National Grid plc Files 6-K Report

TL;DR

National Grid plc filed a 6-K on 6/28/24, confirming its UK domicile and reporting status.

AI Summary

National Grid plc filed a Form 6-K on June 28, 2024, reporting its status as a foreign private issuer. The filing confirms the company's jurisdiction of incorporation as England and Wales and provides its principal executive office address in London, United Kingdom. This report is filed pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934.

Why It Matters

This filing serves as an update for investors and regulatory bodies regarding National Grid's status and reporting obligations as a foreign private issuer.

Risk Assessment

Risk Level: low — This is a routine administrative filing and does not contain new financial or operational information that would typically indicate risk.

Key Players & Entities

• NATIONAL GRID PLC (company) — Filer
• England and Wales (jurisdiction) — Jurisdiction of Incorporation
• London, United Kingdom (location) — Principal executive office
• Securities Exchange Act of 1934 (regulation) — Governing Act

FAQ

Filing Documents

• a2969u.htm (6-K) — 356KB
• 0001654954-24-008303.txt ( ) — 357KB

From the Filing

FILING a2969u         UNITED STATES   SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549     FORM 6-K     REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934   Date: 28 June 2024   Commission File Number: 001-14958       NATIONAL GRID plc   (Translation of registrant’s name into English)   England and Wales   (Jurisdiction of Incorporation)        1-3 Strand, London, WC2N 5EH, United Kingdom (Address of principal executive office)       Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.   ☒   Form 20-F       ☐   Form 40-F   Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):   ☐   Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):   ☐   Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934.   ☐   Yes     ☒   No   If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a                       EXHIBIT INDEX   Exhibit No.   Description   99.1   Exhibit 99.1 Announcement sent to the London Stock Exchange on 03 June 2024   — Total Voting Rights 99.2   Exhibit 99.2 Announcement sent to the London Stock Exchange on 04 June 2024   — Director/PDMR Shareholding 99.3   Exhibit 99.3 Announcement sent to the London Stock Exchange on 10 June 2024   — Director/PDMR Shareholding 99.4   Exhibit 99.4 Announcement sent to the London Stock Exchange on 14 June 2024   — Director/PDMR Shareholding 99.5   Exhibit 99.5 Announcement sent to the London Stock Exchange on 24 June 2024   — Director's Other Appointment     Exhibit 99.1   3 June 2024   National Grid plc ('National Grid' or 'Company')   Voting Rights update   National Grid's registered capital as of 31 May 2024 consisted of 3,967,138,214 ordinary shares, of which, 245,598,853 were held as treasury shares; leaving a balance of 3,721,539,361 with voting rights.   The figure of 3,721,539,361 may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, National Grid under the FCA's Disclosure Guidance and Transparency Rules.   Pritti Patel Deputy Company Secretary and General Counsel, Corporate     Exhibit 99.2   4 June 2024   National Grid plc ('National Grid' or 'Company')   Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMR')     This announcement is made in accordance with Article 19  of the Market Abuse Regulation ('MAR') and relates to a National Grid Retention Award Plan ('RAP') award.     The RAP Award (the 'Award') will vest in three tranches on or after 1 March 2025, 1 December 2025 and 1 March 2026 respectively. The Award is conditional on continued employment and satisfactory conduct and performance. This award is subject to clawback and malus provisions.     In accordance with MAR the relevant Financial Conduct Authority ('FCA') notification is set out below.     1 Details of the person discharging managerial responsibilities / person closely associated.   a) Name   Talvis Love 2 Reason for the notification   a) Position/status   Chief Digital and Information Officer b) Initial notification /Amendment   Initial notification 3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor   a) Name   National Grid plc b) LEI   8R95QZMKZLJX5Q2XR704 4   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted   a) Description of the financial instrument

View Full Filing

View this 6-K filing on SEC EDGAR