Natera, Inc. Files 8-K: Director Changes & Officer Appointments
Ticker: NTRA · Form: 8-K · Filed: Jun 18, 2024 · CIK: 1604821
Sentiment: neutral
Topics: corporate-governance, director-change, officer-appointment
Related Tickers: NTRA
TL;DR
Natera's board is changing, with new directors coming in and exec comp details being filed.
AI Summary
Natera, Inc. filed an 8-K on June 18, 2024, reporting events that occurred on June 12, 2024. The filing primarily concerns the departure of a director, the election of new directors, and the appointment of certain officers, along with updates on compensatory arrangements for these officers. It also includes information regarding matters submitted to a vote of security holders and financial statements with exhibits.
Why It Matters
Changes in board composition and executive appointments can signal shifts in company strategy, governance, and future direction.
Risk Assessment
Risk Level: low — This filing is routine corporate governance and disclosure, not indicating immediate financial distress or significant operational changes.
Key Players & Entities
- Natera, Inc. (company) — Registrant
- June 12, 2024 (date) — Earliest event reported
- June 18, 2024 (date) — Date of report
FAQ
Who has departed from Natera, Inc.'s board of directors?
The filing indicates the departure of a director, though the specific name is not detailed in the provided text snippet.
Were new directors elected to Natera, Inc.'s board?
Yes, the filing explicitly states the election of directors.
What other corporate governance matters are addressed in this 8-K?
The filing also covers the appointment of certain officers, compensatory arrangements for officers, and matters submitted to a vote of security holders.
When was the earliest event reported in this 8-K filing?
The earliest event reported occurred on June 12, 2024.
What is Natera, Inc.'s state of incorporation?
Natera, Inc. is incorporated in Delaware.
Filing Stats: 990 words · 4 min read · ~3 pages · Grade level 12.5 · Accepted 2024-06-18 16:05:49
Key Financial Figures
- $0.0001 — ch registered Common Stock, par value $0.0001 per share NTRA Nasdaq Stock Market
Filing Documents
- tm2417454d1_8k.htm (8-K) — 40KB
- tm2417454d1_ex10-1.htm (EX-10.1) — 194KB
- 0001104659-24-072800.txt ( ) — 439KB
- ntra-20240612.xsd (EX-101.SCH) — 3KB
- ntra-20240612_lab.xml (EX-101.LAB) — 33KB
- ntra-20240612_pre.xml (EX-101.PRE) — 22KB
- tm2417454d1_8k_htm.xml (XML) — 4KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders. On June 12, 2024, the Annual Meeting, the Company's stockholders voted on four proposals, each of which is described in more detail in the Proxy Statement. Only stockholders of record as of the close of business on April 15, 2024, the record date for the Annual Meeting, were entitled to vote at the Annual Meeting. As of the record date, 123,241,550 shares of the Company's common stock were outstanding and entitled to vote at the Annual Meeting. The holders of a total of 114,668,903 shares of common stock were present at the Annual Meeting, either in person or by proxy, which constituted a quorum of the issued and outstanding shares on the record date of the Annual Meeting. In deciding all matters at the Annual Meeting, each holder of the Company's common stock was entitled to one vote for each share of common stock held as of the close of business on the record date. The tabulation of the stockholders' votes on each proposal brought before the Annual Meeting is as follows: Proposal 1 : The election of three directors to serve as Class III directors until the 2027 annual meeting of stockholders and until his or her successor is duly elected and qualified: Name For Withheld Roelof Botha 54,500,265 52,981,700 Steven Chapman 106,487,194 994,771 Matthew Rabinowitz 102,538,622 4,943,343 Proposal 2 : The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024: For Against Abstentions Broker Non-Votes 114,278,111 334,741 56,051 0 Proposal 3 : The advisory vote on the compensation of the Company's named executive officers: For Against Abstentions Broker Non-Votes 101,567,539 5,854,068 60,358 7,186,938 Proposal 4 : The approval of the Amended and Restated 2015 Equity Incentive Plan: For Against Abstentions Broker Non-Votes 85,933,481 21,496,58
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 10.1 Amended and Restated 2015 Equity Incentive Plan. 104 Cover Page Interactive Data File (formatted as inline XBRL).
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Natera, Inc. By: /s/ Michael Brophy Michael Brophy Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) Dated: June 18, 2024