Nomura Holdings Files 6-K with Q2 Financials

TL;DR

Nomura Holdings dropped its Q2 2024 6-K, check the financials for revenue and debt updates.

AI Summary

Nomura Holdings Inc. filed a 6-K report on December 13, 2024, for the period ending September 30, 2024. The filing includes financial information related to revenues, other comprehensive income, trading liabilities, and long-term debt. Specific dollar amounts and detailed financial statements are presented within the document.

Why It Matters

This filing provides investors with an update on Nomura's financial performance and position as of the end of the second quarter of fiscal year 2024, offering insights into key financial metrics.

Risk Assessment

Risk Level: low — This is a routine financial filing (6-K) providing standard financial disclosures, not indicating any immediate or unusual risks.

Key Numbers

• N/A — Revenues (Specific revenue figures are detailed within the filing but not summarized in the provided text.)
• N/A — Long-Term Debt (Details on long-term debt are included in the filing.)
• N/A — Trading Liabilities (Information on trading liabilities is presented in the filing.)

Key Players & Entities

• NOMURA HOLDINGS INC (company) — Filer
• 20241213 (date) — Filing Date
• 20240930 (date) — Period of Report

FAQ

Filing Documents

• d871250d6k.htm (6-K) — 7006KB
• g871250dsp032.jpg (GRAPHIC) — 62KB
• g871250dsp052.jpg (GRAPHIC) — 37KB
• 0001193125-24-277793.txt ( ) — 30933KB
• nmr-20240930.xsd (EX-101.SCH) — 137KB
• nmr-20240930_cal.xml (EX-101.CAL) — 139KB
• nmr-20240930_def.xml (EX-101.DEF) — 588KB
• nmr-20240930_lab.xml (EX-101.LAB) — 930KB
• nmr-20240930_pre.xml (EX-101.PRE) — 813KB
• d871250d6k_htm.xml (XML) — 9479KB

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: December 13, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director Table of Contents Exhibit 1 NOMURA HOLDINGS, INC. INTERIM OPERATING AND FINANCIAL R EVI EW TABLE OF CONTENTS Presentation of Financial and Other Information 1 Recent Regulatory Developments 2

Risk Factors

Risk Factors 6 Operating and Financial Review and Prospects 8 Interim Consolidated Financial Statements (UNAUDITED) Consolidated Balance Sheets as of March 31, 2024 and September 30, 2024 F-2 Consolidated Statements of Income for the Six Months Ended September 30, 2023 and 2024 F-5 Consolidated Statements of Comprehensive Income for the Six Months Ended September 30, 2023 and 2024 F-6 Consolidated Statements of Changes in Equity for the Six Months Ended September 30, 2023 and 2024 F-7 Consolidated Statements of Cash Flows for the Six Months Ended September 30, 2023 and 2024 F-8 Notes to the Interim Consolidated Financial Statements F-10 Review Report of Independent Registered Public Accounting Firm F-94 Presentation of Financial and Other Information As used in this Form 6-K, references to the "Company", "Nomura", "Nomura Group", "we", "us" and "our" are to Nomura Holdings, Inc. and, except as the context otherwise requires, its consolidated subsidiaries. As part of certain line items in Nomura's financial statements and information included in this Form 6-K, references to "NHI" are to Nomura Holdings, Inc. Unless otherwise stated, references in this Form 6-K to "yen" and "" are to the lawful currency of Japan and references to "U.S. dollars" and "$" are to the lawful currency of the United States of America ("U.S."). All ownership data with respect to us presented in this Form 6-K is presented based on the voting interests directly or indirectly held by us. Our voting interest is presented in accordance with Japanese reporting requirements, pursuant to which the amount presented with respect to each subsidiary is the percentage of voting rights of such subsidiary held directly by us or our subsidiaries. For example, wholly-owned subsidiaries of our subsidiaries are listed as 100%, regardless of the level of our direct interest in the intermediate subsidiaries. Amounts shown within this Form 6-K have been rounded to the nearest ind

Risk Factors

Risk Factors Significant changes in our Risk Factors which were described in our annual report on Form 20-F for the fiscal year ended March 31, 2024 (the "2024 20-F") are stated below. The captions below correspond to Item 3. Key Information—D. Risk Factors—Risks Relating to Legal, Compliance and Other Operational Issues—16. Misconduct or fraud by an employee, director or officer, or any third party, could occur, and our reputation in the market and our relationships with clients could be harmed, and 18. Our business is subject to substantial legal, regulatory and reputational risks—(2) Extensive regulation of our businesses limits our activities and may subject us to significant penalties and losses in the 2024 20-F. 16. Misconduct, fraud or other criminal activity by an employee, director or officer, or any third party, could occur, and our reputation in the market and our relationships with clients could be harmed We always face the risk that our employees, directors or officers, or any third party, could engage in misconduct that may adversely affect our business. Misconduct by an employee, director or officer includes conduct such as entering into transactions in excess of authorized limits, acceptance of risks that exceed our limits, concealment of unauthorized or unsuccessful activities, or criminal or other unlawful actions against customers. The misconduct could also involve the improper use or disclosure of non-public information relating to us or our clients, such as insider trading, improper transmission of such information and the recommendation of trades based on such information, as well as other crimes, which could result in regulatory sanctions, legal liability and serious reputational or financial damage to us. Third parties may also engage in fraudulent activities, including devising a fraudulent scheme to induce our investment, loans, guarantee or any other form of financial commitment, both direct and indirect. Because of the broad

View Full Filing

View this 6-K filing on SEC EDGAR