Insider Ownership Change Filed for Peapack Gladstone Financial

TL;DR

**Insider ownership change filed for PGC, watch for transaction details.**

AI Summary

This Form 4 filing, dated March 23, 2026, indicates that Meyercord F. Duffield, a reporting insider, has filed a statement of changes in beneficial ownership of securities for Peapack Gladstone Financial Corp. (NASDAQ: PGC). While the filing itself doesn't detail specific transactions, it signals that an insider's holdings have changed, which can be a key indicator for investors. This matters because insider activity, especially buying or selling, can reflect their confidence in the company's future performance, influencing how other investors perceive the stock.

Why It Matters

Insider transaction filings like this provide transparency into how key executives and directors are managing their stakes, which can signal their outlook on the company's prospects.

Risk Assessment

Risk Level: low — This filing merely reports a change in beneficial ownership, not necessarily a negative or positive transaction, thus posing low immediate risk.

Analyst Insight

A smart investor would review the full '4 ownership.html' document to understand the specific transactions made by Meyercord F. Duffield, as this could indicate insider confidence or concerns about Peapack Gladstone Financial Corp.'s future.

Key Players & Entities

• Meyercord F. Duffield (person) — Reporting insider
• PEAPACK GLADSTONE FINANCIAL CORP (company) — Issuer
• 0001050743 (company) — Issuer CIK
• 0001037985 (person) — Reporting Person CIK

FAQ

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 8KB
• 0001193125-26-119512.txt ( ) — 9KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * MEYERCORD F DUFFIELD (Last) (First) (Middle) 500 HILLS DRIVE, SUITE 300 PO BOX 700 (Street) BEDMINSTER NEW JERSEY 07921 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol PEAPACK GLADSTONE FINANCIAL CORP [ PGC ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below) 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/20/2026 M 6,243 A (1) 146,720.972 (2) D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units (1) 03/20/2026 M 6,243 (1) (1) Common Stock 6,243 (1) 0 D Restricted Stock Units (3) 03/20/2026 A 5,560 (3) (3) Common Stock 5,560 (3) 5,560 D Explanation of Responses: 1. On March 20, 2025, the reporting person was granted 6,243 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock. 2. Includes shares received through dividend reinvestment since the last filing. 3. On March 20, 2026, the reporting person was granted 5,560 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock. F D Meyercord 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR