Nomura Holdings to Dispose of Treasury Shares
Ticker: NRSCF · Form: 6-K · Filed: May 16, 2024 · CIK: 1163653
Sentiment: neutral
Topics: treasury-shares, corporate-action, disclosure
TL;DR
Nomura's selling treasury stock, filing shows.
AI Summary
Nomura Holdings, Inc. announced on May 16, 2024, its determination to dispose of treasury shares. The filing is a Form 6-K, indicating it's a report of a foreign private issuer.
Why It Matters
This action by Nomura Holdings could impact its share structure and potentially signal a strategic shift or capital management decision.
Risk Assessment
Risk Level: low — This filing is a routine disclosure of a corporate action and does not inherently present new financial risks.
Key Players & Entities
- Nomura Holdings, Inc. (company) — Registrant
- May 16, 2024 (date) — Announcement Date
- 1-13-1 Nihonbashi 1-chome Chuo-ku, Tokyo 103-8645 Japan (address) — Principal Executive Offices
FAQ
What is the primary purpose of this Form 6-K filing?
The primary purpose is to report Nomura Holdings, Inc.'s determination to dispose of treasury shares.
What type of company is Nomura Holdings, Inc. according to the filing?
Nomura Holdings, Inc. is identified as a foreign private issuer.
When was the determination to dispose of treasury shares made?
The determination was made on May 16, 2024.
What is Nomura Holdings, Inc.'s principal executive office address?
The principal executive offices are located at 13-1, Nihonbashi 1-chome Chuo-ku, Tokyo 103-8645 Japan.
Does Nomura Holdings file annual reports under Form 20-F or 40-F?
Nomura Holdings files annual reports under Form 20-F.
Filing Stats: 2,254 words · 9 min read · ~8 pages · Grade level 12.6 · Accepted 2024-05-16 07:17:25
Filing Documents
- d842356d6k.htm (6-K) — 92KB
- g842356g38g97.jpg (GRAPHIC) — 62KB
- g842356g64y01.jpg (GRAPHIC) — 53KB
- 0001193125-24-139995.txt ( ) — 233KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: May 16, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director Nomura Determines to Make Disposition of Treasury Shares as Stock Award Tokyo, May 16, 2024 Nomura Holdings, Inc. (the Company) today announced that its Executive Management Board has determined to make a disposition of treasury stock as outlined below (the Decision) 1 . 1. Purpose of Disposition of Treasury Stock As the Company announced in Nomura to Grant Restricted Stock Units (RSUs) and Performance Share Units (PSUs) issued on April 26, 2024, the Company has determined to grant Restricted Stock Units (RSUs) based on the RSU plan (the RSU Plan) for directors, executive officers, and employees of the Company and its subsidiaries as deferred compensation using the Companys treasury stock, and Performance Share Units (PSUs) based on the PSU plan (the PSU Plan) for directors and executive officers of the Company as deferred compensation using the Companys treasury stock. Under the RSU Plan, in principle, after the expiration of a deferral period determined beforehand by the Company, the Company will dispose of and allot treasury stock in a number corresponding to the number of RSUs granted to each allottee which number is determined beforehand by the Company, by having the allottees make a contribution in kind to the Company of monetary compensation claims granted to the allottees. Under the PSU Plan, in principle, after the expiration of a three-year performance evaluation period, depending on the degree of achievement of the performance targets for the performance evaluation period, determined beforehand by the Company, the Company will dispose of and allot treasury stock in a number corresponding to the number of PSUs granted to each allot