Ambac Financial Group Files 8-K, Hints at Soliciting Material

Ticker: OSG · Form: 8-K · Filed: Jun 13, 2024 · CIK: 874501

Ambac Financial Group Inc 8-K Filing Summary
FieldDetail
CompanyAmbac Financial Group Inc (OSG)
Form Type8-K
Filed DateJun 13, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.01
Sentimentneutral

Sentiment: neutral

Topics: regulation-fd, filing-obligation, corporate-communication

TL;DR

Ambac 8-K filed, might be soliciting shareholder input.

AI Summary

Ambac Financial Group, Inc. filed an 8-K on June 13, 2024, to report information under Regulation FD. The filing indicates that the company is potentially soliciting material under Rule 14a-12 of the Exchange Act, though no specific details of this solicitation are provided in the excerpt.

Why It Matters

This filing signals potential corporate communications or solicitations that could impact shareholder engagement or future corporate actions.

Risk Assessment

Risk Level: low — The filing is procedural and does not contain immediate financial or operational risks.

Key Players & Entities

  • Ambac Financial Group, Inc. (company) — Registrant
  • June 13, 2024 (date) — Date of earliest event reported
  • Regulation FD (regulation) — Disclosure type
  • Rule 14a-12 (rule) — Potential soliciting material provision

FAQ

What specific information is Ambac Financial Group, Inc. disclosing under Regulation FD?

The provided excerpt does not detail the specific information being disclosed under Regulation FD, only that the filing is intended to satisfy this requirement.

What is the significance of the company checking the box for Rule 14a-12?

Checking the box for Rule 14a-12 indicates that the 8-K filing may be intended to simultaneously satisfy the filing obligation for soliciting material under that rule, which relates to communications made before or in connection with a solicitation of proxies.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing was on June 13, 2024.

What is Ambac Financial Group, Inc.'s principal executive office address?

Ambac Financial Group, Inc.'s principal executive offices are located at One World Trade Center, New York, NY 10007.

What is Ambac Financial Group, Inc.'s telephone number?

Ambac Financial Group, Inc.'s telephone number is (212) 658-7470.

Filing Stats: 607 words · 2 min read · ~2 pages · Grade level 10.4 · Accepted 2024-06-13 09:52:05

Key Financial Figures

  • $0.01 — ich registered Common stock, par value $0.01 per share AMBC New York Stock Exchange

Filing Documents

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure On June 13, 2024, management of Ambac Financial Group, Inc. delivered a presentation at the BMO Capital Markets Insurance Conference and posted the presentation on its investor relations website at https://ambac.com/investor-relations/investor-overview/default.aspx. A copy of the presentation is attached as Exhibit 99.1 hereto and is incorporated herein by reference. The information furnished pursuant to this Item 7.01, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act or the Exchange Act.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits. The following exhibit is filed as part of this Current Report on Form 8-K: EXHIBIT INDEX Exhibit Number Exhibit Description 99.1 Investor Presentation 101.INS XBRL Instance Document - the instance document does not appear in the interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH XBRL Taxonomy Extension Schema Document. 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document. 101.LAB XBRL Taxonomy Extension Label Linkbase Document. 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document. 101.DEF XBRL Taxonomy Extension Definition Linkbase Document. 104 Cover Page Interactive Data File - The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags or embedded within the Inline XBRL document * Certain schedules and other similar attachments to such agreement have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company will furnish a copy of such omitted documents to the SEC upon request.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Ambac Financial Group, Inc. (Registrant) Dated: June 13, 2024 By: /s/ William J. White William J. White First Vice President, Secretary and Assistant General Counsel 1

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