Nomura Holdings Files Extraordinary Report 6-K
Ticker: NRSCF · Form: 6-K · Filed: Jun 26, 2024 · CIK: 1163653
Sentiment: neutral
Topics: extraordinary-report, foreign-private-issuer, sec-filing
Related Tickers: NMR
TL;DR
Nomura Holdings dropped a 6-K with an 'Extraordinary Report' – something big is happening.
AI Summary
Nomura Holdings, Inc. filed a Form 6-K on June 26, 2024, to report an extraordinary event. The filing includes an English translation of an extraordinary report, as required for foreign private issuers reporting under the Securities Exchange Act of 1934.
Why It Matters
This filing indicates Nomura Holdings is disclosing a significant event that could impact its operations or financial standing, requiring immediate reporting to investors.
Risk Assessment
Risk Level: medium — The filing of an 'Extraordinary Report' suggests a material event has occurred that could introduce uncertainty or impact the company's financial performance.
Key Players & Entities
- Nomura Holdings, Inc. (company) — Registrant
- June 26, 2024 (date) — Filing Date
- Securities Exchange Act of 1934 (legal_document) — Governing Act
FAQ
What is the specific nature of the 'Extraordinary Report' being filed by Nomura Holdings?
The provided text states that Exhibit 1 is an 'Extraordinary Report Pursuant to' but does not detail its specific content.
When was this Form 6-K filed with the SEC?
The Form 6-K was filed on June 26, 2024.
Is Nomura Holdings required to file annual reports under Form 20-F or Form 40-F?
Yes, Nomura Holdings indicated it files annual reports under cover of Form 20-F.
What is Nomura Holdings' principal executive office address?
The principal executive offices are located at 13-1, Nihonbashi 1-chome Chuo-ku, Tokyo 103-8645 Japan.
Under which rule is Nomura Holdings filing this report?
Nomura Holdings is filing this report pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934.
Filing Stats: 758 words · 3 min read · ~3 pages · Grade level 13.5 · Accepted 2024-06-26 06:04:55
Filing Documents
- d809583d6k.htm (6-K) — 29KB
- 0001193125-24-168466.txt ( ) — 31KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: June 26, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director [Translation of the Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on June 26, 2024] 1. Reason for Submission Given that Resolutions were adopted at the 120th Annual General Meeting of Shareholders held on June 25, 2024, we hereby submit this Extraordinary Report under the provisions of Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act of Japan and Article 19, Paragraph 2, Item 9-2, of the Cabinet Office Ordinance on Disclosure of Corporate Information. 2. Matters Reported (1) Date on which meeting was held June 25, 2024 (2) Proposal acted upon Proposal: Appointment of 12 Directors Koji Nagai, Kentaro Okuda, Yutaka Nakajima, Shoji Ogawa, Laura Simone Unger, Victor Chu, J. Christopher Giancarlo, Patricia Mosser, Takahisa Takahara, Miyuki Ishiguro, Masahiro Ishizuka and Taku Oshima (3) Number of voting rights expressing an opinion for, against, or abstaining from, the proposal; requirements for the proposal to be approved; results of the resolutions Proposal: Appointment of 12 Directors Proposal For Against Abstain Result of the Resolutions Approval Ratio (%) Approved/Rejected Koji Nagai 16,701,743 4,275,942 40 79.3 % Approved Kentaro Okuda 18,902,102 2,075,578 40 89.7 % Approved Yutaka Nakajima 19,783,642 1,194,040 40 93.9 % Approved Shoji Ogawa 18,752,891 2,224,784 40 89.0 % Approved Laura Simone Unger 19,535,932 1,441,750 40 92.8 % Approved Victor Chu 19,498,918 1,478,764 40 92.6 % Approved J. Christopher Giancarlo 19,516,409 1,461,273 40 92.7 % Approved Patricia Mosser 19