PDF Solutions Files 8-K on Shareholder Vote & Financials

Ticker: PDFS · Form: 8-K · Filed: Jun 25, 2024 · CIK: 1120914

Pdf Solutions Inc 8-K Filing Summary
FieldDetail
CompanyPdf Solutions Inc (PDFS)
Form Type8-K
Filed DateJun 25, 2024
Risk Levellow
Pages2
Reading Time3 min
Key Dollar Amounts$0.00015
Sentimentneutral

Sentiment: neutral

Topics: corporate-governance, financials

TL;DR

PDF Solutions filed an 8-K for a shareholder vote and financials.

AI Summary

On June 18, 2024, PDF Solutions, Inc. filed an 8-K report detailing a submission of matters to a vote of security holders and financial statements. The filing does not contain specific details about the vote or financial figures within the provided text.

Why It Matters

This filing indicates important corporate actions are being taken by PDF Solutions, Inc., potentially affecting shareholder rights and the company's financial standing.

Risk Assessment

Risk Level: low — The filing is a standard procedural report and does not disclose immediate financial distress or significant negative events.

Key Players & Entities

  • PDF SOLUTIONS, INC. (company) — Registrant
  • June 18, 2024 (date) — Date of Earliest Event Reported
  • Delaware (jurisdiction) — State of Incorporation
  • 2858 De La Cruz Boulevard Santa Clara , CA 95050 (address) — Principal executive offices

FAQ

What specific matters were submitted to a vote of security holders?

The provided text of the 8-K filing does not specify the exact matters submitted to a vote of security holders.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing was on June 18, 2024.

What is the principal executive office address for PDF Solutions, Inc.?

The principal executive office address for PDF Solutions, Inc. is 2858 De La Cruz Boulevard, Santa Clara, CA 95050.

In which state was PDF Solutions, Inc. incorporated?

PDF Solutions, Inc. was incorporated in Delaware.

What is the Commission File Number for PDF Solutions, Inc.'s 8-K filing?

The Commission File Number for PDF Solutions, Inc.'s 8-K filing is 000-31311.

Filing Stats: 707 words · 3 min read · ~2 pages · Grade level 10.5 · Accepted 2024-06-25 06:55:23

Key Financial Figures

  • $0.00015 — ange on which registered Common Stock, $0.00015 par value PDFS The NASDAQ Stock Mar

Filing Documents

07

Item 5.07 . Submission of Matters to a Vote of Security Holders.

Financial Statements and Exhibits

Financial Statements and Exhibits

SIGNATURES

SIGNATURES Table of Contents

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. On June 18, 2024, at the 2024 Annual Meeting of Stockholders, the stockholders of the Company elected each of the director nominees and approved proposals 2, 3, 4, 5, and 6. The final results for the votes regarding each proposal are set forth below. The proposals are described in detail in the Company's Proxy Statement. Proposal No. 1 Election of Class II Directors: NOMINEES FOR CLASS II DIRECTORS FOR AGAINST ABSTAIN BROKER NON-VOTES Chi-Foon Chan, Ph.D. 32,002,886 1,242,353 51,379 3,015,643 Kimon Michaels, Ph.D. 30,732,795 2,559,748 4,075 3,015,643 Shuo Zhang 31,114,738 2,011,350 170,530 3,015,643 Proposal No. 2 Ratification of the appointment of BPM LLP as the Independent Registered Public Accounting Firm for the Company for the year ending December 31, 2024: FOR AGAINST ABSTAIN 35,909,604 17,159 385,498 Proposal No. 3 Approval of an amendment to Company's amended and restated certificate of incorporation to include an officer exculpation provision : FOR AGAINST ABSTAIN BROKER NON-VOTES 31,593,433 1,568,988 134,197 3,015,643 Proposal No. 4 Approval of the Company's Ninth Amended and Restated 2011 Stock Incentive Plan: FOR AGAINST ABSTAIN BROKER NON-VOTES 32,395,931 896,250 4,437 3,015,643 Proposal No. 5 Approval of the Company's First Amended and Restated 2021 Employee Stock Purchase Plan FOR AGAINST ABSTAIN BROKER NON-VOTES 33,289,307 3,274 4,037 3,015,643 Proposal No. 6 Approval, by non-binding advisory vote, of the 2023 compensation awarded to Named Executive Officers: FOR AGAINST ABSTAIN BROKER NON-VOTES 33,119,168 99,597 77,853 3,015,643 Table of Contents

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits 10.1 PDF Solutions, Inc.'s Ninth Amended and Restated 2011 Stock Incentive Plan, filed as Appendix B to the Company's Proxy Statement filed on April 29, 2024, and incorporated herein by reference. 10.2 PDF Solutions, Inc.'s First Amended and Restated 2021 Employee Stock Purchase Plan, filed as Appendix C to the Company's Proxy Statement filed on April 29, 2024, and incorporated herein by reference. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) Management contract or compensatory plan arrangement. Table of Contents

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PDF SOLUTIONS, INC. (Registrant) By: /s/ Adnan Raza Adnan Raza EVP, Finance, and Chief Financial Officer (principal financial and accounting officer) Dated: June 25, 2024

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