Nomura Holdings Files 6-K Report
Ticker: NRSCF · Form: 6-K · Filed: May 14, 2024 · CIK: 1163653
Sentiment: neutral
Topics: regulatory-filing, foreign-private-issuer
TL;DR
Nomura Holdings filed a 6-K, confirming 20-F annual reports and providing an English translation exhibit.
AI Summary
Nomura Holdings, Inc. filed a Form 6-K on May 14, 2024, to report information for the month of May 2024. This filing is a report of a foreign private issuer and indicates that Nomura Holdings, Inc. files annual reports under Form 20-F. The filing includes an exhibit which is an English translation of some document.
Why It Matters
This filing provides an update on Nomura Holdings' reporting status as a foreign private issuer, which is relevant for investors tracking their regulatory disclosures.
Risk Assessment
Risk Level: low — This is a routine regulatory filing (Form 6-K) that does not contain new financial results or significant operational news.
Key Players & Entities
- Nomura Holdings, Inc. (company) — Registrant
- May 14, 2024 (date) — Filing Date
- Form 6-K (document) — Filing Type
- Form 20-F (document) — Annual Report Form
FAQ
What is the purpose of a Form 6-K filing?
A Form 6-K is a report of foreign private issuers required by the U.S. Securities and Exchange Commission (SEC) to provide timely information that is made public in their home country or filed with a stock exchange.
What does it mean that Nomura Holdings, Inc. is a 'foreign private issuer'?
It means Nomura Holdings, Inc. is a foreign entity that is not a U.S. person and is subject to different reporting requirements than domestic U.S. companies.
Which annual report form does Nomura Holdings, Inc. file?
Nomura Holdings, Inc. files its annual reports under cover of Form 20-F.
What is included as an exhibit in this filing?
The filing indicates that Exhibit 1 is an English translation of some document.
What is the filing date of this Form 6-K?
This Form 6-K was filed on May 14, 2024.
Filing Stats: 736 words · 3 min read · ~2 pages · Grade level 17.7 · Accepted 2024-05-14 06:04:26
Filing Documents
- d812030d6k.htm (6-K) — 72KB
- 0001193125-24-137656.txt ( ) — 73KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: May 14, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director Table of Contents [Translation of Share Buyback Report for the reporting month from April 1, 2024 to April 30, 2024 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on May 14, 2024] Class of Shares: Common Stock 1. Status of repurchase (1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders Not applicable (2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (Board) as of April 30, 2024 Number of Shares Total Repurchase Amount (JPY) Authorization pursuant to the resolution of the Board (January 31, 2024) (Period of repurchase: from February 16, 2024 to September 30, 2024 (excluding the ten business days following the announcement of each quarterly financial results)) 125,000,000 100,000,000,000 Repurchases during this reporting month (Date of repurchase) (Date) April 1 April 2 April 3 April 4 April 5 April 8 April 9 April 10 April 11 April 12 April 15 April 16 April 17 April 18 April 19 April 22 April 23 April 24 April 25 April 26 2,132,900 1,814,500 1,940,000 1,380,000 2,132,900 1,934,500 1,791,400 1,860,000 1,934,500 1,934,500 1,770,000 1,845,000 1,845,100 1,630,000 1,845,100 1,763,800 1,763,800 1,730,000 1,763,800 1,763,000 2,025,390,360 1,689,792,890 1,796,747,180 1,308,573,790 1,964,391,750 1,833,830,250 1,697,981,930 1,749,225,180 1,837,735,060 1,853,484,420 1,669,692,230 1,717,183,210 1,671,267,230 1,465,570,510 1,637,202,560 1,578,198,020 1,594,959,810 1,580,394,510 1,596,940,370 1,602,964,430 Total 36,574,800 33,871,525,690 Aggregate shares repurchas