SC 13G: Oklo Inc.
Ticker: OKLO · Form: SC 13G · Filed: May 20, 2024 · CIK: 1849056
Sentiment: neutral
Topics: sc-13g
AI Summary
SC 13G filing by Oklo Inc..
Risk Assessment
Risk Level: low
Filing Stats: 2,758 words · 11 min read · ~9 pages · Grade level 12 · Accepted 2024-05-20 21:30:28
Key Financial Figures
- $0.0001 — ssuer) Class A Common Stock, par value $0.0001 (Title of Class of Securities) 02156V
Filing Documents
- tm2414991d1_sc13g.htm (SC 13G) — 124KB
- 0001104659-24-063579.txt ( ) — 126KB
(A). NAME OF ISSUER
ITEM 1(A). NAME OF ISSUER Oklo Inc.
(B). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
ITEM 1(B). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES 3190 Coronado Dr. Santa Clara, CA 95054
(A). NAME OF PERSONS FILING
ITEM 2(A). NAME OF PERSONS FILING This Statement is filed by Data Collective IV, L.P., a Delaware limited partnership (“DCVC IV”), Data Collective IV GP, LLC, a Delaware limited liability company (“DCVC IV GP”), Saxon Road Capital Management IV, LLC, a Delaware limited liability company (“Saxon Road”), ZNM Capital Management, LLC, a Delaware limited liability company (“ZNM”), Zachary Bogue (“Bogue”) and Matthew Ocko (“Ocko”). The foregoing entities and individuals are collectively referred to as the “Reporting Persons.” DCVC IV GP is the general partner of DCVC IV, and may be deemed to have indirect beneficial be deemed to have indirect beneficial ownership of shares of the issuer directly owned by DCVC IV. ZNM is the managing member of Saxon Road, and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by Saxon Road. Bogue and Ocko are managing members of ZNM and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by Saxon Road.
(B). ADDRESS OF PRINCIPAL OFFICE
ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE The address for each of the Reporting Persons is: 270 University Avenue Palo Alto, CA 94301
(C). CITIZENSHIP
ITEM 2(C). CITIZENSHIP DCVC IV is a Delaware limited partnership. DCVC IV GP, Saxon Road and ZNM are Delaware limited liability companies. Bogue and Ocko are United States citizens.
(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER Class A Common Stock, par value $0.0001 CUSIP # 02156V109
Not Applicable
ITEM 3. Not Applicable . CUSIP NO. 02156V109 Page 9 of 14
OWNERSHIP
ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned : See Row 9 of cover page for each Reporting Person. (b) Percent of Class : See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has : (i) Sole power to vote or to direct the vot e: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote : See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of : See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of : See Row 8 of cover page for each Reporting Person.
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable.
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Under certain circumstances set forth in the limited partnership agreement of DCVC IV, and the limited liability company agreements of DCVC IV GP, Saxon Road and ZNM, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner or member, as the case may be.
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Not applicable. CUSIP NO. 02156V109 Page 10 of 14
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable.
NOTICE OF DISSOLUTION OF GROUP
ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable.
CERTIFICATION
ITEM 10. CERTIFICATION By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.. CUSIP NO. 02156V109 Page 11 of 14
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 20, 2024 Data Collective IV, L.P. By: Data Collective IV GP, LLC, its General Partner By: /s/ Zachary Bogue Name: Zachary Bogue Title: Managing Member Data Collective IV GP, LLC By: /s/ Zachary Bogue Name: Zachary Bogue Title: Managing Member Saxon Road Capital Management IV, LLC By: ZNM Capital Management, LLC, its Managing Member By: /s/ Zachary Bogue Name: Zachary Bogue Title: Managing Member ZNM Capital Management, LLC By: /s/ Zachary Bogue Name: Zachary Bogue Title: Managing Member Matthew Ocko By: /s/ Matthew Ocko Name: Matthew Ocko Zachary Bogue By: /s/ Zachary Bogue Name: Zachary Bogue CUSIP NO. 02156V109 Page 12 of 14 The original signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE : Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties for whom copies are to be sent. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) CUSIP NO. 02156V109 Page 13 of 14 EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page Exhibit A: Agreement of Joint Filing 14 CUSIP NO.