FiscalNote Holdings, Inc. Files 8-K for Financial Agreements

Ticker: NOTE-WT · Form: 8-K · Filed: Apr 12, 2024 · CIK: 1823466

Fiscalnote Holdings, Inc. 8-K Filing Summary
FieldDetail
CompanyFiscalnote Holdings, Inc. (NOTE-WT)
Form Type8-K
Filed DateApr 12, 2024
Risk Levelmedium
Pages3
Reading Time3 min
Key Dollar Amounts$0.0001, $1.6 million
Sentimentneutral

Sentiment: neutral

Topics: material-agreement, financial-obligation, equity-sale

Related Tickers: NOTE

TL;DR

FiscalNote filed an 8-K detailing new financial obligations and equity sales.

AI Summary

On April 11, 2024, FiscalNote Holdings, Inc. entered into a material definitive agreement related to its financial obligations. The company also reported on the creation of a direct financial obligation and unregistered sales of equity securities. This filing details significant financial and corporate actions taken by FiscalNote.

Why It Matters

This 8-K filing indicates significant financial activities and potential new obligations for FiscalNote, which could impact its financial health and stock performance.

Risk Assessment

Risk Level: medium — The filing involves material definitive agreements, financial obligations, and unregistered equity sales, which can introduce financial risks and uncertainties.

Key Players & Entities

  • FiscalNote Holdings, Inc. (company) — Registrant
  • April 11, 2024 (date) — Date of earliest event reported
  • Duddell Street Acquisition Corp. (company) — Former Company Name

FAQ

What type of material definitive agreement did FiscalNote Holdings, Inc. enter into?

The filing indicates FiscalNote Holdings, Inc. entered into a material definitive agreement, but the specific details of the agreement are not provided in this excerpt.

What are the key items reported in this 8-K filing?

This 8-K filing reports on the entry into a material definitive agreement, the creation of a direct financial obligation, unregistered sales of equity securities, and financial statements and exhibits.

When was the earliest event reported in this filing?

The earliest event reported in this filing occurred on April 11, 2024.

What was FiscalNote Holdings, Inc.'s former company name?

FiscalNote Holdings, Inc.'s former company name was Duddell Street Acquisition Corp.

What is the state of incorporation for FiscalNote Holdings, Inc.?

FiscalNote Holdings, Inc. is incorporated in Delaware.

Filing Stats: 796 words · 3 min read · ~3 pages · Grade level 10.8 · Accepted 2024-04-12 16:35:06

Key Financial Figures

  • $0.0001 — stered Class A common stock, par value $0.0001 per share NOTE NYSE Warrants to p
  • $1.6 million — ed the Company to convert approximately $1.6 million in aggregate principal amount of the No

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 10.1* Letter Agreement Relating to Senior Subordinated Convertible Promissory Notes and Co-Pilot Agreement, dated as of April 11, 2024, by and between the Registrant and EGT-East, LLC. 104 Cover Page Interactive Data File (formatted as Inline XBRL). * The appendix to this exhibit has been omitted in accordance with Item 601(a)(5) of Regulation S-K. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FISCALNOTE HOLDINGS, INC. By: /s/ Timothy Hwang Name: Timothy Hwang Title: Chief Executive Officer Date: April 12, 2024

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