PetVivo Holdings Files 8-K on Equity Issuance
Ticker: PETVW · Form: 8-K · Filed: May 13, 2024 · CIK: 1512922
| Field | Detail |
|---|---|
| Company | Petvivo Holdings, Inc. (PETVW) |
| Form Type | 8-K |
| Filed Date | May 13, 2024 |
| Risk Level | medium |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001, $1,097,500.00, $0.70, $1.50, $301,558.00 |
| Sentiment | neutral |
Sentiment: neutral
Topics: material-definitive-agreement, unregistered-sales, equity-securities
Related Tickers: PETV
TL;DR
PETV filed an 8-K for unregistered equity sales - watch for dilution!
AI Summary
On May 7, 2024, PetVivo Holdings, Inc. entered into a material definitive agreement related to the issuance of unregistered equity securities. The company, incorporated in Nevada, reported this event on May 13, 2024, as part of its Form 8-K filing.
Why It Matters
This filing indicates potential dilution for existing shareholders due to the issuance of unregistered equity securities.
Risk Assessment
Risk Level: medium — Unregistered equity sales can signal financial distress or lead to significant dilution for existing shareholders.
Key Numbers
- 001-40715 — SEC File Number (Identifier for the company's filings)
Key Players & Entities
- PetVivo Holdings, Inc. (company) — Registrant
- May 7, 2024 (date) — Date of earliest event reported
- May 13, 2024 (date) — Filing date
- Nevada (jurisdiction) — State of incorporation
FAQ
What type of material definitive agreement was entered into by PetVivo Holdings, Inc. on May 7, 2024?
The filing indicates a material definitive agreement related to the 'Unregistered Sales of Equity Securities'.
What is the exact date of the earliest event reported in this 8-K filing?
The earliest event reported is dated May 7, 2024.
When was this Form 8-K filed with the SEC?
This Form 8-K was filed on May 13, 2024.
In which state is PetVivo Holdings, Inc. incorporated?
PetVivo Holdings, Inc. is incorporated in Nevada.
What is the principal business address of PetVivo Holdings, Inc. as stated in the filing?
The principal business address is 5251 Edina Industrial Blvd., Edina, Minnesota 55439.
Filing Stats: 699 words · 3 min read · ~2 pages · Grade level 11.2 · Accepted 2024-05-13 17:09:58
Key Financial Figures
- $0.001 — ch registered Common Stock, par value $0.001 PETV The Nasdaq Stock Market LLC
- $1,097,500.00 — . (the "Company", "we" and "us") raised $1,097,500.00 pursuant to the private offering of uni
- $0.70 — he "Warrant Agreements"), at a price of $0.70 per unit. The Warrants are immediately
- $1.50 — exercisable, have an exercise price of $1.50 per share (and no cashless exercise rig
- $301,558.00 — ctive legend. The Company also raised $301,558.00 from the conversion of a $300,000.00 co
- $300,000.00 — ed $301,558.00 from the conversion of a $300,000.00 convertible note, plus accrued interest
- $1,558 — vertible note, plus accrued interest of $1,558.00, into equity. The issuance and conve
Filing Documents
- form8-k.htm (8-K) — 41KB
- ex4-1.htm (EX-4.1) — 50KB
- ex10-1.htm (EX-10.1) — 73KB
- ex10-1_001.jpg (GRAPHIC) — 6KB
- 0001493152-24-018952.txt ( ) — 406KB
- petv-20240507.xsd (EX-101.SCH) — 3KB
- petv-20240507_def.xml (EX-101.DEF) — 26KB
- petv-20240507_lab.xml (EX-101.LAB) — 36KB
- petv-20240507_pre.xml (EX-101.PRE) — 25KB
- form8-k_htm.xml (XML) — 5KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PETVIVO HOLDINGS, INC. Date: May 13, 2024 By: /s/ John Lai Name: John Lai Title: Chief Executive Officer