Nicholas Financial Files 10-K/A Amendment
Ticker: OMCC · Form: 10-K/A · Filed: Jul 29, 2024 · CIK: 1000045
Sentiment: neutral
Topics: amendment, 10-K, financials
TL;DR
NICHOLAS FINANCIAL (NICK) filed a 10-K/A amendment for FY24. Check for updates.
AI Summary
Nicholas Financial, Inc. filed an amendment (10-K/A) on July 29, 2024, for its fiscal year ending March 31, 2024. The company, incorporated in Delaware with its principal executive offices in Clearwater, Florida, operates in the short-term business credit institutions sector. This filing is an amendment to their annual report.
Why It Matters
This amendment provides updated or corrected information for investors and regulatory bodies regarding the company's financial performance and operations for the fiscal year ending March 31, 2024.
Risk Assessment
Risk Level: low — This filing is an amendment to a standard annual report, indicating routine updates rather than significant new risks.
Key Numbers
- 000-26680 — SEC File Number (Identifies the company's filings with the SEC.)
- 59-2506879 — IRS Employer Identification No. (Company's tax identification number.)
Key Players & Entities
- NICHOLAS FINANCIAL INC (company) — Registrant
- 20240331 (date) — Fiscal year end
- 20240729 (date) — Filing date
- Clearwater, Florida (location) — Principal executive offices
FAQ
What specific information is being amended in this 10-K/A filing?
The filing is an amendment (Amendment No. 1) to the annual report for the fiscal year ended March 31, 2024. Specific details of the amendments are not provided in this header information but would be within the document itself.
When was the original 10-K filed, or when is this amendment intended to supersede previous information?
This amendment was filed on July 29, 2024, and pertains to the fiscal year ended March 31, 2024. The filing date of the original 10-K is not explicitly stated but is superseded by this amendment.
What is the primary business of Nicholas Financial, Inc.?
Nicholas Financial, Inc. operates in the sector of Short-Term Business Credit Institutions, as indicated by its Standard Industrial Classification code [6153].
Where are Nicholas Financial, Inc.'s principal executive offices located?
The principal executive offices of Nicholas Financial, Inc. are located at 26133 US Hwy 19 North, Suite 300, Clearwater, Florida, 33763.
What is the SEC file number for Nicholas Financial, Inc.?
The SEC file number for Nicholas Financial, Inc. is 0-26680.
Filing Stats: 4,539 words · 18 min read · ~15 pages · Grade level 14.3 · Accepted 2024-07-29 17:08:35
Key Financial Figures
- $0.01 — ange on which registered Common Stock, $0.01 par value per share NICK NASDAQ Glo
- $2,000 — market value of shares in excess of CAD $2,000. Those registered or beneficial holders
Filing Documents
- d650154d10ka.htm (10-K/A) — 279KB
- d650154dex311.htm (EX-31.1) — 11KB
- d650154dex312.htm (EX-31.2) — 11KB
- d650154dex321.htm (EX-32.1) — 2KB
- d650154dex322.htm (EX-32.2) — 3KB
- 0001193125-24-187727.txt ( ) — 550KB
- nick-20240331.xsd (EX-101.SCH) — 5KB
- nick-20240331_cal.xml (EX-101.CAL) — 1KB
- nick-20240331_def.xml (EX-101.DEF) — 16KB
- nick-20240331_lab.xml (EX-101.LAB) — 21KB
- nick-20240331_pre.xml (EX-101.PRE) — 17KB
- d650154d10ka_htm.xml (XML) — 8KB
Executive Compensation
Executive Compensation 7 Item12.
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 18 Item13. Certain Relationships and Related Transactions, and Director Independence 20 Item14. Principal Accountant Fees and Services 20 PART IV Item15. Exhibits and Financial Statement Schedules 25 1 PART III Item10. Directors, Executive Officers and Corporate Governance Executive Officers and Directors Set forth below is certain information with respect to the individuals who are our directors and executive officers as of July 24, 2024: Name Age Principal Occupation and Other Information Jeffrey Royal (Chair) 48 Jeffrey Royal has served as a director of the Company since October 2017 and as Chairman since January 17, 2019. Since January 2006, Mr. Royal has been the President of Dundee Bank located in Omaha, Nebraska. Prior to joining Dundee Bank, he was Second Vice President of First National Bank of Omaha. Mr. Royal also serves as a director for Boston Omaha Corporation, which Director Adam Peterson serves as the Co-CEO (see below). Mr. Royal received both his Bachelor's and Master's degree in Business Administration from Creighton University and completed the Stonier Graduate School of Banking at Georgetown University and the University of Pennsylvania. Mark R. Hutchins 62 Mark R. Hutchins, has served as a member of our Board of Directors since October 2021. Mark served for over 37 years at KPMG, one of the world's leading professional services firms, first in the audit practice, then as leader of the West Coast advisory practice and Senior Relationship Partner for clients in a variety of industries, including financial services and technology. He was Managing Partner of KPMG's Pacific Southwest region, responsible for leading teams in eight offices across all functions, from 2006 through his retirement in September 2020. In addition, he served on the Board of Directors of KPMG including as chairman of the Compensation