Northern Trust Corp Files 8-K on Shareholder Vote Matters
Ticker: NTRSO · Form: 8-K · Filed: Apr 19, 2024 · CIK: 73124
| Field | Detail |
|---|---|
| Company | Northern Trust CORP (NTRSO) |
| Form Type | 8-K |
| Filed Date | Apr 19, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $1.66 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
Related Tickers: NTRS
TL;DR
Northern Trust is having a shareholder vote.
AI Summary
On April 16, 2024, Northern Trust Corporation filed an 8-K report detailing the submission of matters to a vote of its security holders. The filing does not disclose specific proposals or outcomes of any votes, but indicates that a shareholder vote process is underway.
Why It Matters
This filing signals that Northern Trust Corporation is engaging in a formal process of seeking shareholder approval or input on significant corporate matters.
Risk Assessment
Risk Level: low — The filing is procedural and does not contain information that would immediately impact the company's financial standing or operations.
Key Players & Entities
- NORTHERN TRUST CORP (company) — Registrant
- April 16, 2024 (date) — Date of earliest event reported
- 50 South LaSalle Street (location) — Principal executive offices address
- Chicago, Illinois (location) — Principal executive offices city and state
- 60603 (postal_code) — Principal executive offices zip code
FAQ
What specific matters were submitted for a vote of security holders by Northern Trust Corporation?
The filing does not specify the exact matters submitted for a vote, only that such matters were presented.
When was the earliest event reported in this 8-K filing?
The earliest event reported was on April 16, 2024.
What is the principal executive office address of Northern Trust Corporation?
The principal executive office is located at 50 South LaSalle Street, Chicago, Illinois 60603.
What is the Commission File Number for Northern Trust Corporation?
The Commission File Number is 001-36609.
Under which section of the Securities Exchange Act of 1934 is this Form 8-K filed?
This Form 8-K is filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
Filing Stats: 722 words · 3 min read · ~2 pages · Grade level 12.2 · Accepted 2024-04-19 16:30:55
Key Financial Figures
- $1.66 — ange on which registered Common Stock, $1.66 2/3 Par Value NTRS The NASDAQ Stock Mar
Filing Documents
- ntrs-20240416.htm (8-K) — 56KB
- 0000073124-24-000155.txt ( ) — 217KB
- ntrs-20240416.xsd (EX-101.SCH) — 3KB
- ntrs-20240416_def.xml (EX-101.DEF) — 15KB
- ntrs-20240416_lab.xml (EX-101.LAB) — 27KB
- ntrs-20240416_pre.xml (EX-101.PRE) — 16KB
- ntrs-20240416_htm.xml (XML) — 4KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders. (a)-(b) The 2024 annual meeting of stockholders (the "2024 Annual Meeting") of Northern Trust Corporation (the "Corporation") was held on April 16, 2024, in Chicago, Illinois for the purposes of: (i) electing 11 directors to serve on the Board of Directors until the 2025 annual meeting or their successors are elected and qualified; (ii) approving, by an advisory vote, 2023 named executive officer compensation; and (iii) ratifying the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for the 2024 fiscal year. Stockholders representing 187,173,557 shares, or 91.74% of the Corporation's common stock as of the February 26, 2024 record date, voted in person or by proxy. Final voting results are as follows. Election of Directors All 11 nominees for director named in the proxy statement for the 2024 Annual Meeting were elected by the votes set forth in the table below. Nominee For Against Abstentions Broker Non-Votes Linda Walker Bynoe 153,101,508 22,299,035 285,432 11,487,582 Susan Crown 168,246,260 7,224,713 215,002 11,487,582 Dean M. Harrison 172,794,918 2,663,433 227,624 11,487,582 Jay L. Henderson 157,784,189 17,674,473 227,313 11,487,582 Marcy S. Klevorn 173,064,889 2,359,525 261,561 11,487,582 Siddharth N. (Bobby) Mehta 172,786,374 2,618,684 280,917 11,487,582 Michael G. O'Grady 165,992,383 8,786,933 906,659 11,487,582 Martin P. Slark 169,077,611 6,390,858 217,506 11,487,582 David H. B. Smith, Jr. 169,019,096 6,454,519 212,360 11,487,582 Donald Thompson 170,951,297 4,463,967 270,711 11,487,582 Charles A. Tribbett III 163,617,118 11,848,978 219,879 11,487,582 Approval of 2023 Named Executive Officer Compensation The 2023 named executive officer compensation was approved, on an advisory basis, by the votes set forth in the table below For Against Abstentions Broker Non-Votes 166,292,990 9,010,669 382,316 11,487,582 Ratification of Appointme
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NORTHERN TRUST CORPORATION Date: April 19, 2024 By: /s/ Brad A. Kopetsky Brad A. Kopetsky Executive Vice President, Deputy General Counsel and Corporate Secretary