Nomura Holdings Files November 2025 6-K Report
Ticker: NRSCF · Form: 6-K · Filed: Nov 19, 2025 · CIK: 1163653
Sentiment: neutral
Topics: sec-filing, foreign-private-issuer, routine-report
TL;DR
Nomura Holdings filed its monthly 6-K, standard procedure for foreign issuers.
AI Summary
Nomura Holdings, Inc. filed a Form 6-K on November 19, 2025, reporting information for the month of November 2025. The filing indicates that Nomura Holdings, Inc. is a foreign private issuer and will file its annual reports under Form 20-F. The company's principal executive offices are located at 13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo, Japan.
Why It Matters
This filing provides routine updates for Nomura Holdings, Inc., a major Japanese financial services group, to the SEC, ensuring transparency for investors.
Risk Assessment
Risk Level: low — This is a routine filing by a foreign private issuer and does not contain specific financial performance data or significant corporate actions.
Key Players & Entities
- Nomura Holdings, Inc. (company) — Registrant
- 13-1, Nihonbashi 1-chome Chuo-ku, Tokyo 103-8645 Japan (location) — Principal executive offices
- November 2025 (date) — Reporting period
- Form 6-K (document) — Filing type
- Form 20-F (document) — Annual report form
FAQ
What is the purpose of a Form 6-K filing?
A Form 6-K is a report of foreign private issuers which provides information that the registrant makes or is required to make public pursuant to the laws of its home country, or is required to publish or distribute to its security holders.
What is Nomura Holdings, Inc.'s primary business?
Nomura Holdings, Inc. is classified under SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211].
When is Nomura Holdings, Inc.'s fiscal year end?
Nomura Holdings, Inc.'s fiscal year ends on March 31 (0331).
What is the SEC file number for Nomura Holdings, Inc.?
The SEC file number for Nomura Holdings, Inc. is 001-15270.
Where are Nomura Holdings, Inc.'s principal executive offices located?
Nomura Holdings, Inc.'s principal executive offices are located at 13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo, 103-8645, Japan.
Filing Stats: 4,255 words · 17 min read · ~14 pages · Grade level 12 · Accepted 2025-11-19 06:02:18
Key Financial Figures
- $1.8 billion — eration is expected to be approximately $1.8 billion (approximately ¥278.9 billion based
Filing Documents
- d48882d6k.htm (6-K) — 2441KB
- 0001193125-25-286870.txt ( ) — 2442KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: November 19, 2025 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director Table of Contents Exhibit 1 Semi-annual Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2025 Items included in the Semi-annual Securities Report Page
Corporate Information
Part I Corporate Information 1 Item1. Information on Company and Its Subsidiaries and Affiliates 1 1. Selected Financial Data 1 2. Business Overview 1 Item2. Operating and Financial Review 2 1. Risk Factors 2 2. Operating, Financial and Cash Flow Analyses by Management 3 3. Significant Contracts 17 Item3. Company Information 18 1. Share Capital Information 18 2. Directors and Executive Officers Item4. Financial Information 22 Preparation Method of Consolidated Financial Statements and Interim Review Certificate 22 1. Consolidated Financial Statements 23 (1) Consolidated Balance Sheets (UNAUDITED) 23 (2) Consolidated Statements of Income (UNAUDITED) 26 (3) Consolidated Statements of Comprehensive Income (UNAUDITED) 27 (4) Consolidated Statements of Changes in Equity (UNAUDITED) 28 (5) Consolidated Statements of Cash Flows (UNAUDITED) 29 Notes to the Consolidated Financial Statements (UNAUDITED) 31 2. Other 116
Information on Guarantor of the Company
Part II Information on Guarantor of the Company Interim Review Report of Independent Auditors 117 Note: Translations for the underlined items are attached to this form as below. Table of Contents
Corporate Information
Part ICorporate Information Item1.Information on Company and Its Subsidiaries and Affiliates 1. Selected Financial Data Six months ended September 30, 2024 Six months ended September 30, 2025 Year ended March 31, 2025 Total revenue (Mil yen) 2,459,451 2,317,801 4,736,743 Net revenue (Mil yen) 937,769 1,038,777 1,892,485 Income before income taxes (Mil yen) 235,941 296,927 471,964 Net income attributable to Nomura Holdings, Inc. ("NHI") shareholders (Mil yen) 167,325 196,643 340,736 Comprehensive income attributable to NHI shareholders (Mil yen) 80,070 153,240 328,560 Total equity (Mil yen) 3,396,386 3,608,659 3,580,999 Total assets (Mil yen) 57,458,630 60,367,700 56,802,170 Net income attributable to NHI shareholders per share—basic (Yen) 56.63 66.54 115.30 Net income attributable to NHI shareholders per share—diluted (Yen) 54.58 64.53 111.03 Total NHI shareholders' equity as a percentage of total assets (%) 5.7 5.8 6.1 Cash flows from operating activities (Mil yen) (369,067 ) 942,815 (678,611 ) Cash flows from investing activities (Mil yen) (203,737 ) (342,204 ) (848,647 ) Cash flows from financing activities (Mil yen) 1,211,458 835,384 1,679,697 Cash, cash equivalents, restricted cash and restricted cash equivalents at end of period (Mil yen) 4,827,835 5,868,575 4,425,441 1 The selected financial data of Nomura Holdings, Inc. (the "Company") and other entities in which it has a controlling financial interest (collectively referred to as "Nomura", "we", "our", or "us") are stated in accordance with the accounting principles generally accepted in the United States of America ("U.S. GAAP"). 2 As the consolidated financial statements have been prepared, selected financial data on the Company are not disclosed. 2. Business Overview There were no significant changes to the businesses of the Company and its 1,575 consolid
Financial Statements, Note 17 " Segment and geographic information ."
Financial Statements, Note 17 " Segment and geographic information ." 1 Table of Contents Item2. Operating and Financial Review 1. Risk Factors There is no significant change in our Risk Factors for the six months ended September 30, 2025 and until the submission date of this report. 2 Table of Contents 2. Operating, Financial and Cash Flow Analyses by Management (1) Operating Results Nomura reported net revenue of ¥1,038.8 billion, non-interest expenses of ¥741.9 billion, income before income taxes of ¥296.9 billion, and net income attributable to NHI shareholders of ¥196.6 billion for the six months ended September 30, 2025. The breakdown of net revenue and non-interest expenses on the consolidated statements of income is as follows: Millions of yen Six months ended September 30 2024 2025 Commissions ¥ 204,113 ¥ 205,655 Brokerage commissions 140,368 139,230 Commissions for distribution of investment trust 34,762 28,609 Other 28,983 37,816 Fees from investment banking 94,586 82,911 Underwriting and distribution 48,291 34,737 M&A / financial advisory fees 31,912 35,289 Other 14,383 12,885 Asset management and portfolio service fees 184,181 195,342 Asset management fees 167,901 178,129 Other 16,280 17,213 Net gain on trading 279,705 314,183 Gain on private equity and debt investments 4,751 10,700 Net interest 29,826 23,367 Gain (loss) on investments in equity securities (1,112 ) 3,988 Other 141,719 202,631 Net revenue ¥ 937,769 ¥ 1,038,777 Millions of yen Six months ended September 30 2024 2025 Compensation and benefits ¥ 369,181 ¥ 381,389 Commissions and floor brokerage 88,954 91,969 Information processing and communications 112,510 116,366 Occupancy and related depreciation 34,445 33,248 Business development expenses 12,553 14,264 Other 84,185 104,614 Non-interest ex