OMCC Sets Sept. 8 Annual Meeting, Board Elections, Auditor Ratification
Ticker: OMCC · Form: DEF 14A · Filed: Jul 29, 2025 · CIK: 1000045
Sentiment: neutral
Topics: Proxy Statement, Annual Meeting, Corporate Governance, Director Elections, Auditor Ratification, Executive Compensation, Financial Services
Related Tickers: OMCC
TL;DR
**OMCC's upcoming annual meeting is a standard governance affair; expect no major surprises, but keep an eye on director elections for future strategic shifts.**
AI Summary
OLD MARKET CAPITAL Corp (OMCC) filed a DEF 14A on July 29, 2025, for its annual meeting on September 8, 2025, at 10:30 a.m. Central Time. The filing indicates the company will present its consolidated financial statements for the fiscal year ended March 31, 2025, and the report from Forvis Mazars, LLP, its Independent Registered Public Accounting Firm. Key proposals include the election of five directors to serve until the 2026 Annual Meeting and the ratification of Forvis Mazars, LLP as the independent auditor for the fiscal year ending March 31, 2026. The proxy statement also includes an advisory vote on executive compensation, although specific dollar amounts for revenue or net income were not detailed in the provided excerpt. The company's business address is 1601 Dodge Street, Suite 3350, Omaha, Nebraska 68102, and its business phone is (531) 867-3631. This filing primarily outlines governance matters and the agenda for the upcoming annual meeting.
Why It Matters
This DEF 14A filing is crucial for investors as it outlines the governance structure and key decisions for OLD MARKET CAPITAL Corp, a short-term business credit institution. The election of five directors directly impacts the company's strategic direction and oversight, while the ratification of Forvis Mazars, LLP ensures continued financial transparency and accountability. For employees and customers, stable leadership and robust financial reporting signal a well-managed entity. In a competitive financial services market, clear governance and auditor appointments are fundamental for maintaining investor confidence and operational integrity.
Risk Assessment
Risk Level: low — The risk level is low as this DEF 14A is a routine proxy statement outlining standard annual meeting proposals like director elections and auditor ratification. There are no indications of contentious votes, significant executive compensation changes, or other high-risk items in the provided excerpt. The filing simply sets the agenda for the September 8, 2025, meeting.
Analyst Insight
Investors should review the full proxy statement for details on director nominees' qualifications and executive compensation figures before the September 8, 2025, meeting. Vote on the proposals, particularly the advisory vote on compensation, to influence corporate governance.
Key Numbers
- 2025-07-29 — Filing Date (Date DEF 14A was filed)
- 2025-09-08 — Annual Meeting Date (Date of the fiscal year 2025 Annual Meeting of Stockholders)
- 10:30 a.m. — Annual Meeting Time (Central Time for the Annual Meeting)
- 5 — Number of Directors (Number of directors to be elected)
- 2026 — Next Annual Meeting Year (Year until which elected directors will hold office)
- 2025-03-31 — Fiscal Year End (End date for the consolidated financial statements to be presented)
- 2026-03-31 — Auditor Appointment Fiscal Year (Fiscal year for which Forvis Mazars, LLP is to be ratified)
- (531) 867-3631 — Business Phone (Contact number for Old Market Capital Corporation)
Key Players & Entities
- OLD MARKET CAPITAL Corp (company) — registrant for DEF 14A filing
- Forvis Mazars, LLP (company) — Independent Registered Public Accounting Firm
- Jeffrey Royal (person) — mentioned in financial data context
- Michael Rost (person) — mentioned in financial data context
- Douglas W. Marohn (person) — mentioned in financial data context
- SEC (regulator) — Securities and Exchange Commission
- Omaha, Nebraska (location) — Company's principal executive offices
- First National Tower (location) — Location of annual meeting
FAQ
What is the purpose of OLD MARKET CAPITAL Corp's DEF 14A filing?
The DEF 14A filing by OLD MARKET CAPITAL Corp serves as a definitive proxy statement, notifying stockholders of the upcoming annual meeting on September 8, 2025, and detailing the proposals to be voted upon, including the election of five directors and the ratification of Forvis Mazars, LLP as the independent auditor.
When is OLD MARKET CAPITAL Corp's annual meeting scheduled?
OLD MARKET CAPITAL Corp's fiscal year 2025 Annual Meeting of Stockholders is scheduled for Monday, September 8, 2025, at 10:30 a.m. Central Time, at the company's principal executive offices in Omaha, Nebraska.
What are the key proposals for the OLD MARKET CAPITAL Corp annual meeting?
The key proposals for the OLD MARKET CAPITAL Corp annual meeting include the election of five directors to hold office until the 2026 Annual Meeting, the ratification of Forvis Mazars, LLP as the Independent Registered Public Accounting Firm for the fiscal year ending March 31, 2026, and an advisory vote on executive compensation.
