Flaherty & Crumrine Preferred & Income Fund Inc (PFD) — SEC Filings
Flaherty & Crumrine Preferred & Income Fund Inc (PFD) — 5 SEC filings. Latest: DEFA14A (May 7, 2025). Includes 3 DEFA14A, 2 DEF 14A.
View Flaherty & Crumrine Preferred & Income Fund Inc on SEC EDGAR
Overview
Flaherty & Crumrine Preferred & Income Fund Inc (PFD) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEFA14A filed on May 7, 2025: Flaherty & Crumrine Preferred & Income Fund Inc. filed a Definitive Additional Materials proxy statement on May 7, 2025. This filing is related to the solicitation of proxies for the company's annual meeting. The company is incorporated in Maryland and has a fiscal year end of November 30.
Sentiment Summary
Across 5 filings, the sentiment breakdown is: 5 neutral. The dominant filing sentiment for Flaherty & Crumrine Preferred & Income Fund Inc is neutral.
Filing Type Overview
Flaherty & Crumrine Preferred & Income Fund Inc (PFD) has filed 3 DEFA14A, 2 DEF 14A with the SEC between Mar 2024 to May 2025.
Filings by Year
Recent SEC Filings (5)
| Date | Form | Description | Risk |
|---|---|---|---|
| May 7, 2025 | DEFA14A | Flaherty & Crumrine Preferred & Income Fund Proxy Filing | low |
| Apr 28, 2025 | DEFA14A | Flaherty & Crumrine Files Additional Proxy Materials | low |
| Apr 16, 2025 | DEFA14A | Flaherty & Crumrine Files Proxy Materials | low |
| Mar 17, 2025 | DEF 14A | Flaherty & Crumrine Preferred & Income Fund DEF 14A Filing | low |
| Mar 4, 2024 | DEF 14A | Flaherty & Crumrine Preferred & Income Fund Inc. Announces 2024 Annual Shareholder Meetings | low |
Risk Profile
Risk Assessment: Of PFD's 5 recent filings, 0 were flagged as high-risk, 0 as medium-risk, and 5 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Industry Context
Flaherty & Crumrine Preferred and Income Fund Incorporated is a closed-end investment company. Such funds typically hold a portfolio of income-producing securities.
Top Tags
annual-meeting (2) · proxy-filing (2) · proxy (1) · filing (1) · supplemental-materials (1) · fund-administration (1) · regulatory (1) · proxy-statement (1) · governance (1) · Proxy Statement (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| SEC Act | 1934 Act | Governing legislation for the filing |
| SEC File Number | 811-06179 | Identifier for the company's SEC filings |
| Annual Meeting Date | 2024-04-17 | Flaherty & Crumrine Preferred and Income Fund Incorporated |
| Filing Date | 2024-03-04 | DEF 14A filing |
| Fiscal Year End | 1130 | Flaherty & Crumrine Preferred and Income Fund Incorporated |
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Frequently Asked Questions
What are the latest SEC filings for Flaherty & Crumrine Preferred & Income Fund Inc (PFD)?
Flaherty & Crumrine Preferred & Income Fund Inc has 5 recent SEC filings from Mar 2024 to May 2025, including 3 DEFA14A, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of PFD filings?
Across 5 filings, the sentiment breakdown is: 5 neutral. The dominant sentiment is neutral.
Where can I find Flaherty & Crumrine Preferred & Income Fund Inc SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Flaherty & Crumrine Preferred & Income Fund Inc (PFD) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Flaherty & Crumrine Preferred & Income Fund Inc?
Financial highlights for Flaherty & Crumrine Preferred & Income Fund Inc are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for PFD?
The investment thesis for PFD includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Flaherty & Crumrine Preferred & Income Fund Inc?
Executive information for Flaherty & Crumrine Preferred & Income Fund Inc is extracted from SEC filings as they are enriched with AI analysis.
What are the main risk factors for Flaherty & Crumrine Preferred & Income Fund Inc stock?
Of PFD's 5 assessed filings, 0 were flagged high-risk, 0 medium-risk, and 5 low-risk.
What are recent predictions and forward guidance from Flaherty & Crumrine Preferred & Income Fund Inc?
Forward guidance and predictions for Flaherty & Crumrine Preferred & Income Fund Inc are extracted from SEC filings as they are enriched.