Syntec Optics Holdings, INC. (OPTXW) — SEC Filings

Overview

Syntec Optics Holdings, INC. (OPTXW) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Dec 8, 2025: SYNTEC OPTICS HOLDINGS, INC. (OPTXW) is holding its 2025 Annual Meeting of Stockholders on January 20, 2026, virtually via the Internet. Key proposals include the election of two directors to serve until the 2028 Annual Meeting, the ratification of CBIZ, Inc. as the independent registered public acc

Sentiment Summary

Across 27 filings, the sentiment breakdown is: 1 bullish, 6 bearish, 19 neutral, 1 mixed. The dominant filing sentiment for Syntec Optics Holdings, INC. is neutral.

Filing Type Overview

Syntec Optics Holdings, INC. (OPTXW) has filed 2 DEF 14A, 3 10-Q, 13 8-K, 2 10-K, 2 8-K/A, 5 SC 13G/A with the SEC between Jan 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent Filings (27)

• Syntec Optics Sets Virtual Annual Meeting, Seeks RSU Plan Approval — DEF 14A · Dec 8, 2025 Risk: medium
  SYNTEC OPTICS HOLDINGS, INC. (OPTXW) is holding its 2025 Annual Meeting of Stockholders on January 20, 2026, virtually via the Internet. Key proposals include t
• Syntec Optics Plunges to Deeper Loss, Breaches Bank Covenants — 10-Q · Nov 14, 2025 Risk: high
  SYNTEC OPTICS HOLDINGS, INC. (OPTXW) reported a significant net loss of $1,429,133 for the three months ended September 30, 2025, a substantial increase from a
• SYNTEC OPTICS HOLDINGS, INC. Files 8-K Report — 8-K · Oct 17, 2025 Risk: low
  On October 17, 2025, SYNTEC OPTICS HOLDINGS, INC. filed an 8-K report detailing an event that occurred on October 10, 2025. The filing pertains to "Other Events
• Syntec Optics Changes Certifying Accountant to Marcum LLP — 8-K · Oct 14, 2025 Risk: medium
  On October 10, 2025, Syntec Optics Holdings, Inc. filed an 8-K report to disclose a change in its certifying accountant. The company previously engaged WithumSm
• Syntec Optics Eyes Growth in $16T Photonics Market — 10-K · Oct 6, 2025 Risk: medium
  SYNTEC OPTICS HOLDINGS, INC. (OPTXW) filed its 10-K for the fiscal year ended December 31, 2024, highlighting its focus on photon-enabled technologies across de
• Syntec Optics Faces Delisting Notice — 8-K · Oct 3, 2025 Risk: high
  Syntec Optics Holdings, Inc. filed an 8-K on October 3, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule or standard, effect
• Syntec Optics Faces Delisting Concerns — 8-K · Sep 24, 2025 Risk: high
  Syntec Optics Holdings, Inc. filed an 8-K on September 24, 2025, to report a notice of delisting or failure to satisfy a continued listing rule. The company, fo
• Syntec Optics Faces Nasdaq Delisting Warning — 8-K · Sep 4, 2025 Risk: high
  Syntec Optics Holdings, Inc. announced on September 4, 2025, that it received a notice from the Nasdaq Stock Market indicating a failure to meet continued listi
• Syntec Optics Faces Delisting Notice — 8-K · Jun 2, 2025 Risk: high
  Syntec Optics Holdings, Inc. filed an 8-K on June 2, 2025, reporting a notice of delisting or failure to satisfy continued listing rules. The company, formerly
• Syntec Optics Faces Delisting Concerns — 8-K · Apr 23, 2025 Risk: high
  Syntec Optics Holdings, Inc. filed an 8-K on April 23, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule. The earliest event
• Syntec Optics Holdings Files 8-K/A Amendment — 8-K/A · Mar 28, 2025 Risk: medium
  Syntec Optics Holdings, Inc. filed an amendment (Amendment No. 1) to its Form 8-K on March 28, 2025, reporting events that occurred on March 26, 2025. The filin
• Syntec Optics Holdings Files 8-K on Executive Changes — 8-K · Mar 26, 2025 Risk: low
  On March 26, 2025, Syntec Optics Holdings, Inc. filed an 8-K report detailing changes in its board of directors and executive officers. The filing also includes
• SYNTEC OPTICS HOLDINGS, INC. Files 8-K — 8-K · Dec 20, 2024 Risk: low
  On December 20, 2024, SYNTEC OPTICS HOLDINGS, INC. filed an 8-K report detailing a submission of matters to a vote of security holders and financial statements.
• Syntec Optics Holdings Files 10-Q for Q3 2024 — 10-Q · Nov 14, 2024 Risk: low
  Syntec Optics Holdings, Inc. filed its 10-Q for the period ending September 30, 2024. The company, formerly OmniLit Acquisition Corp., is incorporated in Delawa
• Syntec Optics Holdings Files Definitive Proxy Statement — DEF 14A · Nov 8, 2024 Risk: low
  Syntec Optics Holdings, Inc. filed a Definitive Proxy Statement (DEF 14A) on November 8, 2024. The filing concerns the company's proxy materials, which are used
• Syntec Optics Holdings Files Q2 2024 10-Q — 10-Q · Aug 14, 2024 Risk: medium
  Syntec Optics Holdings, Inc. filed its 10-Q for the period ending June 30, 2024. The filing details financial performance and operational updates for the second
• Syntec Optics Holdings Files 8-K: Board, Compensation, Warrants — 8-K · Jun 10, 2024 Risk: medium
  On June 10, 2024, Syntec Optics Holdings, Inc. filed an 8-K report detailing changes in its board of directors and executive compensation. The filing also inclu
• Syntec Optics Holdings Files 8-K on Financials — 8-K · May 31, 2024 Risk: low
  Syntec Optics Holdings, Inc. filed an 8-K on May 31, 2024, reporting events as of May 24, 2024. The filing primarily concerns the company's results of operation
• Syntec Optics Holdings Files 2023 10-K — 10-K · May 23, 2024 Risk: low
  Syntec Optics Holdings, Inc. filed its 2023 10-K on May 23, 2024, reporting on its fiscal year ending December 31, 2023. The company, formerly OmniLit Acquisiti
• Syntec Optics Holdings Files 8-K on Director Changes and Compensation — 8-K · Apr 15, 2024 Risk: low
  On April 15, 2024, Syntec Optics Holdings, Inc. filed an 8-K report detailing changes in its board of directors and executive compensation arrangements. The fil
• SC 13G/A Filing — SC 13G/A · Feb 14, 2024
• SC 13G/A Filing — SC 13G/A · Feb 14, 2024
• SC 13G/A Filing — SC 13G/A · Feb 13, 2024
• Periscope Capital Amends Syntec Optics Stake, No Longer Group Member — SC 13G/A · Feb 9, 2024 Risk: low
  Periscope Capital Inc. filed an amended SC 13G/A on February 9, 2024, indicating a change in their beneficial ownership of Syntec Optics Holdings, Inc. common s
• Owl Creek Amends Syntec Optics Stake, Files 13G/A — SC 13G/A · Feb 5, 2024
  Owl Creek Asset Management, L.P. filed an amended Schedule 13G/A on February 5, 2024, indicating their ownership in Syntec Optics Holdings, Inc. (formerly OmniL
• SYNTEC OPTICS Amends 8-K, Updates Business Address to Rochester, NY — 8-K/A · Jan 17, 2024
  SYNTEC OPTICS HOLDINGS, INC. (OPTX) filed an 8-K/A on January 17, 2024, amending its original November 14, 2023, 8-K filing. This amendment primarily updates th
• SYNTEC OPTICS (OPTX) Relocates HQ to Rochester, NY — 8-K · Jan 5, 2024
  SYNTEC OPTICS HOLDINGS, INC. (OPTX) filed an 8-K on January 5, 2024, to update its principal executive offices from Miami Beach, FL to 515 Lee Rd., Rochester, N