Who is the independent auditor for OLD MARKET CAPITAL Corp?
Forvis Mazars, LLP is the Independent Registered Public Accounting Firm for OLD MARKET CAPITAL Corp, and their appointment for the fiscal year ending March 31, 2026, is subject to ratification at the upcoming annual meeting.
Where will OLD MARKET CAPITAL Corp's annual meeting be held?
The annual meeting for OLD MARKET CAPITAL Corp will be held at the Company's principal executive offices, located at the First National Tower, 1601 Dodge Street, Suite 3350, Omaha, Nebraska 68102.
What financial statements will be presented at the OLD MARKET CAPITAL Corp annual meeting?
The consolidated financial statements of OLD MARKET CAPITAL Corp for its fiscal year ended March 31, 2025, along with the report of Forvis Mazars, LLP thereon, will be presented at the annual meeting.
How many directors are being elected at the OLD MARKET CAPITAL Corp annual meeting?
Five directors are being elected at the OLD MARKET CAPITAL Corp annual meeting, and they will hold office until the 2026 Annual Meeting of Stockholders.
What is the significance of the advisory vote on compensation for OLD MARKET CAPITAL Corp?
The advisory vote on compensation for OLD MARKET CAPITAL Corp allows stockholders to express their opinion on the executive compensation practices, providing a non-binding but important feedback mechanism to the board of directors regarding executive pay structures.
What is the business address of OLD MARKET CAPITAL Corp?
The business address of OLD MARKET CAPITAL Corp is 1601 Dodge Street, Suite 3350, Omaha, Nebraska 68102, which also serves as the location for the annual meeting.
What is the fiscal year end for OLD MARKET CAPITAL Corp?
The fiscal year end for OLD MARKET CAPITAL Corp is March 31, as indicated by the presentation of financial statements for the fiscal year ended March 31, 2025, and the auditor ratification for the fiscal year ending March 31, 2026.
Industry Context
OLD MARKET CAPITAL Corp operates within the short-term business credit institutions sector (SIC 6153). This industry typically involves providing financing solutions to businesses, often with a focus on short repayment cycles. The competitive landscape can be influenced by interest rate environments, regulatory changes affecting lending practices, and the overall economic health of small and medium-sized businesses.
Regulatory Implications
As a publicly traded company, OLD MARKET CAPITAL Corp is subject to SEC regulations, including timely filing of proxy statements like this DEF 14A. The company must also comply with accounting standards and regulations governing financial institutions. The ratification of the independent auditor ensures adherence to auditing standards and enhances transparency for investors.
What Investors Should Do
- Review the DEF 14A filing thoroughly.
- Attend or vote by proxy at the Annual Meeting on September 8, 2025.
- Evaluate the advisory vote on executive compensation.
Key Dates
- 2025-07-29: Filing of DEF 14A — Provides shareholders with information regarding the annual meeting agenda, director nominations, auditor ratification, and executive compensation.
- 2025-09-08: Annual Meeting of Stockholders — Key date for shareholders to vote on proposals, including director elections and auditor ratification.
- 2025-03-31: Fiscal Year End — Marks the end of the period for which the consolidated financial statements will be presented.
- 2026-03-31: Fiscal Year for Auditor Appointment — The period for which the independent auditor, Forvis Mazars, LLP, is proposed to be ratified.
Glossary
- DEF 14A
- A Definitive Proxy Statement filed with the SEC detailing information shareholders need to make informed voting decisions at annual meetings. (This is the primary document outlining the agenda and proposals for the OLD MARKET CAPITAL Corp annual meeting.)
- Independent Registered Public Accounting Firm
- An external audit firm registered with the PCAOB that provides assurance on a company's financial statements. (Forvis Mazars, LLP is proposed to be ratified for this role for the fiscal year ending March 31, 2026.)
- Advisory Vote on Executive Compensation
- A non-binding shareholder vote on the compensation of the company's named executive officers, often referred to as a 'say-on-pay' vote. (Shareholders will have the opportunity to vote on the company's executive compensation practices.)
- Consolidated Financial Statements
- Financial statements that present the financial position and results of operations of a parent company and its subsidiaries as if they were a single economic entity. (These statements for the fiscal year ended March 31, 2025, will be presented at the annual meeting.)
Year-Over-Year Comparison
This filing pertains to the fiscal year ending March 31, 2025, and the upcoming annual meeting in September 2025. Specific comparative financial metrics from the previous year's filing (e.g., revenue, net income, margins) are not detailed in the provided excerpt. However, the structure of the meeting agenda, including director elections, auditor ratification, and executive compensation votes, is typical for annual proxy statements.
Filing Details
This Form DEF 14A (Form DEF 14A) was filed with the SEC on July 29, 2025 by Jeffrey Royal regarding OLD MARKET CAPITAL Corp (OMCC).