Penumbra Inc. Files 8-K on Shareholder Vote Matters

TL;DR

PENUMBRA FILES 8-K ON SHAREHOLDER VOTES - GOVERNANCE UPDATE

AI Summary

Penumbra Inc. filed an 8-K on June 7, 2024, reporting on matters submitted to a vote of security holders as of June 5, 2024. The filing details information related to the company's corporate governance and shareholder decisions.

Why It Matters

This filing provides transparency into key decisions and votes made by Penumbra Inc.'s security holders, which can impact the company's strategic direction and governance.

Risk Assessment

Risk Level: low — This is a routine filing related to corporate governance and shareholder votes, not indicating any immediate financial or operational risks.

Key Players & Entities

• Penumbra Inc. (company) — Registrant
• Delaware (jurisdiction) — State of Incorporation
• June 5, 2024 (date) — Date of earliest event reported
• June 7, 2024 (date) — Date of Report

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, Par value $0.001 per share PEN The New York Stock Exchan

Filing Documents

• pen-20240605.htm (8-K) — 44KB
• 0001321732-24-000075.txt ( ) — 164KB
• pen-20240605.xsd (EX-101.SCH) — 2KB
• pen-20240605_lab.xml (EX-101.LAB) — 21KB
• pen-20240605_pre.xml (EX-101.PRE) — 12KB
• pen-20240605_htm.xml (XML) — 3KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. (a) Penumbra, Inc. ("Penumbra" or the "Company") held its Annual Meeting of Stockholders on June 5, 2024 (the "Annual Meeting"). Proxies for the Annual Meeting were solicited pursuant to Regulation 14A of the Securities Exchange Act of 1934, as amended. At the close of business on April 12, 2024, the record date for the Annual Meeting, there were 38,757,817 shares of the Company's common stock, par value $0.001 per share, outstanding and entitled to vote, and 35,255,367 of such shares were voted in person or by proxy at the Annual Meeting on the proposals described below. (b) At the Annual Meeting, Penumbra's stockholders voted on the following three proposals, each of which is described in more detail in the Company's Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 24, 2024. The number of votes cast with respect to each proposal was as indicated below: 1) Election of Class III Directors . The following nominees were elected to serve as Class III directors until the Company's 2027 annual meeting of stockholders and until their respective successors are duly elected and qualified, or, if sooner, until the director's death, resignation or removal, based on the following results of voting: Nominee Votes For Votes Withheld Broker Non-Votes Adam Elsesser 26,909,789 4,354,280 3,991,298 Harpreet Grewal 26,895,706 4,368,363 3,991,298 2) Ratification of Selection of Independent Registered Public Accounting Firm . The selection of PricewaterhouseCoopers LLP (PwC) as the independent registered public accounting firm for Penumbra for the fiscal year ending December 31, 2024 was ratified based on the following results of voting: Votes For Votes Against Abstentions Broker Non-Votes 35,126,335 57,530 71,502 N/A 3) Approval, on an Advisory Basis, of the Compensation of the Company's Named Executive Officers . The compensation of the Company's named

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PENUMBRA, INC. Date: June 7, 2024 By: /s/ Johanna Roberts Johanna Roberts Executive Vice President, General Counsel and Secretary

View Full Filing

View this 8-K filing on SEC EDGAR