Phenixfin Corp (PFXNZ) — SEC Filings
Phenixfin Corp (PFXNZ) — 17 SEC filings. Latest: 10-K (Dec 12, 2025). Includes 6 10-Q, 4 8-K, 2 10-K.
View Phenixfin Corp on SEC EDGAR
Overview
Phenixfin Corp (PFXNZ) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-K filed on Dec 12, 2025: PhenixFIN Corporation (PFXNZ) reported an asset coverage of 207.8% as of September 30, 2025, exceeding the 200% minimum requirement for Business Development Companies (BDCs) under the 1940 Act. The company, an internally-managed non-diversified closed-end management investment company, aims to gener
Sentiment Summary
Across 17 filings, the sentiment breakdown is: 1 bearish, 15 neutral, 1 mixed. The dominant filing sentiment for Phenixfin Corp is neutral.
Filing Type Overview
Phenixfin Corp (PFXNZ) has filed 2 10-K, 6 10-Q, 4 8-K, 2 DEF 14A, 1 SC 13D/A, 1 SC 13G/A, 1 10-K/A with the SEC between Jan 2024 to Dec 2025.
Filings by Year
Recent SEC Filings (17)
Risk Profile
Risk Assessment: Of PFXNZ's 16 recent filings, 2 were flagged as high-risk, 5 as medium-risk, and 9 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $81,346,226 |
Key Executives
- David Lorber
- Ellida McMillan
Industry Context
PhenixFIN operates within the Business Development Company (BDC) sector, which is characterized by providing capital to small and medium-sized businesses, often those that are privately held or have below investment-grade credit ratings. The BDC landscape is competitive, with companies differentiating themselves through investment strategy, sector focus, and management structure. Recent trends include increased focus on credit quality and operational efficiency, alongside diversification efforts to mitigate risk.
Top Tags
10-Q (5) · financials (3) · NASDAQ (3) · BDC (2) · quarterly-report (2) · SEC Filing (2) · PhenixFIN Corp (2) · Private Equity (1) · Debt Investments (1) · Insurance Acquisition (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Aggregate market value of common stock held by non-affiliates | $81,346,226 | As of March 31, 2025, indicating market capitalization |
| Shares of common stock outstanding | 2,000,560 | As of December 11, 2025 |
| Asset coverage ratio | 207.8% | As of September 30, 2025, exceeding the 200% BDC requirement |
| Equity acquired in The National Security Group | 80% | On October 1, 2024, marking a significant diversification |
| Investment professionals | 4 | As of September 30, 2025, within the internalized management team |
| Total employees/consultants | 7 | As of September 30, 2025, within the internalized management team |
| Year of IPO and commencement of operations | 2011 | Indicates company's operational history |
| Year of transition to internalized management | 2021 | Signifies a change in operational structure |
| Maturity year for 5.25% Notes | 2028 | Relevant for debt obligations (PFXNZ) |
| Investment Company Act | 1940 | Governs BDC regulations, including asset coverage |
| Net Investment Loss | $1.1M | For the three months ended June 30, 2025, a significant decline from $0.5M net investment income in Q2 2024. |
| Total Investment Income | $2.5M | For the three months ended June 30, 2025, down from $3.1M in the prior year, indicating reduced revenue generation. |
| Net Investment Loss Per Share | $0.10 | For the three months ended June 30, 2025, compared to $0.05 net investment income per share in Q2 2024. |
| Decrease in Net Assets | $1.6M | For the three months ended June 30, 2025, reflecting asset value erosion. |
| Net Decrease in Unrealized Appreciation | $0.5M | On investments for the three months ended June 30, 2025, contributing to the net asset decrease. |
Forward-Looking Statements
- {"claim":"PhenixFIN Corp will continue to maintain timely SEC filings in the next reporting period.","entity":"PhenixFIN Corp","targetDate":"Q1 2024 (ending March 31, 2024)","confidence":"high"}
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Frequently Asked Questions
What are the latest SEC filings for Phenixfin Corp (PFXNZ)?
Phenixfin Corp has 17 recent SEC filings from Jan 2024 to Dec 2025, including 6 10-Q, 4 8-K, 2 10-K. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of PFXNZ filings?
Across 17 filings, the sentiment breakdown is: 1 bearish, 15 neutral, 1 mixed. The dominant sentiment is neutral.
Where can I find Phenixfin Corp SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Phenixfin Corp (PFXNZ) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Phenixfin Corp?
Key financial highlights from Phenixfin Corp's most recent 10-K include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for PFXNZ?
The investment thesis for PFXNZ includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Phenixfin Corp?
Key executives identified across Phenixfin Corp's filings include David Lorber, Ellida McMillan.
What are the main risk factors for Phenixfin Corp stock?
Of PFXNZ's 16 assessed filings, 2 were flagged high-risk, 5 medium-risk, and 9 low-risk.
What are recent predictions and forward guidance from Phenixfin Corp?
Recent forward-looking statements from Phenixfin Corp include guidance on {"claim":"PhenixFIN Corp will continue to maintain timely SEC filings in the next reporting period.","entity":"PhenixFIN.