Nomura Finalizes Treasury Share Disposition Details
Ticker: NRSCF · Form: 6-K · Filed: May 7, 2024 · CIK: 1163653
Sentiment: neutral
Topics: treasury-shares, disposition, filing
TL;DR
Nomura Holdings finalized treasury share sale details, filing a 6-K on May 7, 2024.
AI Summary
Nomura Holdings, Inc. filed a Form 6-K on May 7, 2024, to report the finalization of details regarding the disposition of its treasury shares. This filing is for the month of May 2024 and indicates that Nomura is a foreign private issuer filing under the 1934 Act.
Why It Matters
This filing signals a step in Nomura's capital management strategy, potentially impacting its share structure and financial metrics.
Risk Assessment
Risk Level: low — This is a routine disclosure of treasury share disposition details, not indicating new financial distress or significant operational changes.
Key Players & Entities
- Nomura Holdings, Inc. (company) — Filer of the 6-K report
- May 7, 2024 (date) — Filing date of the 6-K
- 1-15270 (dollar_amount) — Commission File Number
FAQ
What is the purpose of this Form 6-K filing?
The Form 6-K is filed to report the finalization of details regarding the disposition of Nomura Holdings, Inc.'s treasury shares.
When was this Form 6-K filed?
This Form 6-K was filed on May 7, 2024.
What is Nomura Holdings, Inc.'s principal executive office address?
Nomura Holdings, Inc.'s principal executive offices are located at 13-1, Nihonbashi 1-chome Chuo-ku, Tokyo 103-8645 Japan.
Does Nomura Holdings, Inc. file annual reports under Form 20-F or Form 40-F?
Nomura Holdings, Inc. files annual reports under cover of Form 20-F.
What exhibit is included with this Form 6-K?
The included exhibit is titled 'Nomura Finalizes Details of Disposition of Treasury Sha'.
Filing Stats: 1,450 words · 6 min read · ~5 pages · Grade level 11.1 · Accepted 2024-05-07 07:29:30
Filing Documents
- d837002d6k.htm (6-K) — 63KB
- g837002g38g97.jpg (GRAPHIC) — 62KB
- 0001193125-24-132577.txt ( ) — 146KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: May 7, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award Tokyo, May 7, 2024 Nomura Holdings, Inc. (the Company) today announced that the number of shares disposed and the number of allottees, etc., of Restricted Stock Unit (RSU) No.6, Restricted Stock Unit (RSU) No.12, Restricted Stock Unit (RSU) No.18, Restricted Stock Unit (RSU) No.24, Restricted Stock Unit (RSU) No.30 and Restricted Stock Unit (RSU) No.36 have been finalized, which relate to the disposition of treasury stock determined by its Executive Management Board held on May 14, 2018 (the 2018 Decision), announced in its news release Nomura Determines to Make Disposition of Treasury Shares as Stock Award and Submits Shelf Registration Statement dated May 14, 2018, Executive Management Board held on May 16, 2019 (the 2019 Decision), announced in its news release Nomura Determines to Make Disposition of Treasury Shares as Stock Award dated May 16, 2019, Executive Management Board held on May 27, 2020 (the 2020 Decision), announced in its news release Nomura Determines to Make Disposition of Treasury Shares as Stock Award dated May 27, 2020, Executive Management Board held on May 17, 2021 (the 2021 Decision), announced in its news release Nomura Determines to Make Disposition of Treasury Shares as Stock Award dated May 17, 2021, Executive Management Board held on May 19, 2022 (the 2022 Decision), announced in its news release Nomura Determines to Make Disposition of Treasury Shares as Stock Award dated May 19, 2022 and Executive Management Board held on May 15, 2023 (the 2023 Decision), announced in its news release Nomura Determines to Make Disposition of Treasury Shares as Stoc