Neptune Insurance Holdings Inc. (NP) — SEC Filings
Neptune Insurance Holdings Inc. (NP) — 7 SEC filings. Latest: ARS (Apr 17, 2026). Includes 2 8-K, 2 S-1/A, 1 ARS.
View Neptune Insurance Holdings Inc. on SEC EDGAR
Overview
Neptune Insurance Holdings Inc. (NP) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a ARS filed on Apr 17, 2026: Neptune Insurance Holdings Inc. filed its Annual Report to Security Holders (ARS) on April 17, 2026, for the period ending December 31, 2025. The filing includes a complete annual report document and a submission text file. The company's mailing and business address is 400 6th St S, St. Petersburg,
Sentiment Summary
Across 7 filings, the sentiment breakdown is: 2 bearish, 4 neutral, 1 mixed. The dominant filing sentiment for Neptune Insurance Holdings Inc. is neutral.
Filing Type Overview
Neptune Insurance Holdings Inc. (NP) has filed 1 ARS, 1 DEFA14A, 2 8-K, 2 S-1/A, 1 S-1 with the SEC between Sep 2025 to Apr 2026.
Filings by Year
Recent SEC Filings (7)
| Date | Form | Description | Risk |
|---|---|---|---|
| Apr 17, 2026 | ARS | Neptune Insurance Holdings Files 2025 Annual Report | low |
| Apr 17, 2026 | DEFA14A | Neptune Insurance Holdings Proxy Solicitation | low |
| Nov 12, 2025 | 8-K | Neptune Insurance Holdings Files 8-K on Financials | low |
| Oct 7, 2025 | 8-K | Neptune Insurance Holdings Changes Fiscal Year End | low |
| Sep 26, 2025 | S-1/A | Neptune Insurance Files S-1/A for IPO; CEO Retains 82.1% Voting Control | high |
| Sep 22, 2025 | S-1/A | Neptune Insurance IPO: Selling Stockholders Offer 18.4M Shares, CEO Retains Control | high |
| Sep 3, 2025 | S-1 | Neptune Insurance Launches IPO; CEO to Retain Control | high |
Risk Profile
Risk Assessment: Of NP's 7 recent filings, 3 were flagged as high-risk, 0 as medium-risk, and 4 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Trevor Burgess
Industry Context
The insurance industry is highly competitive and subject to significant regulatory oversight across various jurisdictions. Key trends include digital transformation, evolving customer expectations for personalized products and services, and the impact of macroeconomic factors like interest rates and inflation on investment income and claims costs. Insurtech companies are also disrupting traditional models with innovative technology.
Top Tags
IPO (3) · Controlled Company (3) · Dual-Class Stock (3) · S-1/A Filing (2) · Emerging Growth Company (2) · Shareholder Rights (2) · Insurance (2) · annual-report (1) · security-holders (1) · financials (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| ARS Document Size | 49859817 | Size of the complete annual report PDF |
| Submission Text File Size | 68668037 | Size of the complete submission text file |
| New Fiscal Year End | 1231 | The company will now close its books on December 31st annually. |
| Effective Date | 20251002 | The change in fiscal year end is effective as of this date. |
| Shares of Class A common stock offered | 18,421,053 | All shares are being sold by existing stockholders, not the company. |
| Low end of anticipated IPO price range per share | $18.00 | Part of the estimated valuation for the offering. |
| High end of anticipated IPO price range per share | $20.00 | Part of the estimated valuation for the offering. |
| Voting power of Trevor Burgess post-IPO | 82.1% | Highlights the 'controlled company' status and limited public shareholder influence. |
| Aggregate indicated interest from cornerstone investors | $75 million | Represents potential demand from institutional investors for Class A common stock. |
| Shares reserved for directed share program | 5% | Allocated for directors, officers, employees, business associates, and related persons. |
| Additional shares for over-allotment option | 2,763,157 | Granted to underwriters by selling stockholders. |
| Voting power of CEO Trevor Burgess post-IPO | 82.1% | Establishes Neptune as a 'controlled company' |
| Votes per share for Class B common stock | 10 | Dual-class stock structure, Class A has 1 vote per share |
| Votes per Class A common stock share | 1 | Indicates lower voting power for public investors compared to Class B shares. |
| Votes per Class B common stock share | 10 | Highlights the concentrated voting power of Class B holders, including the CEO. |
Frequently Asked Questions
What are the latest SEC filings for Neptune Insurance Holdings Inc. (NP)?
Neptune Insurance Holdings Inc. has 7 recent SEC filings from Sep 2025 to Apr 2026, including 2 8-K, 2 S-1/A, 1 ARS. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of NP filings?
Across 7 filings, the sentiment breakdown is: 2 bearish, 4 neutral, 1 mixed. The dominant sentiment is neutral.
Where can I find Neptune Insurance Holdings Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Neptune Insurance Holdings Inc. (NP) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Neptune Insurance Holdings Inc.?
Financial highlights for Neptune Insurance Holdings Inc. are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for NP?
The investment thesis for NP includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Neptune Insurance Holdings Inc.?
Key executives identified across Neptune Insurance Holdings Inc.'s filings include Trevor Burgess.
What are the main risk factors for Neptune Insurance Holdings Inc. stock?
Of NP's 7 assessed filings, 3 were flagged high-risk, 0 medium-risk, and 4 low-risk.
What are recent predictions and forward guidance from Neptune Insurance Holdings Inc.?
Forward guidance and predictions for Neptune Insurance Holdings Inc. are extracted from SEC filings as they are enriched.