Nomura Holdings Files Corporate Governance Report
Ticker: NRSCF · Form: 6-K · Filed: Apr 19, 2024 · CIK: 1163653
Sentiment: neutral
Topics: corporate-governance, filing, report
TL;DR
Nomura dropped a governance report, check it out.
AI Summary
Nomura Holdings, Inc. filed a Form 6-K on April 19, 2024, to report information furnished to the SEC. The filing includes an English translation of their Corporate Governance Report as Exhibit 1. Nomura Holdings, Inc. is a Japanese financial services company headquartered in Tokyo.
Why It Matters
This filing provides insight into Nomura's corporate governance practices, which can be important for investors assessing the company's management and risk oversight.
Risk Assessment
Risk Level: low — This filing is a routine report of corporate governance information and does not contain significant new financial or operational developments.
Key Players & Entities
- Nomura Holdings, Inc. (company) — Registrant
- April 19, 2024 (date) — Filing Date
- Tokyo (location) — Company Headquarters
FAQ
What is the primary purpose of this Form 6-K filing?
The primary purpose of this Form 6-K filing is to report information furnished to the SEC, specifically including an English translation of Nomura Holdings, Inc.'s Corporate Governance Report.
What exhibit is included with this filing?
Exhibit 1, an English Translation of the Corporate Governance Report, is included with this filing.
When was this Form 6-K filed?
This Form 6-K was filed on April 19, 2024.
Where is Nomura Holdings, Inc. headquartered?
Nomura Holdings, Inc. is headquartered in Tokyo, Japan.
Does Nomura Holdings, Inc. file annual reports under Form 20-F or 40-F?
Nomura Holdings, Inc. indicates that it files annual reports under Form 20-F.
Filing Stats: 4,131 words · 17 min read · ~14 pages · Grade level 15 · Accepted 2024-04-19 06:03:56
Filing Documents
- d654202d6k.htm (6-K) — 389KB
- g654202g38g01.jpg (GRAPHIC) — 104KB
- g654202g38g02.jpg (GRAPHIC) — 101KB
- g654202g39g39.jpg (GRAPHIC) — 145KB
- 0001193125-24-101556.txt ( ) — 873KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: April 19, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director [Translation of the Corporate Governance Report filed with the Tokyo Stock Exchange on April 19, 2024] This document is a translation of the Japanese language original prepared solely for convenience of reference. In the event of any discrepancy between this translated document and the Japanese language original, the Japanese language original shall prevail. CORPORATE GOVERNANCE REPORT Nomura Holdings, Inc. Last updated: April 19, 2024 Nomura Holdings, Inc. Kentaro Okuda, Representative Executive Officer, President and Group CEO Contact: 81-3-5255-1000 Securities Code: 8604 (Tokyo Stock Exchange) https://www.nomuraholdings.com/investor/ The status of the corporate governance of Nomura Holdings, Inc. (the Company) is as described below. I Underlying Concept of Corporate Governance, Capital Structure, Corporate Attributes, and Other Fundamental Information 1. Underlying Concept The Company recognizes that enhancement of corporate governance is one of the top priorities for the Company to achieve its management visions to enhance corporate value by deepening societys trust in the firm and increasing the satisfaction of stakeholders, including that of shareholders and clients. On this basis, the Company is committed to strengthening and to improving its governance framework which ensures effectiveness of management oversight and transparency in the Companys management and at the same time pursues sustainable growth and expedited decision-making process within the Nomura Group. The Company, recognizing the perspectives of various stakeholders beginning with shareholders and clients, established the Nomura Holdings Corporate G