New Mountain Finance Corp 10-Q Filing
Ticker: NMFCZ · Form: 10-Q · Filed: Oct 30, 2024 · CIK: 1496099
| Field | Detail |
|---|---|
| Company | New Mountain Finance Corp (NMFCZ) |
| Form Type | 10-Q |
| Filed Date | Oct 30, 2024 |
| Pages | 15 |
| Reading Time | 19 min |
| Key Dollar Amounts | $0.01 |
| Sentiment | neutral |
Sentiment: neutral
FAQ
What type of filing is this?
This is a 10-Q filing submitted by New Mountain Finance Corp (ticker: NMFCZ) to the SEC on Oct 30, 2024.
What are the key financial figures in this filing?
Key dollar amounts include: $0.01 (ich registered Common stock, par value $0.01 per share NMFC NASDAQ Global Select Mar).
How long is this filing?
New Mountain Finance Corp's 10-Q filing is 15 pages with approximately 4,645 words. Estimated reading time is 19 minutes.
Where can I view the full 10-Q filing?
The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.
Filing Stats: 4,645 words · 19 min read · ~15 pages · Grade level 7.8 · Accepted 2024-10-30 16:35:22
Key Financial Figures
- $0.01 — ich registered Common stock, par value $0.01 per share NMFC NASDAQ Global Select Mar
Filing Documents
- nmfc-20240930.htm (10-Q) — 10690KB
- nmfc-supplementno1topros.htm (EX-10.1) — 6KB
- smbc-newmountainxamended.htm (EX-10.2) — 686KB
- wells-newmountainnmfcxtw.htm (EX-10.3) — 9KB
- nmfc-093024xex311.htm (EX-31.1) — 10KB
- nmfc-093024xex312.htm (EX-31.2) — 10KB
- nmfc-093024xex321.htm (EX-32.1) — 6KB
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- 0001496099-24-000040.txt ( ) — 124157KB
- nmfc-20240930.xsd (EX-101.SCH) — 106KB
- nmfc-20240930_cal.xml (EX-101.CAL) — 91KB
- nmfc-20240930_def.xml (EX-101.DEF) — 911KB
- nmfc-20240930_lab.xml (EX-101.LAB) — 1000KB
- nmfc-20240930_pre.xml (EX-101.PRE) — 886KB
- nmfc-20240930_htm.xml (XML) — 10391KB
FINANCIAL INFORMATION
PART I. FINANCIAL INFORMATION Item 1.
Financial Statements
Financial Statements New Mountain Finance Corporation Consolidated Statements of Assets and Liabilities as of September 30, 2024 (unaudited) and December 31, 2023 3 Consolidated Statements of Operations for the three and nine months ended September 30, 2024 (unaudited) and September 30, 2023 (unaudited) 4 Consolidated Statements of Changes in Net Assets for the three and nine months ended September 30, 2024 (unaudited) and September 30, 2023 (unaudited) 5 Consolidated Statements of Cash Flows for the nine months ended September 30 , 2024 (unaudited) and September 30 , 2023 (unaudited) 6 Consolidated Schedule of Investments as of September 30 , 2024 (unaudited) 7 Consolidated Schedule of Investments as of December 31, 2023 38 Notes to the Consolidated Financial Statements of New Mountain Finance Corporation (unaudited) 64 Report of Independent Registered Public Accounting Firm 114 Item 2.
Management's Discussion and Analysis of Financial Condition and Results of Operations
Management's Discussion and Analysis of Financial Condition and Results of Operations 115 Item 3.
Quantitative and Qualitative Disclosures About Market Risk
Quantitative and Qualitative Disclosures About Market Risk 136 Item 4.
Controls and Procedures
Controls and Procedures 137
OTHER INFORMATION
PART II. OTHER INFORMATION 138 Item 1.
Legal Proceedings
Legal Proceedings 138 Item 1A.
Risk Factors
Risk Factors 138 Item 2. Unregistered Sales of Equity Securities and Use of Proceeds 140 Item 3. Defaults Upon Senior Securities 140 Item 4. Mine Safety Disclosures 140 Item 5. Other Information 140 Item 6. Exhibits 142
Signatures
Signatures 144 2 Table of Contents
FINANCIAL INFORMATION
PART I. FINANCIAL INFORMATION
Financial Statements
Item 1. Financial Statements New Mountain Finance Corporation Consolidated Statements of Assets and Liabilities (in thousands, except shares and per share data) (unaudited) September 30, 2024 December 31, 2023 Assets Investments at fair value Non-controlled/non-affiliated investments (cost of $ 2,459,913 and $ 2,283,490 , respectively) $ 2,446,773 $ 2,209,867 Non-controlled/affiliated investments (cost of $ 121,649 and $ 107,895 , respectively) 113,017 133,659 Controlled investments (cost of $ 684,751 and $ 646,823 , respectively) 705,481 667,796 Total investments at fair value (cost of $ 3,266,313 and $ 3,038,208 , respectively) 3,265,271 3,011,322 Securities purchased under collateralized agreements to resell (cost of $ 30,000 and $ 30,000 , respectively) 13,500 16,500 Cash and cash equivalents 61,943 70,090 Interest and dividend receivable 45,905 44,107 Derivative asset at fair value 8,320 — Receivable from affiliates 139 82 Deferred tax asset — 594 Other assets 19,178 16,519 Total assets $ 3,414,256 $ 3,159,214 Liabilities Borrowings Unsecured Notes $ 993,577 $ 506,500 Holdings Credit Facility 407,563 515,063 SBA-guaranteed debentures 300,000 300,000 Convertible Notes 260,120 260,207 NMFC Credit Facility 55,031 36,813 NMNLC Credit Facility II 2,908 2,853 DB Credit Facility — 186,400 Deferred financing costs (net of accumulated amortization of $ 61,723 and $ 54,263 , respectively) ( 26,229 ) ( 22,387 ) Net borrowings 1,992,970 1,785,449 Interest payable 18,485 20,440 Management fee payable 10,730 10,116 Payable to broker 10,370 — Incentive fee payable 8,821 8,555 Deferred tax liability 1,100 — Derivative liability at fair value 781 — Other liabilities 3,420 2,931 Total liabilities 2,046,677 1,827,491 Commitments and contingencies (See Note 9) Net assets Preferred stock, par value $ 0.01 per share, 2,000,000 shares authorized, none issued — — Common stock, par value $ 0.01 per share, 200,000,000 shares authoriz