OFS Capital Corp. Files 8-K on Security Holder Vote Matters

TL;DR

OFS Capital Corp. is holding a shareholder vote on June 5th.

AI Summary

OFS Capital Corp. filed an 8-K on June 5, 2024, to report on the submission of matters to a vote of its security holders. The filing details the company's corporate structure and its fiscal year end of December 31.

Why It Matters

This filing indicates that OFS Capital Corp. is engaging its shareholders on important corporate decisions, which could impact the company's future direction and shareholder rights.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote, not indicating any immediate financial distress or significant operational change.

Key Players & Entities

• OFS Capital Corp. (company) — Registrant
• June 5, 2024 (date) — Filing date
• 10 S. Wacker Drive, Suite 2500 Chicago, Illinois 60606 (address) — Principal executive offices
• 847-734-2000 (phone_number) — Registrant's telephone number

FAQ

Key Financial Figures

• $0.01 — ange on which registered Common Stock, $0.01 par value per share OFS The Nasdaq Glob

Filing Documents

• ofs-20240605.htm (8-K) — 35KB
• 0001487918-24-000065.txt ( ) — 194KB
• ofs-20240605.xsd (EX-101.SCH) — 3KB
• ofs-20240605_def.xml (EX-101.DEF) — 15KB
• ofs-20240605_lab.xml (EX-101.LAB) — 27KB
• ofs-20240605_pre.xml (EX-101.PRE) — 16KB
• ofs-20240605_htm.xml (XML) — 4KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. On June 5, 2024, OFS Capital Corporation, a Delaware corporation (the "Company"), held its 2024 Annual Meeting of Stockholders (the "Annual Meeting"). There were present at the Annual Meeting in person or by proxy stockholders holding an aggregate of 9,346,365 shares of the Company's common stock, out of a total number of 13,398,078 shares of the Company's common stock issued and outstanding and entitled to vote at the Annual Meeting. The following matters were submitted at the Annual Meeting to the Company's stockholders for consideration: 1. The election of two (2) Class III directors, each of whom will serve for a term of three years, or until their successors are elected and qualified; and 2. The ratification of the selection by the Audit Committee of the Company's Board of Directors of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. Ashwin Ranganathan and Jeffrey A. Cerny were elected to serve as Class III Directors until the 2027 annual meeting of stockholders, or until their successors are elected and qualified, and the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2024 was ratified. The detailed final voting results of the shares voted with regard to each of these matters are as follows: 1. Election of the Class III directors: For Withheld Broker Non-Votes Ashwin Ranganathan 5,854,445 235,318 3,256,602 Jeffrey A. Cerny 5,812,501 277,262 3,256,602 Continuing directors whose terms did not expire at the Annual Meeting were as follows: Elaine E. Healy is currently serving as a Class I director and her term expires in 2025, and Romita Shetty and Bilal Rashid are currently serving as Class II directors, whose terms expire in 2026. 2. Ratification of the selection by the Audit Committee of the Company's Board of Directors of KPMG LLP t

View Full Filing

View this 8-K filing on SEC EDGAR