OMCC Files 10-K/A Amendment, Confirms Compliance
Ticker: OMCC · Form: 10-K/A · Filed: Jul 21, 2025 · CIK: 1000045
Sentiment: neutral
Topics: 10-K/A, SEC Filing, Regulatory Compliance, Short-Term Credit, Smaller Reporting Company, Financial Reporting, Corporate Governance
Related Tickers: OMCC
TL;DR
**OMCC's 10-K/A is a routine compliance update, signaling stability but no new catalysts for traders.**
AI Summary
OLD MARKET CAPITAL Corp (OMCC) filed a 10-K/A Amendment No. 2 for the fiscal year ended March 31, 2025, indicating corrections or updates to its previously filed annual report. As a non-accelerated filer and a smaller reporting company, OMCC operates in the short-term business credit institutions sector. The filing confirms OMCC has met all Section 13 or 15(d) reporting requirements for the past 12 months and has submitted all required Interactive Data Files. The amendment itself does not provide specific financial figures for revenue or net income, but rather updates the regulatory status and confirms compliance. The company's common stock is traded on NASDAQ under the symbol OMCC. The primary business address is 1601 Dodge Street, Suite 3350, Omaha, Nebraska, 68102, with a business phone of (531) 867-3631. This amendment primarily serves to correct or clarify information within the original 10-K, ensuring regulatory accuracy.
Why It Matters
This 10-K/A filing by OLD MARKET CAPITAL Corp (OMCC) is crucial for investors as it confirms the company's adherence to SEC reporting requirements, indicating good corporate governance. While it doesn't disclose new financial results, the amendment ensures the accuracy of previously reported information, which is vital for informed investment decisions. For employees and customers, regulatory compliance signals stability and trustworthiness. In the competitive short-term business credit sector, maintaining a clean regulatory record can enhance a company's reputation and differentiate it from less compliant peers.
Risk Assessment
Risk Level: low — The risk level is low because the 10-K/A filing primarily confirms that OLD MARKET CAPITAL Corp (OMCC) has met all its Section 13 or 15(d) reporting requirements and submitted all Interactive Data Files. This indicates strong regulatory compliance and transparency, reducing the risk of future penalties or disclosures related to past reporting failures. The filing itself is an amendment, suggesting corrections rather than new, adverse events.
Analyst Insight
Investors should view this 10-K/A as a positive sign of OMCC's commitment to regulatory compliance and transparency. While it doesn't offer new financial data, it reinforces the company's operational integrity. Investors should now focus on the original 10-K for financial performance and future outlook, using this amendment as confirmation of accurate reporting.
Key Numbers
- 2025-03-31 — Fiscal Year End (The period covered by the 10-K/A filing.)
- 2025-07-21 — Filing Date (The date the 10-K/A was officially filed with the SEC.)
- 000-26680 — Commission File Number (Unique identifier for OMCC's SEC filings.)
- 10-K/A — Form Type (Indicates an amendment to an annual report.)
- 6153 — SIC Code (Standard Industrial Classification for Short-Term Business Credit Institutions.)
Key Players & Entities
- OLD MARKET CAPITAL Corp (company) — Registrant filing the 10-K/A
- SEC (regulator) — Recipient of the 10-K/A filing
- NASDAQ (regulator) — Exchange where OMCC Common Stock is registered
- 0001000045 (regulator) — Central Index Key (CIK) for OLD MARKET CAPITAL Corp
- March 31, 2025 (date) — Fiscal year end for the 10-K/A
- July 21, 2025 (date) — Filing date of the 10-K/A
- 1601 Dodge Street, Suite 3350, Omaha, Nebraska, 68102 (company) — Principal Executive Offices of OLD MARKET CAPITAL Corp
- (531) 867-3631 (company) — Registrant's telephone number
- Delaware (company) — State of Incorporation for OLD MARKET CAPITAL Corp
- 0-26680 (regulator) — Commission file number for OLD MARKET CAPITAL Corp
FAQ
What is the purpose of OLD MARKET CAPITAL Corp's 10-K/A filing?
The 10-K/A (Amendment No. 2) for OLD MARKET CAPITAL Corp (OMCC) serves to amend or correct information in its previously filed annual report for the fiscal year ended March 31, 2025. It also confirms the company's compliance with Section 13 or 15(d) of the Securities Exchange Act of 1934.
When was OLD MARKET CAPITAL Corp's 10-K/A filed?
OLD MARKET CAPITAL Corp's 10-K/A was filed on July 21, 2025, for the fiscal year ended March 31, 2025. This date indicates the official submission to the SEC.
Is OLD MARKET CAPITAL Corp a well-known seasoned issuer?
No, OLD MARKET CAPITAL Corp (OMCC) is not a well-known seasoned issuer, as indicated by the checkmark in the 10-K/A filing. This status affects certain filing flexibilities with the SEC.
