Oxford Square Capital Corp. Files 8-K on Security Holder Votes

TL;DR

OXSQ filed an 8-K on Aug 23rd about security holder votes - check for governance updates.

AI Summary

Oxford Square Capital Corp. filed an 8-K on August 26, 2024, reporting on matters submitted to a vote of security holders as of August 23, 2024. The filing details the company's charter, incorporation in Maryland, and its SEC file number. It also lists previous company names and name change dates, including TICC Capital Corp. and Technology Investment Capital Corp.

Why It Matters

This filing provides an update on corporate governance matters and potential changes affecting security holders, which is crucial for investors to understand their rights and the company's direction.

Risk Assessment

Risk Level: low — The filing is a routine corporate disclosure regarding security holder votes and does not indicate any immediate financial distress or significant operational changes.

Key Numbers

• 814-00638 — SEC File Number (Identifies the company's filing history with the SEC.)
• 20-0188736 — IRS Number (Company's Employer Identification Number.)

Key Players & Entities

• Oxford Square Capital Corp. (company) — Registrant
• August 23, 2024 (date) — Date of earliest event reported
• August 26, 2024 (date) — Date of report
• Maryland (jurisdiction) — State of incorporation
• TICC Capital Corp. (company) — Former company name
• Technology Investment Capital Corp (company) — Former company name

FAQ

Key Financial Figures

• $0.01 — ch registered Common stock, par value $0.01 per share OXSQ NASDAQ Global Select

Filing Documents

• ea0212193-01_8k.htm (8-K) — 30KB
• 0001213900-24-072616.txt ( ) — 247KB
• oxsq-20240823.xsd (EX-101.SCH) — 4KB
• oxsq-20240823_def.xml (EX-101.DEF) — 26KB
• oxsq-20240823_lab.xml (EX-101.LAB) — 36KB
• oxsq-20240823_pre.xml (EX-101.PRE) — 25KB
• ea0212193-01_8k_htm.xml (XML) — 6KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders On August 23, 2024, Oxford Square Capital Corp. (the " Company ") held its Annual Meeting of Stockholders (the " Meeting "). Set forth below are the proposals voted upon at the Meeting, as set forth in the Company's Definitive Proxy Statement on Schedule 14A, filed with the U.S. Securities and Exchange Commission on July 12, 2024, and the final voting tabulation reported by the Company's inspector of elections. The Company's Board of Directors fixed the close of business on June 28, 2024 as the record date for identifying those stockholders entitled to notice of, and to vote at, the Meeting. A total of 62,705,628 shares of the Company's common stock were entitled to vote at the Meeting. A quorum of the stockholders was present at the Meeting. The final voting results for each of the proposals were as follows: Proposal 1. Stockholders elected two nominees for director, who will each serve for a three-year term to expire at the 2027 Annual Meeting of Stockholders based on the following votes: Name For Withheld Broker Non-Votes Jonathan H. Cohen 16,379,600 1,671,641 22,267,060 George Stelljes III 14,499,969 3,551,272 22,267,060 Proposal 2. Stockholders ratified the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 based on the following votes: For Against Abstain Broker Non-Votes 37,191,563 2,332,152 794,585 - 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: August 26, 2024 OXFORD SQUARE CAPITAL CORP. By: /s/ Saul B. Rosenthal Saul B. Rosenthal President 2

View Full Filing

View this 8-K filing on SEC EDGAR