NorthView Acquisition Corp. Faces Delisting Notice

TL;DR

NVAC got a delisting warning, trading might get messy.

AI Summary

NorthView Acquisition Corp. (NVAC) filed an 8-K on December 12, 2024, reporting a notice of delisting or failure to satisfy continued listing rules as of December 6, 2024. The filing also includes other events and financial statements/exhibits. The company's principal executive offices are located at 207 West 25th St, 9th Floor, New York, NY.

Why It Matters

This filing indicates potential delisting from a stock exchange, which could significantly impact the liquidity and trading of NorthView Acquisition Corp.'s shares.

Risk Assessment

Risk Level: high — A notice of delisting directly threatens the company's ability to remain publicly traded, posing a significant risk to investors.

Key Numbers

• 001-41177 — SEC File Number (Identifies the specific filing for NorthView Acquisition Corp.)

Key Players & Entities

• NorthView Acquisition Corp. (company) — Registrant
• 001-41177 (company) — SEC File Number
• 207 West 25th St, 9th Floor, New York, NY 10001 (company) — Business and Mail Address
• December 6, 2024 (date) — Date of earliest event reported
• December 12, 2024 (date) — Date of report

FAQ

Key Financial Figures

• $0.0001 — red Shares of common stock, par value $0.0001 per share NVAC The NASDAQ Stock Mar
• $11.50 — of common stock at an exercise price of $11.50 per whole share NVACW The NASDAQ St

Filing Documents

• ea0224457-8k_northview.htm (8-K) — 47KB
• ea022445701ex99-1_northview.htm (EX-99.1) — 5KB
• 0001213900-24-107982.txt ( ) — 283KB
• nvac-20241206.xsd (EX-101.SCH) — 4KB
• nvac-20241206_def.xml (EX-101.DEF) — 27KB
• nvac-20241206_lab.xml (EX-101.LAB) — 37KB
• nvac-20241206_pre.xml (EX-101.PRE) — 25KB
• ea0224457-8k_northview_htm.xml (XML) — 7KB

01. Notice of Delisting or Failure to Satisfy a Continued

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously disclosed, on June 3, 2024, the Company received a delinquency notification letter from the staff ("Staff") of the Listing Qualifications Department of The Nasdaq Stock Market ("Nasdaq") due to the Company's non-compliance with Nasdaq Listing Rule 5250(c)(1) (the "Listing Rule") as a result of the Company's failure to timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2024. The Listing Rule requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission (the "SEC"). Further on September 12, 2024, the Company received a letter (the "Prior Notice") from the Staff indicating the Company's non-compliance with the Listing Rule as a result of the Company's failure to timely file its Quarterly Report on Form 10-Q for the period ended June 30, 2024. Additionally, the Nasdaq Staff previously notified the Company that the Staff had determined to grant the Company an exception to enable it to regain compliance with the Listing Rule. Pursuant to the terms of the exception, the Company must file the following on or prior to October 14, 2024: The Company's Quarterly Report on Form 10-Q for the period ended March 31, 2024; and The Company's Quarterly Report on Form 10-Q for the period ended June 30, 2024. On October 9, 2024, the Company filed its Quarterly Report on Form 10-Q for the period ended March 31, 2024. On October 15, 2024, the Company received a letter (the "Extension Notice") from the Staff notifying the Company that it had partially regained compliance with the Listing Rule with respect to its filing of its Quarterly Report on Form 10-Q for the period ended March 31, 2024. The Extension Notice also notified the Company that the Staff had determined to grant the Company a further exception to enable it to regain compliance with the Listing Rule. Pur

Forward-Looking Statements

Forward-Looking Statements This Form 8-K contains forward-looking statements, including statements about the financial condition, results of operations, earnings outlook and prospects of the Company. In addition, any statements that refer to projections, forecasts or other characterizations of future events or circumstances, including any underlying assumptions, are forward-looking statements. Forward-looking statements are typically identified by words such as "plan," "believe," "expect," "anticipate," "intend," "outlook," "estimate," "forecast," "project," "continue," "could," "may," "might," "possible," "potential," "predict," "should," "would" and other similar words and expressions, but the absence of these words does not mean that a statement is not forward-looking. The forward-looking statements are based on the current expectations of the Company's management and are inherently subject to uncertainties and changes in circumstances and their potential effects and speak only as of the date of such statement. There can be no assurance that future developments will be those that have been anticipated. These forward-looking statements involve a number of risks, uncertainties or other assumptions that may cause actual results or performance to be materially different from those expressed or implied by these forward-looking statements. These factors include, without limitation, our ability to respond in a timely and satisfactory matter to the inquiries by Nasdaq, our ability to regain compliance with the Listing Rule and our ability to become current with our reports with the SEC. For additional information about factors that could cause actual results to differ materially from those described in the forward-looking are inherently uncertain. Except to the extent required by applicable law, we do not undertake any obligation to update o

01. Financial

Item 9.01. Financial (c) Exhibits: Exhibit No. Description 99.1 Press Release dated December 11, 2024 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) 3 SIGNATURE Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NORTHVIEW ACQUISITION CORP. Dated: December 11, 2024 By: /s/ Fred Knechtel Name: Fred Knechtel Title: Chief Financial Officer 4

View Full Filing

View this 8-K filing on SEC EDGAR