OCSL Files 8-K on Security Holder Vote

Ticker: OCSL · Form: 8-K · Filed: Mar 5, 2024 · CIK: 1414932

Oaktree Specialty Lending CORP 8-K Filing Summary
FieldDetail
CompanyOaktree Specialty Lending CORP (OCSL)
Form Type8-K
Filed DateMar 5, 2024
Risk Levellow
Pages2
Reading Time3 min
Key Dollar Amounts$0.01
Sentimentneutral

Sentiment: neutral

Topics: corporate-governance, shareholder-vote

Related Tickers: OCSL

TL;DR

OCSL had a shareholder vote on March 4th, details to follow.

AI Summary

Oaktree Specialty Lending Corp. (OCSL) filed an 8-K on March 5, 2024, reporting on matters submitted to a vote of security holders on March 4, 2024. The filing does not disclose the specific proposals voted upon or the outcomes.

Why It Matters

This filing indicates a shareholder vote occurred, which could signal significant corporate actions or changes in governance, though details are not yet public.

Risk Assessment

Risk Level: low — The filing is procedural and does not contain new financial information or material events that would immediately impact the company's risk profile.

Key Players & Entities

FAQ

What specific matters were submitted to a vote of Oaktree Specialty Lending Corp.'s security holders on March 4, 2024?

The filing does not specify the exact proposals voted upon by security holders on March 4, 2024.

What was the outcome of the vote held on March 4, 2024?

The 8-K filing does not disclose the results or outcomes of the security holder vote.

Is there any information about the percentage of shares represented at the meeting?

The filing does not provide details on the quorum or the percentage of shares represented at the meeting.

Does this filing announce any new financial results or guidance?

No, this 8-K filing is specifically for reporting matters submitted to a vote of security holders and does not contain new financial results or guidance.

When was Oaktree Specialty Lending Corp. incorporated?

Oaktree Specialty Lending Corp. was incorporated in Delaware.

Filing Stats: 735 words · 3 min read · ~2 pages · Grade level 11.9 · Accepted 2024-03-05 16:06:04

Key Financial Figures

Filing Documents

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2024 ( March 4, 2024 ) Oaktree Specialty Lending Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00755 26-1219283 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 333 South Grand Avenue , 28th Floor Los Angeles , CA 90071 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (213) 830-6300 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, par value $0.01 per share OCSL The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.07. Submission of Matters to a Vote of Security Holders. Annual Meeting On March 4, 2024, Oaktree Specialty Lending Corporation (the "Company") held its 2024 annual meeting of stockholders (the "Annual Meeting"). Set forth below are the two proposals voted upon by the Company's stockholders at the Annual Meeting, as described in the Company's proxy statement filed with the U.S. Securities and Exchange Commission on January 19, 2024, together with the voting results for each proposal. As of January 5, 2024, the record date for the Annual Meeting, 78,965,350 shares of the Company's common stock were outstanding and entitled to vote. Proposal 1. The Company's stockholders elected the following nominees to serve on the Board of Directors of the Company, each of whom will serve until the 2027 annual meeting of stockholders and until his or her successor is duly elected and qualifies: Deborah Gero and Craig Jacobson. The tabulation of votes was: Name Votes For Withheld Broker Non-Votes Deborah Gero 28,830,120 1,751,859 26,267,440 Craig Jacobson 28,882,453 1,699,526 26,267,440 Proposal 2. The Company's stockholders ratified the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2024, as set forth below. Votes For Votes Against Abstain 55,866,454 587,164 395,801 Special Meeting On March 4, 2024, the Company also held a special meeting of stockholders (the "Special Meeting"). Set forth below is the proposal voted upon by the Company's stockholders at the Special Meeting, as described in the Company's proxy statement filed with the U.S. Securities and Exchange Commission on January 10, 2024, together with the voting results for the proposal. As of January 4, 2024, the record date for the Special Meeting, 78,965,350 shares of the Company's common stock were outstanding and entitled to vote. Proposal 1. The Company's stockholders approved a proposal to authorize the Company, with the approval of the Board of Directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share, provided that the number of shares issued does not exceed 25% of its then outstanding common stock, as set forth below. Votes For Votes Against Abstain With Affiliates 33,667,680 8,880,237 1,159,653 Without Affiliates 31,582,993 8,880,237 1,159,653 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. OAKTREE SPECIALTY LENDING CORPORATION Date: March 5, 2024 By: /s/ Christopher McKown Name: Christopher McKown Title: Chief Financial Officer and Treasurer

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