contains standard disclosures and does not present new material risks.

Analyst Insight

Monitor future filings for any changes in executive compensation, board composition, or strategic direction that may impact the funds.

Key Numbers

• 2024-04-09 — Filing Date (Date of filing for the DEF 14A)
• DEF 14A — Form Type (Type of SEC filing)
• 0001104659-24-045275 — Accession Number (Unique identifier for the filing)
• 0131 — Fiscal Year End (Fiscal year end for multiple funds)
• 1130 — Fiscal Year End (Fiscal year end for Virtus Stone Harbor Emerging Markets Income Fund)

Key Players & Entities

• Virtus Artificial Intelligence & Technology Opportunities Fund (company) — Filer of DEF 14A
• Virtus Convertible & Income Fund (company) — Filer of DEF 14A
• Virtus Convertible & Income Fund II (company) — Filer of DEF 14A
• Virtus Dividend, Interest & Premium Strategy Fund (company) — Filer of DEF 14A
• Virtus Stone Harbor Emerging Markets Income Fund (company) — Filer of DEF 14A
• 1934 Act (regulator) — SEC Act under which filings were made
• Greenfield, MA (location) — Business and mailing address for the funds

FAQ

Industry Context

The filings are for various investment funds managed by Virtus Investment Partners, which are subject to SEC regulations for public disclosure.

Regulatory Implications

These DEF 14A filings are made in accordance with the Securities Exchange Act of 1934, requiring public companies to disclose information related to shareholder meetings and corporate governance.

What Investors Should Do

1. Review the specific details within each DEF 14A filing for governance and compensation information.
2. Track the fiscal year-end dates for each fund to align with their reporting cycles.
3. Note the former company names to understand the historical evolution of these funds.

Key Dates

• 2024-04-09: Filing Date — Submission of DEF 14A for multiple Virtus Funds.

Year-Over-Year Comparison

This filing represents a collection of DEF 14A submissions for several Virtus Funds, indicating ongoing compliance with regulatory disclosure requirements.

Key Financial Figures

• $25.00 — ntitle its holder to one vote for every $25.00 in liquidation preference represented b

Filing Documents

• tm249378-1_def14a.htm (DEF 14A) — 935KB
• sg_jennifersfrommnew-bw.jpg (GRAPHIC) — 8KB
• tm249378d2_031224acvimg01.jpg (GRAPHIC) — 164KB
• tm249378d2_031224acvimg02.jpg (GRAPHIC) — 108KB
• tm249378d2_031224cbhimg01.jpg (GRAPHIC) — 162KB
• tm249378d2_031224cbhimg02.jpg (GRAPHIC) — 112KB
• tm249378d2_031224ncvimg01.jpg (GRAPHIC) — 162KB
• tm249378d2_031224ncvimg02.jpg (GRAPHIC) — 108KB
• tm249378d2_031224ncvprimg01.jpg (GRAPHIC) — 163KB
• tm249378d2_031224ncvprimg02.jpg (GRAPHIC) — 112KB
• tm249378d2_031224vgiimg01.jpg (GRAPHIC) — 161KB
• tm249378d2_031224vgiimg02.jpg (GRAPHIC) — 112KB
• tm249378d2_031224ztrimg01.jpg (GRAPHIC) — 160KB
• tm249378d2_031224ztrimg02.jpg (GRAPHIC) — 112KB
• tm249378d2_031824edfimg01.jpg (GRAPHIC) — 163KB
• tm249378d2_031824edfimg02.jpg (GRAPHIC) — 113KB
• tm249378d2_040124acvprimg01.jpg (GRAPHIC) — 164KB
• tm249378d2_040124acvprimg02.jpg (GRAPHIC) — 112KB
• tm249378d2_040124aioimg01.jpg (GRAPHIC) — 165KB
• tm249378d2_040124aioimg02.jpg (GRAPHIC) — 112KB
• tm249378d2_040124nczimg01.jpg (GRAPHIC) — 163KB
• tm249378d2_040124nczimg02.jpg (GRAPHIC) — 110KB
• tm249378d2_040124nczprimg01.jpg (GRAPHIC) — 163KB
• tm249378d2_040124nczprimg02.jpg (GRAPHIC) — 112KB
• tm249378d2_040124nfjimg01.jpg (GRAPHIC) — 163KB
• tm249378d2_040124nfjimg02.jpg (GRAPHIC) — 112KB
• tm249378d2_040124nieimg01.jpg (GRAPHIC) — 162KB
• tm249378d2_040124nieimg02.jpg (GRAPHIC) — 112KB
• 0001104659-24-045275.txt (&nbsp;) — 5864KB

