Nomura Holdings Files 6-K for October 2024
Ticker: NRSCF · Form: 6-K · Filed: Oct 11, 2024 · CIK: 1163653
Sentiment: neutral
Topics: filing, foreign-private-issuer, sec-report
TL;DR
Nomura Holdings filed its 6-K for Oct 2024, confirming it's a foreign private issuer using Form 20-F.
AI Summary
Nomura Holdings, Inc. filed a Form 6-K on October 11, 2024, reporting information for the month of October 2024. The filing indicates that Nomura Holdings, Inc. is a foreign private issuer and will file its annual reports under Form 20-F. The company's principal executive offices are located at 13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo 103-8645, Japan.
Why It Matters
This filing provides routine updates for Nomura Holdings, Inc., a significant player in the global financial services industry, informing investors about its reporting status and location.
Risk Assessment
Risk Level: low — This is a routine filing that does not contain new financial results or significant operational changes.
Key Players & Entities
- Nomura Holdings, Inc. (company) — Registrant
- October 11, 2024 (date) — Filing Date
- Tokyo (location) — Principal Executive Offices Location
FAQ
What is the purpose of this Form 6-K filing?
This Form 6-K is a Report of Foreign Private Issuer filed by Nomura Holdings, Inc. for the month of October 2024, providing information as required by the U.S. Securities and Exchange Commission.
Which form does Nomura Holdings, Inc. use for its annual reports?
Nomura Holdings, Inc. indicates it files its annual reports under cover of Form 20-F.
Where are Nomura Holdings, Inc.'s principal executive offices located?
The principal executive offices of Nomura Holdings, Inc. are located at 13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo 103-8645, Japan.
What is the Commission File Number for Nomura Holdings, Inc.?
The Commission File Number for Nomura Holdings, Inc. is 1-15270.
Is Nomura Holdings, Inc. submitting this Form 6-K in paper format?
The filing does not explicitly state whether the Form 6-K is being submitted in paper format as permitted by Regulation S-T Rule 101(b)(1) or 101(b)(7); these are indicated by checkboxes that are not filled in the provided text.
Filing Stats: 630 words · 3 min read · ~2 pages · Grade level 16.8 · Accepted 2024-10-11 06:04:26
Filing Documents
- d807775d6k.htm (6-K) — 50KB
- 0001193125-24-236336.txt ( ) — 51KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: October 11, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director Table of Contents [Translation of Share Buyback Report for the reporting month from September 1, 2024 to September 30, 2024 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on October 11, 2024] Class of Shares: Common Stock 1. Status of repurchase (1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders Not applicable (2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (Board) as of September 30, 2024 Number of Shares Total Repurchase Amount (JPY) Authorization pursuant to the resolution of the Board (January 31, 2024) (Period of repurchase: from February 16, 2024 to September 30, 2024 (excluding the ten business days following the announcement of each quarterly financial results)) 125,000,000 100,000,000,000 Repurchases during this reporting month (Date of repurchase) (Date) Total Aggregate shares repurchased as of the end of this reporting month 109,726,600 99,999,989,800 Progress of share repurchase (%) 87.8 100.0 Table of Contents 2. Status of disposition as of September 30, 2024 Number of shares disposed in the reporting month Aggregate amount of disposition (JPY) Treasury shares disposed subject to procedures for issuance of new shares (Date) Subtotal Treasury shares canceled (Date) Subtotal Treasury shares transferred upon merger, share exchange, share delivery or demerger (Date) Subtotal Other (upon request for purchasing less-than-a-full-unit shares) (Date) Subtotal Other (exercise of stock acquisition rights) (Date) September 3 September 4 September 6 September 9 Sept