Oxford Square Capital Corp. Files Definitive Proxy Statement
Ticker: OXSQG · Form: DEF 14A · Filed: Jul 12, 2024 · CIK: 1259429
| Field | Detail |
|---|---|
| Company | Oxford Square Capital Corp. (OXSQG) |
| Form Type | DEF 14A |
| Filed Date | Jul 12, 2024 |
| Risk Level | low |
| Pages | 14 |
| Reading Time | 17 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-statement, sec-filing, corporate-governance
Related Tickers: OXSQ
TL;DR
OXSQ filed its proxy statement, shareholders vote soon.
AI Summary
Oxford Square Capital Corp. (OXSQ) filed a definitive proxy statement (DEF 14A) on July 12, 2024. This filing is related to the company's annual meeting and is a standard disclosure for publicly traded companies. The filing does not contain specific financial results or proposals but serves as a formal communication to shareholders regarding corporate governance and upcoming decisions.
Why It Matters
This filing is crucial for shareholders as it outlines the agenda for the company's annual meeting, including any proposed board elections or significant corporate actions, allowing them to make informed voting decisions.
Risk Assessment
Risk Level: low — This is a routine regulatory filing (DEF 14A) and does not contain new financial information or material events that would immediately impact the stock price.
Key Players & Entities
- Oxford Square Capital Corp. (company) — Registrant
- 0001213900-24-061047 (filing_id) — Accession Number
- 20240712 (date) — Filing Date
FAQ
What is the purpose of a DEF 14A filing?
A DEF 14A filing, also known as a Definitive Proxy Statement, is a document filed with the SEC by a company that is soliciting its shareholders' votes on important matters, such as the election of directors or approval of corporate actions.
Who is the filer of this document?
The filer of this document is Oxford Square Capital Corp.
When was this filing submitted?
This filing was submitted on July 12, 2024.
What is the company's Central Index Key (CIK)?
Oxford Square Capital Corp.'s Central Index Key (CIK) is 0001259429.
What is the company's state of incorporation?
Oxford Square Capital Corp. is incorporated in Maryland (MD).
Filing Stats: 4,303 words · 17 min read · ~14 pages · Grade level 15.5 · Accepted 2024-07-12 16:16:11
Filing Documents
- ea0209148-01_def14a.htm (DEF 14A) — 782KB
- tproxy_001.jpg (GRAPHIC) — 1101KB
- tproxy_002.jpg (GRAPHIC) — 1134KB
- 0001213900-24-061047.txt ( ) — 3862KB
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT   5 Delinquent Section 16(a) Reports   7 PROPOSAL 1: ELECTION OF DIRECTORS   8 Information About the Nominees and Directors   8 Information About Executive Officers Who Are Not Directors   11 Board Leadership Structure   12 Board’s Role In Risk Oversight   13 Transactions with Related Persons   14 Investment Advisory Agreement Subject to Annual Approval by the Independent Directors   15 Review, Approval or Ratification of Transactions with Related Persons   16 Corporate Governance   17 Corporate Governance Documents   17 Director Independence   17 Evaluation   17 Communication with the Board of Directors   17 Board Diversity   18 Hedging Transactions   18 Committees of the Board of Directors   18 Audit Committee   18 Nominating and Corporate Governance Committee   19 Valuation Committee   20 Compensation Committee   20 Code of Ethics   21 Compensation of Executive Officers   21 Compensation of Directors   21 i PROPOSAL 2: RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2024 FISCAL YEAR   23 Independent Auditor’s Fees   23 Required Vote   23 Audit Committee Report   24 Audit Firm Selection/Ratification   24 Audit Engagement Partner Selection   24 Pre-Approval Policy   24 Review with Management   25 Review and Discussion with Independent Registered Public Accounting Firm   25 Conclu