From the Filing

DEF 14A 1 tm249378-1_def14a.htm DEF 14A tm249378-1_def14a - none - 7.2656591s UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to 240.14a-12 VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND VIRTUS CONVERTIBLE & INCOME FUND VIRTUS CONVERTIBLE & INCOME FUND II VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND VIRTUS EQUITY & CONVERTIBLE INCOME FUND VIRTUS GLOBAL MULTI-SECTOR INCOME FUND VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND VIRTUS TOTAL RETURN FUND INC. (Name of Registrant as Specified in its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee paid previously with preliminary materials. Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a6(i)(1) and 0-11 VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND VIRTUS CONVERTIBLE & INCOME FUND VIRTUS CONVERTIBLE & INCOME FUND II VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND VIRTUS EQUITY & CONVERTIBLE INCOME FUND VIRTUS GLOBAL MULTI-SECTOR INCOME FUND VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND VIRTUS TOTAL RETURN FUND INC. 101 Munson Street Greenfield, MA 01301-9668 NOTICE OF JOINT ANNUAL MEETING OF SHAREHOLDERS To be held on June 3, 2024 Notice is hereby given to the shareholders of Virtus Artificial Intelligence & Technology Opportunities Fund ("AIO"), Virtus Convertible & Income 2024 Target Term Fund ("CBH"), Virtus Convertible & Income Fund ("NCV"), Virtus Convertible & Income Fund II ("NCZ"), Virtus Diversified Income & Convertible Fund ("ACV"), Virtus Dividend, Interest & Premium Strategy Fund ("NFJ") and Virtus Equity & Convertible Income Fund ("NIE"), each a Massachusetts business trust, Virtus Global Multi-Sector Income Fund ("VGI"), a Delaware statutory trust, Virtus Stone Harbor Emerging Markets Income Fund ("EDF"), a Massachusetts business trust, and Virtus Total Return Fund Inc. ("ZTR"), a Maryland corporation* (each of AIO, CBH, NCV, NCZ, ACV, NFJ, NIE, VGI, EDF and ZTR, a "Fund" and collectively, the "Funds"), that the Joint Annual Meeting of Shareholders of the Funds (the "Annual Meeting") will be held on June 3, 2024 at 3:30 p.m. Eastern Time. The Annual Meeting will be held in a virtual meeting format only and will be conducted exclusively by webcast. You will be able to attend and participate in the Annual Meeting online, vote your shares electronically and submit your questions prior to and during the meeting by visiting: www.meetnow.global/MSJQNWR on June 3, 2024 at 3:30 p.m. Eastern Time and entering the control number found in the shaded box of your proxy card. You will not be able to attend the meeting physically. The Annual Meeting is being held for the following purposes: * The members of the Board of ZTR are directors, as that Fund is organized as a corporation; however, when referencing Board members generally throughout these proxy materials, we will refer to them as "trustees" unless the context is specific to ZTR. 1. To elect trustees of AIO, as follows: a. Elect Donald C. Burke as a Class II trustee of AIO, by the AIO shareholders ("Proposal 1a"); b. Elect F. Ford Drummond as a Class II trustee of AIO, by the AIO shareholders ("Proposal 1b"); c. Elect Connie D. McDaniel as a Class II trustee of AIO, by the AIO shareholders ("Proposal 1c"); d. Elect Philip R. McLoughlin as a Class II trustee of AIO, by the AIO shareholders ("Proposal 1d"); 2. To elect trustees of CBH, as follows: a. Elect Connie D. McDaniel as a Class I trustee of CBH, by the CBH shareholders ("Proposal 2a"); b. Elect Philip R. McLoughlin as a Class I trustee of CBH, by the CBH shareholders ("Proposal 2b"); c. Elect R. Keith Walton as a Class II trustee of CBH, by the CBH shareholders ("Proposal 2c"); d. Elect Brian T. Zino as a Class I trustee of CBH, by the CBH shareholders ("Proposal 2d"); 3. To elect trustees of NCV, as follows: a. Elect Deborah A. DeCotis as a Class III trustee of NCV, by the NCV shareholders ("Proposal 3a"); b. Elect F. Ford Drummond as a Class III trustee of NCV, by the NCV shareholders of preferred shares ("Proposal 3b"); c. Elect Connie D. McDaniel as a Class I trustee of NCV, by the NCV shareholders ("Proposal 3c");

View Full Filing

View this DEF 14A filing on SEC EDGAR