SC 13G/A: New Mountain Finance Corp

AI Summary

SC 13G/A filing by New Mountain Finance Corp.

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.01 — me of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securiti

Filing Documents

• tm2426424d7_sc13ga.htm (SC 13G/A) — 95KB
• 0001104659-24-109769.txt ( ) — 96KB

From the Filing

SC 13G/A 1 tm2426424d7_sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* New Mountain Finance Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 647551AE0 (CUSIP Number) October 10, 2024 (Date of Event Which Requires Filing of the Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAME OF REPORTING PERSONS Radcliffe Capital Management, L.P. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 3,423,841 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 3,528,941 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,528,941 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.17% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA, PN 1. NAME OF REPORTING PERSONS RGC Management Company, LLC 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 3,423,841 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 3,528,941 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,528,941 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.17% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC, OO 1. NAME OF REPORTING PERSONS Steven B. Katznelson 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Canada, United States of America and United Kingdom NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 3,423,841 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 3,528,941 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,528,941 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.17% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC, IN 1. NAME OF REPORTING PERSONS Christopher L. Hinkel 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 3,423,841 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 3,528,941 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,528,941 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.17% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC, IN Item 1(a). Name of Issuer: New Mountain Finance Corporation Item 1(b). Address of Issuer’s Principal Executive Offices: 1633 Broadway, 48 th Floor New York, NY 10019 Item 2(a). Name of Person Filing: Radcliffe Capital Management, L.P. RGC Management Company, LLC Steven B. Katznelson Christopher L. Hinkel Item 2(b). Address of Principal Business Office or, if none, Residence: 50 Monument Road, Suite 300 Bala Cynwyd, PA 19004 Item 2(c). Citizenship: Radcliffe Capital Management, L.P. – Delaware, United States of America RGC Management Company, LLC – Delaware, United States of America Steven B. Katznelson – Canada, United States of America and the United Kingdom Christopher L. Hinkel – United Stat

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