Nomura Holdings Files Form 6-K for August 2024
Ticker: NRSCF · Form: 6-K · Filed: Aug 14, 2024 · CIK: 1163653
Sentiment: neutral
Topics: filing-update, foreign-private-issuer, sec-filing
TL;DR
Nomura Holdings filed its monthly 6-K, confirming it's a foreign private issuer filing 20-F.
AI Summary
Nomura Holdings, Inc. filed a Form 6-K on August 14, 2024, reporting information for the month of August 2024. The filing indicates that Nomura Holdings, Inc. is a foreign private issuer and files annual reports under Form 20-F. The company's principal executive offices are located at 13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo, Japan.
Why It Matters
This filing provides routine updates for Nomura Holdings, Inc., a significant player in the global financial services industry, informing investors about its reporting status and corporate information.
Risk Assessment
Risk Level: low — This is a routine filing for a foreign private issuer and does not contain new financial results or significant corporate events.
Key Players & Entities
- Nomura Holdings, Inc. (company) — Registrant
- August 2024 (date) — Reporting period
- 13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo, Japan (location) — Principal executive offices
- Form 20-F (document) — Annual report filing type
- Form 6-K (document) — Current filing type
FAQ
What is the primary purpose of this Form 6-K filing?
This Form 6-K is a Report of Foreign Private Issuer filed pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934, providing information for the month of August 2024.
Does Nomura Holdings, Inc. file annual reports under Form 20-F or Form 40-F?
The filing indicates that Nomura Holdings, Inc. files annual reports under cover of Form 20-F.
Where are Nomura Holdings, Inc.'s principal executive offices located?
The principal executive offices of Nomura Holdings, Inc. are located at 13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo, Japan.
What is the Commission File Number for Nomura Holdings, Inc.?
The Commission File Number for Nomura Holdings, Inc. is 1-15270.
What is the SIC code for Nomura Holdings, Inc.?
The Standard Industrial Classification (SIC) code for Nomura Holdings, Inc. is 6211, which corresponds to SECURITY BROKERS, DEALERS & FLOTATION COMPANIES.
Filing Stats: 662 words · 3 min read · ~2 pages · Grade level 16.7 · Accepted 2024-08-14 06:07:27
Filing Documents
- d744138d6k.htm (6-K) — 57KB
- 0001193125-24-200175.txt ( ) — 58KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: August 14, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director Table of Contents [Translation of Share Buyback Report for the reporting month from July 1, 2024 to July 31, 2024 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on August 14, 2024] Class of Shares: Common Stock 1. Status of repurchase (1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders Not applicable (2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (Board) as of July 31, 2024 Number of Shares Total Repurchase Amount (JPY) Authorization pursuant to the resolution of the Board (January 31, 2024) (Period of repurchase: from February 16, 2024 to September 30, 2024 (excluding the ten business days following the announcement of each quarterly financial results)) 125,000,000 100,000,000,000 Repurchases during this reporting month (Date of repurchase) (Date) Total Aggregate shares repurchased as of the end of this reporting month 109,726,600 99,999,989,800 Progress of share repurchase (%) 87.8 100.0 Table of Contents 2. Status of disposition as of July 31, 2024 Number of shares disposed in the reporting month Aggregate amount of disposition (JPY) Treasury shares disposed subject to procedures for issuance of new shares (Date) Subtotal Treasury shares canceled (Date) Subtotal Treasury shares transferred upon merger, share exchange, share delivery or demerger (Date) Subtotal Other (upon request for purchasing less-than-a-full-unit shares) (Date) Subtotal Other (exercise of stock acquisition rights) (Date) July 1 July 2 July 3 July 4 July 5 July 8 July 9 July 10 July 11 Ju