Oxford Square Capital Corp. Files 8-K on Financials

TL;DR

OXSQ filed an 8-K on 3/15/24 detailing financial condition and operations.

AI Summary

Oxford Square Capital Corp. filed an 8-K on March 15, 2024, reporting on its results of operations and financial condition. The filing also includes disclosures related to Regulation FD and financial statements. The company, previously known as TICC Capital Corp., is incorporated in Maryland and has its principal executive offices in Greenwich, CT.

Why It Matters

This filing provides crucial updates on Oxford Square Capital Corp.'s financial performance and operational status, which is important for investors to assess the company's health and future prospects.

Risk Assessment

Risk Level: low — This is a routine filing reporting financial information and does not indicate any immediate or significant risks.

Key Players & Entities

• Oxford Square Capital Corp. (company) — Registrant
• TICC Capital Corp. (company) — Former company name
• March 15, 2024 (date) — Filing date
• Maryland (jurisdiction) — State of incorporation
• Greenwich, CT (location) — Business address

FAQ

Key Financial Figures

• $0.01 — ch registered Common stock, par value $0.01 per share OXSQ NASDAQ Global Select

Filing Documents

• ea0201863_8k.htm (8-K) — 39KB
• ea0201863_ex99-1.htm (EX-99.1) — 106KB
• 0001213900-24-022835.txt ( ) — 374KB
• oxsq-20240315.xsd (EX-101.SCH) — 4KB
• oxsq-20240315_def.xml (EX-101.DEF) — 26KB
• oxsq-20240315_lab.xml (EX-101.LAB) — 36KB
• oxsq-20240315_pre.xml (EX-101.PRE) — 25KB
• ea0201863_8k_htm.xml (XML) — 6KB

From the Filing

UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2024 OXFORD SQUARE CAPITAL CORP. (Exact name of registrant as specified in its charter) Maryland 814-00638 20-0188736 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 8 Sound Shore Drive , Suite 255 Greenwich , CT 06830 (Address of principal executive offices and zip code) ( 203 ) 983-5275 (Registrant's telephone number, including area code) n/a (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common stock, par value $0.01 per share OXSQ NASDAQ Global Select Market LLC 6.25% Notes due 2026 OXSQZ NASDAQ Global Select Market LLC 5.50% Notes due 2028 OXSQG NASDAQ Global Select Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 2.02 Results of Operations and Financial Condition On March 15, 2024, Oxford Square Capital Corp. (the " Company ") issued a press release announcing its financial results for the quarter ended December 31, 2023. The text of the press release is included as Exhibit 99.1 to this Form 8-K. The information set forth under this Item 2.02, including Exhibit 99.1, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information set forth under this Item 2.02, including Exhibit 99.1, shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, unless it is specifically incorporated by reference therein. Item 7.01 Regulation FD Disclosure On March 15, 2024, the Company issued a press release, included herewith as Exhibit 99.1, announcing the declaration of distributions for the months ending April 30, 2024, May 31, 2024, and June 30, 2024. Additionally, on March 15, 2024, the Company made available on its website, www.oxfordsquarecapital.com , supplemental investor information with respect to the aforementioned earnings press release. The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information provided herein shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing. Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Press release dated March 15, 2024 104 Cover Page Interactive Data File (embedded within the inline XBRL document). 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: March 15, 2024 OXFORD SQUARE CAPITAL CORP. By: /s/ Saul B. Rosenthal Saul B. Rosenthal President 2

View Full Filing

View this 8-K filing on SEC EDGAR