Annaly Capital Management Files 8-K

TL;DR

Annaly Capital Management filed an 8-K on 5/15/24 covering shareholder votes and financials, including details on preferred stock series.

AI Summary

Annaly Capital Management Inc. filed an 8-K on May 15, 2024, reporting on matters submitted to a vote of security holders and including financial statements and exhibits. The filing details the company's structure, including its common stock and various series of preferred stock such as the A6.95 Series F, A6.50 Series G, and A6.75 Series I Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock.

Why It Matters

This filing provides an update on Annaly Capital Management's corporate actions and financial reporting, which is important for investors to stay informed about the company's governance and financial health.

Risk Assessment

Risk Level: low — This is a routine regulatory filing (8-K) that primarily reports on corporate events and financial statements, not indicating immediate operational or financial distress.

Key Players & Entities

• Annaly Capital Management Inc (company) — Registrant
• May 15, 2024 (date) — Date of Report
• A6.95 Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (security) — Preferred Stock Series
• A6.50 Series G Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (security) — Preferred Stock Series
• A6.75 Series I Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (security) — Preferred Stock Series

FAQ

Key Financial Figures

• $0.01 — ch Registered Common Stock, par value $0.01 per share NLY New York Stock Exchange

Filing Documents

• nly-20240515.htm (8-K) — 56KB
• 0001628280-24-023556.txt ( ) — 234KB
• nly-20240515.xsd (EX-101.SCH) — 3KB
• nly-20240515_def.xml (EX-101.DEF) — 16KB
• nly-20240515_lab.xml (EX-101.LAB) — 31KB
• nly-20240515_pre.xml (EX-101.PRE) — 17KB
• nly-20240515_htm.xml (XML) — 6KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders On May 15, 2024, Annaly Capital Management, Inc. (the "Company") held its 2024 Annual Meeting of Stockholders (the "Annual Meeting"). At the Annual Meeting, stockholders elected twelve directors to serve on the Company's Board of Directors (the "Board") until the 2025 Annual Meeting of Stockholders (the "2025 Annual Meeting") and their successors are duly elected and qualify; approved, on an advisory basis, the Company's executive compensation; and ratified the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. The total number of shares of common stock entitled to vote at the Annual Meeting was 500,440,023, of which 390,565,868 shares, or 78.04%, were present in person or by proxy. The final voting results for each of the proposals submitted to a vote of stockholders at the Annual Meeting are set forth below. Proposal 1. The election of twelve directors to serve on the Board until the 2025 Annual Meeting and their successors are duly elected and qualify. Director For Against Abstentions Broker Non-Votes Francine J. Bovich 270,370,757 9,381,781 1,854,811 108,958,519 David L. Finkelstein 274,412,806 5,271,601 1,922,942 108,958,519 Thomas Hamilton 272,543,261 7,097,161 1,966,927 108,958,519 Kathy Hopinkah Hannan 270,712,311 8,992,364 1,902,674 108,958,519 Michael Haylon 265,860,960 13,788,998 1,957,391 108,958,519 Martin Laguerre 275,023,593 4,602,022 1,981,734 108,958,519 Manon Laroche 274,883,828 4,735,587 1,987,934 108,958,519 Eric A. Reeves 273,058,494 6,626,595 1,922,260 108,958,519 John H. Schaefer 269,544,856 10,031,553 2,030,940 108,958,519 Glenn A. Votek 274,296,572 5,365,265 1,945,512 108,958,519 Scott Wede 275,289,375 4,380,289 1,937,685 108,958,519 Vicki Williams 266,102,138 13,597,603 1,907,608 108,958,519 Proposal 2. Advisory approval of the Company's executive compensation. Fo

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 101 Pursuant to Rule 406 of Regulation S-T, the cover page information is formatted in iXBRL (Inline eXtensible Business Reporting Language). 104 Cover page interactive data file (formatted in iXBRL in Exhibit 101).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ANNALY CAPITAL MANAGEMENT, INC. By: /s/ Anthony C. Green Name: Anthony C. Green Title: Chief Corporate Officer & Chief Legal Officer Dated: May 15, 2024

View Full Filing

View this 8-K filing on SEC EDGAR