Nvni Group Settles Dispute with Alta Partners

TL;DR

Nvni Group settled a dispute with Alta Partners on Dec 27, 2024. Details pending.

AI Summary

On December 27, 2024, Nvni Group Limited entered into a Settlement Agreement and Release and a Warrant Exchange Agreement with Alta Partners, LLC. These agreements aim to resolve an alleged dispute between the two parties.

Why It Matters

This filing indicates Nvni Group is resolving a legal dispute, which could impact its financial stability and operational focus.

Risk Assessment

Risk Level: medium — Resolving disputes can have financial implications and signal underlying operational challenges.

Key Players & Entities

• Nvni Group Limited (company) — The company filing the report and entering into agreements.
• Alta Partners, LLC (company) — The counterparty in the settlement and warrant exchange agreements.
• December 27, 2024 (date) — The date the agreements were entered into.

FAQ

Filing Documents

• ea0226153-6k_nvnigroup.htm (6-K) — 14KB
• ea022615301ex10-1_nvnigroup.htm (EX-10.1) — 46KB
• ea022615301ex10-2_nvnigroup.htm (EX-10.2) — 54KB
• 0001213900-24-113098.txt ( ) — 115KB

From the Filing

OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-41823 Nvni Group Limited P.O. Box 10008, Willow House, Cricket Square Grand Cayman, Cayman Islands KY1-1001 (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F  Form 40-F  Entry Into Material Definitive Agreements and Unregistered Sale of Equity Securities. On December 27, 2024, Nvni Group Limited, a Cayman Islands exempted company (the “Company”), entered into a Settlement Agreement and Release (“Settlement Agreement”) and a Warrant Exchange Agreement (the “Warrant Exchange Agreement”) with Alta Partners, LLC (“Alta”) in relation to an alleged dispute regarding certain warrants held by Alta. Pursuant to the Settlement Agreement, Alta agreed to exercise 300,000 warrants on a cash basis. Pursuant to the Warrant Exchange Agreement, Alta will exchange the remaining 1,788,674 warrants of the Company, which will be retired, for 894,337 ordinary shares of the Company. A copy of the Settlement Agreement and the Warrant Exchange Agreement are filed as Exhibits 10.1 and 10.2 to this Current Report on Form 6-K. The above summary of the Settlement Agreement and the Warrant Exchange Agreement does not purport to be complete and is qualified in its entirety by reference thereto and are incorporated herein by reference herein 1 EXHIBIT INDEX Exhibit No. Description 10.1 Settlement Agreement 10.2 Warrant Exchange Agreement 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NVNI GROUP LIMITED Date: December 27, 2024 By: /s/ Pierre Schurmann Name: Pierre Schurmann Title: Chief Executive Officer 3

View Full Filing

View this 6-K filing on SEC EDGAR