BofA Files SC 13D/A for Invesco Muni Trust

TL;DR

BofA filed an update on their stake in Invesco Muni Trust. Check the details.

AI Summary

On May 2, 2024, Bank of America Corp. /DE/ filed an SC 13D/A amendment regarding Invesco Municipal Income Opportunities Trust. This filing indicates a change in beneficial ownership, though specific dollar amounts or percentage changes were not detailed in the provided excerpt. The filing is an amendment to a previous SC 13D filing.

Why It Matters

This filing signals a potential shift in significant holdings for Invesco Municipal Income Opportunities Trust, which could impact its market dynamics and investor sentiment.

Risk Assessment

Risk Level: medium — Changes in beneficial ownership filings can indicate strategic shifts by large holders, potentially affecting the security's price.

Key Players & Entities

• Bank of America Corp. /DE/ (company) — Filing entity
• Invesco Municipal Income Opportunities Trust (company) — Subject company
• MORGAN STANLEY MUNICIPAL INCOME OPPORTUNITIES TRUST (company) — Former company name
• MSDW MUNICIPAL INCOME OPPORTUNITIES TRUST (company) — Former company name
• MUNICIPAL INCOME OPPORTUNITIES TRUST/MA (company) — Former company name
• BANKAMERICA CORP/DE/ (company) — Former company name
• NATIONSBANK CORP (company) — Former company name

FAQ

Key Financial Figures

• $100,389.12567 — ril 30, 2024, for a redemption price of $100,389.12567 per share (which includes a liquidation
• $100,000.00 — ch includes a liquidation preference of $100,000.00 per share and final accumulated but unp
• $389.12567 — nal accumulated but unpaid dividends of $389.12567 per share) and as result of the redempt

Filing Documents

• ef20028414_sc13da.htm (SC 13D/A) — 108KB
• ef20028414_ex99-1.htm (EX-99.1) — 5KB
• ef20028414_ex99-2.htm (EX-99.2) — 5KB
• 0001140361-24-024133.txt ( ) — 121KB

of the original Schedule 13D is hereby amended by adding the following paragraph at the end thereof

Item 3 of the original Schedule 13D is hereby amended by adding the following paragraph at the end thereof: "The 300 VMTP Shares held by BAPFC were redeemed by the Issuer on April 30, 2024, for a redemption price of $100,389.12567 per share (which includes a liquidation preference of $100,000.00 per share and final accumulated but unpaid dividends of $389.12567 per share) and as result of the redemption, the Reporting Persons no longer own any VMTP Shares." Item 4. Source and Amount of Funds or Other Considerations

of the Original Schedule 13D is hereby amended by adding the following paragraph at the end thereof

Item 4 of the Original Schedule 13D is hereby amended by adding the following paragraph at the end thereof: "As a result of the Redemption of VMTP Shares by the Issuer, the Reporting Persons no longer own any VMTP Shares of the Issuer." Item 5. Interest in Securities of the Issuer Paragraphs (a) and (b) of Item 5 of the Original Schedule 13D are hereby amended and restated in their entirety by incorporating by reference the cover pages of this Amendment. Paragraphs (c), (d) and (e) of Item 5 of the Original Schedule 13D are hereby amended and restated in their entirety with the following: "(c) None" "(d) Not applicable" "(e) On April 30, 2024, as a result of the Redemption of VMTP Shares by the Issuer, the Reporting Persons ceased to be the beneficial owners of more than five percent of the class of securities." Item 7. Material to be Filed as Exhibits Item 7 of the Original Schedule 13D is hereby amended by deleting Exhibit 99.1 and Exhibit 99.2 thereto and inserting the following exhibits in their place: Exhibit No. Description 99.1 Joint Filing Agreement, dated as of May 2 , 2024, by and among the Reporting Persons. 99.2 Power of Attorney, relating to each of the Reporting Persons. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 02, 2024. BANK OF AMERICA CORPORATION By: /s/ Michael Jentis Name: Michael Jentis Title: Managing Director BANC OF AMERICA PREFERRED FUNDING CORPORATION By: /s/ Michael Jentis Name: Michael Jentis Title: Managing Director Schedule I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Try

View Full Filing

View this SC 13D/A filing on SEC EDGAR