Nomura Holdings Files Corporate Governance Report
Ticker: NRSCF · Form: 6-K · Filed: Jul 29, 2024 · CIK: 1163653
| Field | Detail |
|---|---|
| Company | Nomura Holdings INC (NRSCF) |
| Form Type | 6-K |
| Filed Date | Jul 29, 2024 |
| Risk Level | low |
| Pages | 14 |
| Reading Time | 16 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, regulatory-filing, foreign-private-issuer
TL;DR
Nomura Holdings dropped a governance report on 7/29, check it out.
AI Summary
Nomura Holdings, Inc. filed a Form 6-K on July 29, 2024, to report its Corporate Governance Report in English. This filing is made pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934, indicating it's a report of a foreign private issuer.
Why It Matters
This filing provides transparency into Nomura's corporate governance practices, which is crucial for investors assessing the company's management and oversight.
Risk Assessment
Risk Level: low — This filing is a routine report of corporate governance information and does not contain new financial data or significant operational updates.
Key Players & Entities
- NOMURA HOLDINGS, INC. (company) — Filer
- 0001193125-24-186705 (filing_id) — Accession Number
- 20240729 (date) — Filing Date
- 1-15270 (commission_file_number) — SEC File Number
FAQ
What is the purpose of this Form 6-K filing?
The purpose of this Form 6-K filing is to report information furnished by Nomura Holdings, Inc., specifically its Corporate Governance Report in English, as required by Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934.
Who is the filer of this report?
The filer of this report is NOMURA HOLDINGS, INC.
When was this report filed with the SEC?
This report was filed with the SEC on July 29, 2024.
What type of company is Nomura Holdings, Inc. classified as by the SEC?
Nomura Holdings, Inc. is classified under the Standard Industrial Classification code 6211 as 'SECURITY BROKERS, DEALERS & FLOTATION COMPANIES'.
Does Nomura Holdings file its annual reports on Form 20-F or 40-F?
Nomura Holdings indicates it files its annual reports on Form 20-F.
Filing Stats: 4,108 words · 16 min read · ~14 pages · Grade level 14.8 · Accepted 2024-07-29 07:42:55
Filing Documents
- d832546d6k.htm (6-K) — 388KB
- g832546dsp40.jpg (GRAPHIC) — 150KB
- g832546g0729125537899.jpg (GRAPHIC) — 43KB
- g832546g0729125538165.jpg (GRAPHIC) — 41KB
- 0001193125-24-186705.txt ( ) — 713KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: July 29, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director [Translation of the Corporate Governance Report filed with the Tokyo Stock Exchange on July 29, 2024] This document is a translation of the Japanese language original prepared solely for convenience of reference. In the event of any discrepancy between this translated document and the Japanese language original, the Japanese language original shall prevail. CORPORATE GOVERNANCE REPORT Nomura Holdings, Inc. Last updated: July 29, 2024 Nomura Holdings, Inc. Kentaro Okuda, Representative Executive Officer, President and Group CEO Contact: 81-3-5255-1000 Securities Code: 8604 (Tokyo Stock Exchange) https://www.nomuraholdings.com/investor/ The status of the corporate governance of Nomura Holdings, Inc. (the Company) is as described below. I Underlying Concept of Corporate Governance, Capital Structure, Corporate Attributes, and Other Fundamental Information 1. Underlying Concept The Company recognizes that enhancement of corporate governance is one of the top priorities for the Company to achieve its management visions to enhance corporate value by deepening societys trust in the firm and increasing the satisfaction of stakeholders, including that of shareholders and clients. On this basis, the Company is committed to strengthening and to improving its governance framework which ensures effectiveness of management oversight and transparency in the Companys management and at the same time pursues sustainable growth and expedited decision-making process within the Nomura Group. The Company, recognizing the perspectives of various stakeholders beginning with shareholders and clients, established the Nomura Holdings Corporate Govern