Risk Profile

Risk Assessment: Of OPTXW's 21 recent filings, 6 were flagged as high-risk, 6 as medium-risk, and 9 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Financial Highlights

Key financial metrics from Syntec Optics Holdings, INC.'s most recent 10-Q filing (Nov 14, 2025):

• Revenue: $6.95M
• Net Income: -$1.43M
• EPS: N/A
• Debt-to-Equity: N/A
• Cash Position: N/A
• Operating Margin: N/A
• Total Assets: N/A
• Total Debt: N/A

Key Executives

• Al Kapoor

Industry Context

The optics industry is characterized by technological innovation and competitive pressures. Companies often rely on specialized manufacturing processes and R&D to maintain market share. The current economic climate may be impacting demand for optical products, leading to revenue challenges for players like Syntec Optics.

Top Tags

delisting (5) · corporate-governance (5) · listing-standards (4) · corporate-actions (4) · 8-k (3) · amendment (3) · financials (3) · Optics (2) · filing (2) · 10-Q (2)

Key Numbers

• Annual Meeting Date: January 20, 2026 — Date of the 2025 Annual Meeting of Stockholders
• Annual Meeting Time: 05:00 p.m. Eastern time — Scheduled start time for the virtual Annual Meeting
• Record Date: November 24, 2025 — Date for determining stockholders entitled to vote
• Shares Outstanding: 36,920,226 — Total common stock outstanding as of the Record Date
• Quorum Requirement: 18,460,114 — Number of shares needed for a valid meeting (majority of outstanding shares)
• Director Term End Year: 2028 — Year until which elected directors will hold office
• Total Directors: 5 — Current number of directors on the Board
• Directors for Reelection: 2 — Number of directors being nominated for reelection at this Annual Meeting
• Net Loss (Q3 2025): $1.43M — Increased significantly from $13K in Q3 2024, indicating worsening profitability.
• Net Sales (Q3 2025): $6.95M — Decreased by 11.7% from $7.87M in Q3 2024, showing revenue decline.
• Gross Profit (Q3 2025): $0.85M — Fell by 53.4% from $1.83M in Q3 2024, highlighting margin pressure.
• General and Administrative Expenses (Q3 2025): $2.07M — Increased from $1.73M in Q3 2024, contributing to higher losses.
• Weighted Average Interest Rate on Line of Credit: 7.31% — As of September 30, 2025, indicating borrowing costs.
• Line of Credit Outstanding: $6.76M — As of September 30, 2025, up from $6.26M at December 31, 2024.
• Minimum Fixed Charge Coverage Ratio: 1.10:1.00 — Covenant breached by the company as of September 30, 2025.

Related Companies

OPTX

Frequently Asked Questions