Nomura Holdings Files Corporate Governance Report
Ticker: NRSCF · Form: 6-K · Filed: May 13, 2024 · CIK: 1163653
| Field | Detail |
|---|---|
| Company | Nomura Holdings INC (NRSCF) |
| Form Type | 6-K |
| Filed Date | May 13, 2024 |
| Risk Level | low |
| Pages | 14 |
| Reading Time | 16 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, foreign-private-issuer, sec-filing
TL;DR
Nomura Holdings filed its Corporate Governance Report on 5/13/24.
AI Summary
Nomura Holdings, Inc. filed a Form 6-K on May 13, 2024, to report its Corporate Governance Report in English. This filing is made pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. The company is a foreign private issuer and will file its annual reports under Form 20-F.
Why It Matters
This filing provides transparency into Nomura's corporate governance practices, which is important for investors assessing the company's management and oversight.
Risk Assessment
Risk Level: low — This is a routine filing of a corporate governance report and does not contain new financial information or significant operational updates.
Key Players & Entities
- Nomura Holdings, Inc. (company) — Registrant
- 0001193125-24-136625 (accession_number) — Filing Identifier
- 1-15270 (commission_file_number) — SEC File Number
- May 2024 (date) — Reporting Period
- 20240513 (date) — Filing Date
FAQ
What type of report is Nomura Holdings, Inc. submitting on May 13, 2024?
Nomura Holdings, Inc. is submitting a Form 6-K, specifically an English Translation of its Corporate Governance Report.
Under which SEC rules is this Form 6-K being filed?
This Form 6-K is filed pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934.
Is Nomura Holdings, Inc. considered a foreign private issuer?
Yes, the filing indicates that Nomura Holdings, Inc. is a foreign private issuer.
What is the principal executive office address for Nomura Holdings, Inc.?
The principal executive offices are located at 13-1, Nihonbashi 1-chome Chuo-ku, Tokyo 103-8645 Japan.
Which form will Nomura Holdings, Inc. use for its annual reports?
Nomura Holdings, Inc. will file its annual reports under cover of Form 20-F.
Filing Stats: 4,081 words · 16 min read · ~14 pages · Grade level 14.4 · Accepted 2024-05-13 06:03:58
Filing Documents
- d779009d6k.htm (6-K) — 387KB
- g779009g38d01.jpg (GRAPHIC) — 148KB
- g779009g38d02.jpg (GRAPHIC) — 147KB
- g779009g39d39.jpg (GRAPHIC) — 205KB
- 0001193125-24-136625.txt ( ) — 1076KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: May 13, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director [Translation of the Corporate Governance Report filed with the Tokyo Stock Exchange on May 13, 2024] This document is a translation of the Japanese language original prepared solely for convenience of reference. In the event of any discrepancy between this translated document and the Japanese language original, the Japanese language original shall prevail. CORPORATE GOVERNANCE REPORT Nomura Holdings, Inc. Last updated: May 13, 2024 Nomura Holdings, Inc. Kentaro Okuda, Representative Executive Officer, President and Group CEO Contact: 81-3-5255-1000 Securities Code: 8604 (Tokyo Stock Exchange) https://www.nomuraholdings.com/investor/ The status of the corporate governance of Nomura Holdings, Inc. (the Company) is as described below. I Underlying Concept of Corporate Governance, Capital Structure, Corporate Attributes, and Other Fundamental Information 1. Underlying Concept The Company recognizes that enhancement of corporate governance is one of the top priorities for the Company to achieve its management visions to enhance corporate value by deepening societys trust in the firm and increasing the satisfaction of stakeholders, including that of shareholders and clients. On this basis, the Company is committed to strengthening and to improving its governance framework which ensures effectiveness of management oversight and transparency in the Companys management and at the same time pursues sustainable growth and expedited decision-making process within the Nomura Group. The Company, recognizing the perspectives of various stakeholders beginning with shareholders and clients, established the Nomura Holdings Corporate Governa