What is OLD MARKET CAPITAL Corp's status regarding SEC reporting requirements?
OLD MARKET CAPITAL Corp (OMCC) has indicated by check mark that it has filed all reports required by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months and has been subject to such filing requirements for the past 90 days.
What is OLD MARKET CAPITAL Corp's business address and phone number?
OLD MARKET CAPITAL Corp's principal executive offices are located at 1601 Dodge Street, Suite 3350, Omaha, Nebraska, 68102. The registrant's telephone number is (531) 867-3631.
What type of company is OLD MARKET CAPITAL Corp based on its SIC code?
Based on its Standard Industrial Classification (SIC) code 6153, OLD MARKET CAPITAL Corp is categorized as a Short-Term Business Credit Institution. This indicates its primary business operations.
Is OLD MARKET CAPITAL Corp considered a smaller reporting company?
Yes, OLD MARKET CAPITAL Corp (OMCC) has indicated by check mark that it is a smaller reporting company. This classification impacts certain disclosure requirements and compliance burdens.
What exchange is OLD MARKET CAPITAL Corp's common stock traded on?
OLD MARKET CAPITAL Corp's common stock is traded on NASDAQ under the trading symbol OMCC. This information is crucial for investors looking to trade the company's shares.
Has OLD MARKET CAPITAL Corp submitted all required Interactive Data Files?
Yes, OLD MARKET CAPITAL Corp (OMCC) has indicated by check mark that it has submitted electronically every Interactive Data File required pursuant to Rule 405 of Regulation S-T during the preceding 12 months.
What was OLD MARKET CAPITAL Corp's former company name?
OLD MARKET CAPITAL Corp's former company name was NICHOLAS FINANCIAL INC, with the date of name change being August 29, 1995. This historical information is provided in the filing.
Industry Context
OLD MARKET CAPITAL Corp operates within the Short-Term Business Credit Institutions sector (SIC Code 6153). This industry is characterized by companies that provide essential, often rapid, financing solutions to businesses. The competitive landscape can be dynamic, influenced by interest rate environments, regulatory changes, and the demand for working capital among businesses.
Regulatory Implications
As a non-accelerated filer and smaller reporting company, OMCC must adhere to specific SEC reporting requirements. The filing of a 10-K/A indicates a commitment to regulatory accuracy and transparency. Investors should monitor any disclosures related to compliance or potential restatements that may arise from such amendments.
What Investors Should Do
- Review previous 10-K filings for context on the nature of amendments.
- Monitor future filings for financial performance details.
- Assess the company's compliance with reporting requirements.
Key Dates
- 2025-03-31: Fiscal Year End — Marks the end of the reporting period for the annual report.
- 2025-07-21: Filing Date of 10-K/A (Amendment No. 2) — Indicates the date the amended annual report was officially submitted to the SEC, suggesting corrections or updates to the original filing.
- 1995-08-29: Date of Name Change from NICHOLAS FINANCIAL INC — Provides historical context on the company's corporate identity evolution.
Glossary
- 10-K/A
- An amendment to a Form 10-K, which is an annual report required by the U.S. Securities and Exchange Commission (SEC) that provides a comprehensive summary of a company's financial performance. An amendment indicates that the company is correcting or updating previously filed information. (This filing is an amendment, meaning the company is correcting or clarifying information in its original annual report for the fiscal year ended March 31, 2025.)
- Non-accelerated filer
- A filer that does not meet the specific criteria to be classified as a large accelerated filer or an accelerated filer. These companies generally have smaller public floats and less stringent reporting deadlines. (OMCC is classified as a non-accelerated filer, indicating its size and reporting status within the SEC framework.)
- Smaller reporting company
- A company that meets certain criteria related to public float and annual revenues, allowing it to provide reduced financial disclosures in its SEC filings. (OMCC's classification as a smaller reporting company suggests it may have less extensive disclosure requirements compared to larger entities.)
- SIC Code 6153
- Standard Industrial Classification code for Short-Term Business Credit Institutions. This industry includes companies that provide short-term credit to businesses. (This code categorizes OMCC's primary business operations within the financial sector.)
- Interactive Data File
- Electronic files submitted to the SEC in a standardized format (like XBRL) that allows for easier analysis and retrieval of financial information. (The filing confirms OMCC has submitted all required Interactive Data Files, indicating compliance with modern electronic reporting standards.)
Year-Over-Year Comparison
This filing is an amendment (10-K/A) to the annual report for the fiscal year ended March 31, 2025. As such, it primarily serves to correct or update information previously submitted, rather than presenting new year-over-year financial comparisons. Specific financial metrics like revenue, net income, or margins are not detailed within this amendment itself. Investors will need to refer to the original 10-K filing and subsequent reports to analyze performance trends and changes.
Filing Details
This Form 10-K/A (Form 10-K/A) was filed with the SEC on July 21, 2025 regarding OLD MARKET CAPITAL Corp (OMCC).