Nomura Holdings Files 6-K Report
Ticker: NRSCF · Form: 6-K · Filed: Sep 12, 2024 · CIK: 1163653
Sentiment: neutral
Topics: regulatory-filing, foreign-private-issuer
TL;DR
Nomura Holdings filed a 6-K, confirming 20-F annual reports. Standard procedure.
AI Summary
Nomura Holdings, Inc. filed a Form 6-K on September 12, 2024, to report information for the month of September 2024. This filing is a report of a foreign private issuer and indicates that Nomura Holdings, Inc. files annual reports under Form 20-F. The filing includes an exhibit which is an English translation of some document.
Why It Matters
This filing provides an update on Nomura Holdings' regulatory reporting status as a foreign private issuer. It confirms their adherence to SEC filing requirements, specifically the use of Form 20-F for annual reports.
Risk Assessment
Risk Level: low — This filing is a routine procedural report and does not contain new financial or operational information that would typically indicate a change in risk.
Key Players & Entities
- NOMURA HOLDINGS INC (company) — Filer
- 1-15270 (dollar_amount) — SEC File Number
- 20240912 (date) — Filing Date
FAQ
What type of filing is this Form 6-K?
This Form 6-K is a Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934.
What is the Commission File Number for Nomura Holdings, Inc.?
The Commission File Number for Nomura Holdings, Inc. is 1-15270.
What is the principal executive office address of Nomura Holdings, Inc.?
The principal executive offices are located at 13-1, Nihonbashi 1-chome Chuo-ku, Tokyo 103-8645 Japan.
Does Nomura Holdings, Inc. file annual reports under Form 20-F or Form 40-F?
Nomura Holdings, Inc. files annual reports under cover of Form 20-F.
What is included as an exhibit in this Form 6-K filing?
The filing includes Exhibit 1, which is an English Translation.
Filing Stats: 638 words · 3 min read · ~2 pages · Grade level 16.5 · Accepted 2024-09-12 06:04:48
Filing Documents
- d844225d6k.htm (6-K) — 52KB
- 0001193125-24-217557.txt ( ) — 53KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: September 12, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director Table of Contents [Translation of Share Buyback Report for the reporting month from August 1, 2024 to August 31, 2024 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on September 12, 2024] Class of Shares: Common Stock 1. Status of repurchase (1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders Not applicable (2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (Board) as of August 31, 2024 Number of Shares Total Repurchase Amount (JPY) Authorization pursuant to the resolution of the Board (January 31, 2024) (Period of repurchase: from February 16, 2024 to September 30, 2024 (excluding the ten business days following the announcement of each quarterly financial results)) 125,000,000 100,000,000,000 Repurchases during this reporting month (Date of repurchase) (Date) Total Aggregate shares repurchased as of the end of this reporting month 109,726,600 99,999,989,800 Progress of share repurchase (%) 87.8 100.0 Table of Contents 2. Status of disposition as of August 31, 2024 Number of shares disposed in the reporting month Aggregate amount of disposition (JPY) Treasury shares disposed subject to procedures for issuance of new shares (Date) Subtotal Treasury shares canceled (Date) Subtotal Treasury shares transferred upon merger, share exchange, share delivery or demerger (Date) Subtotal Other (upon request for purchasing less-than-a-full-unit shares) (Date) Subtotal Other (exercise of stock acquisition rights) (Date) August 1 August 2 August 5 August 6 August 7 August 8 Au