NioCorp Developments Ltd. Files 8-K

TL;DR

NioCorp filed an 8-K on Oct 13, 2025, reporting a material agreement and other events.

AI Summary

On October 13, 2025, NioCorp Developments Ltd. entered into a material definitive agreement. The company also reported other events and filed financial statements and exhibits. The filing does not specify the details of the agreement or the nature of the other events.

Why It Matters

This 8-K filing indicates significant corporate activity for NioCorp Developments Ltd., including a material definitive agreement and other events, which could impact its operations and future prospects.

Risk Assessment

Risk Level: medium — The filing indicates a material definitive agreement and other events, but lacks specific details, creating uncertainty about the nature and impact of these developments.

Key Players & Entities

• NioCorp Developments Ltd. (company) — Registrant
• October 13, 2025 (date) — Date of earliest event reported
• 001-41655 (other) — Commission File Number

FAQ

Key Financial Figures

• $9.34 — 5 Common Shares at an offering price of $9.34 per Common Share, less the Placement Ag
• $0.6538 — hare, less the Placement Agent's fee of $0.6538 per Common Share, and (b) 5,925,000 Pre
• $9.3399 — Funded Warrants at an offering price of $9.3399 per Pre-Funded Warrant, less the Placem
• $0.0001 — on Share at a price per Common Share of $0.0001. The Pre-Funded Warrants may be exercis
• $139.1 m — ds from the Offering were approximately $139.1 million, after deducting the Placement Ag

Filing Documents

• n2574_x297-8k.htm (8-K) — 51KB
• exh1-1.htm (EX-1.1) — 382KB
• exh5-1.htm (EX-5.1) — 26KB
• exh5-2.htm (EX-5.2) — 14KB
• n2574_blakes.jpg (GRAPHIC) — 4KB
• jonesday1.jpg (GRAPHIC) — 5KB
• 0001539497-25-002714.txt ( ) — 808KB
• nb-20251013.xsd (EX-101.SCH) — 4KB
• nb-20251013_def.xml (EX-101.DEF) — 26KB
• nb-20251013_lab.xml (EX-101.LAB) — 36KB
• nb-20251013_pre.xml (EX-101.PRE) — 25KB
• n2574_x297-8k_htm.xml (XML) — 14KB

01 Entry into

Item 1.01 Entry into a Material Definitive Agreement. Placement Agency Agreement On October 13, 2025, NioCorp Developments Ltd. (the "Company") entered into a placement agency agreement (the "Placement Agency Agreement") with Maxim Group LLC to act as the Company's exclusive placement agent (the "Placement Agent") to solicit offers to purchase common shares, without par value, of the Company (the "Common Shares") (or pre-funded warrants (the "Pre-Funded Warrants") to purchase Common Shares in lieu thereof) in a registered direct offering registered under the Securities Act (as defined below) (the "Offering"). Pursuant to the Placement Agency Agreement, the Company issued and sold (a) 10,152,175 Common Shares at an offering price of $9.34 per Common Share, less the Placement Agent's fee of $0.6538 per Common Share, and (b) 5,925,000 Pre-Funded Warrants at an offering price of $9.3399 per Pre-Funded Warrant, less the Placement Agent's fee of $0.6538 per Pre-Funded Warrant. The Offering was conducted on a reasonable "best efforts" basis and closed on October 15, 2025. Each Pre-Funded Warrant is exercisable for one Common Share at a price per Common Share of $0.0001. The Pre-Funded Warrants may be exercised at any time on or after the date of issuance and do not have an expiration date. The Pre-Funded Warrants contain provisions that prohibit exercise if the holder, together with its affiliates, would beneficially own more than 4.99%, or 9.99% upon notice by the holder, of the number of Common Shares outstanding immediately after giving effect to such exercise. A holder of Pre-Funded Warrants may increase or decrease this percentage to a percentage not in excess of 9.99% by providing notice to the Company, which increase will not be effective until at least 61 days following such notice. Pre-Funded Warrant holders will not have the rights or privileges of a holder of Common Shares with respect to the Common Shares underlying such Pre-Funded Warrants, including any v

01 Other Events

Item 8.01 Other Events. The Company is filing herewith the following exhibits to the Registration Statement: 1. Placement Agency Agreement, dated as of October 13, 2025, by and between NioCorp Developments Ltd. and Maxim Group LLC; 2. Form of Pre-Funded Warrant; 3. Opinion and Consent of Blake, Cassels & Graydon LLP; and 4. Opinion and Consent of Jones Day.

01 Financial

Item 9.01 Financial (d) Exhibits Exhibit Number Description 1.1 Placement Agency Agreement, dated as of October 13, 2025, by and between NioCorp Developments Ltd. and Maxim Group LLC 4.1 Form of Pre-Funded Warrant (included in Exhibit 1.1) 5.1 Opinion of Blake, Cassels & Graydon LLP 5.2 Opinion of Jones Day 23.1 Consent of Blake, Cassels & Graydon LLP (included in Exhibit 5.1) 23.2 Consent of Jones Day (included in Exhibit 5.2) 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: October 15, 2025 NIOCORP DEVELOPMENTS LTD. By: /s/ Neal S. Shah Neal S. Shah Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR