Phio Pharmaceuticals Terminates 03 Life Sciences License

Ticker: PHIO · Form: 8-K · Filed: Jul 5, 2024 · CIK: 1533040

Phio Pharmaceuticals Corp. 8-K Filing Summary
FieldDetail
CompanyPhio Pharmaceuticals Corp. (PHIO)
Form Type8-K
Filed DateJul 5, 2024
Risk Levelmedium
Pages3
Reading Time3 min
Key Dollar Amounts$0.0001, $621,000, $6.48, $5.23
Sentimentneutral

Sentiment: neutral

Topics: licensing-agreement, asset-rights, strategic-alternatives

TL;DR

Phio Pharmaceuticals just terminated its deal with 03 Life Sciences for PH-762, taking back all rights. Now what?

AI Summary

Phio Pharmaceuticals Corp. announced on July 3, 2024, the termination of its exclusive license agreement with 03 Life Sciences for the development and commercialization of PH-762. This termination is effective immediately, and Phio Pharmaceuticals will retain all rights to PH-762. The company is now exploring strategic alternatives for the asset.

Why It Matters

This termination signifies a shift in strategy for Phio Pharmaceuticals, as they regain full control of PH-762 and will now seek new avenues for its development and commercialization.

Risk Assessment

Risk Level: medium — The termination of a key license agreement introduces uncertainty regarding the future development and commercialization of the associated asset, PH-762.

Key Players & Entities

  • Phio Pharmaceuticals Corp. (company) — Registrant
  • 03 Life Sciences (company) — Former licensee
  • PH-762 (drug_candidate) — Licensed asset
  • July 3, 2024 (date) — Date of termination

FAQ

What was the effective date of the termination of the license agreement?

The termination of the exclusive license agreement with 03 Life Sciences was effective immediately as of July 3, 2024.

Which asset was subject to the terminated license agreement?

The terminated license agreement was for the development and commercialization of PH-762.

Who is Phio Pharmaceuticals Corp. terminating the agreement with?

Phio Pharmaceuticals Corp. is terminating the agreement with 03 Life Sciences.

What rights does Phio Pharmaceuticals retain after the termination?

Following the termination, Phio Pharmaceuticals retains all rights to PH-762.

What is Phio Pharmaceuticals planning to do with PH-762 now?

Phio Pharmaceuticals is exploring strategic alternatives for the PH-762 asset.

Filing Stats: 803 words · 3 min read · ~3 pages · Grade level 10.5 · Accepted 2024-07-05 08:01:01

Key Financial Figures

  • $0.0001 — h registered: Common Stock, par value $0.0001 per share PHIO The Nasdaq Capital M
  • $621,000 — gross proceeds to the Company of up to $621,000. Pursuant to the terms of the Purchase
  • $6.48 — rchase Agreement at a purchase price of $6.48 per share (as adjusted to account for t
  • $5.23 — price of the Company's Common Stock was $5.23 per share. On July 3, 2024, the Compan

Filing Documents

01 Other Events

Item 8.01 Other Events. On July 5, 2024, the Company issued a press release relating to the matters described in Item 1.02 above. A copy of the press release is attached as Exhibit 99.1 to this report and is incorporated herein by reference.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits Number Description 99.1 Press Release issued by the Company on July 5, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PHIO PHARMACEUTICALS CORP. Date: July 5, 2024 By: /s/ Robert Bitterman Name: Robert Bitterman Title: President & Chief Executive Officer 3

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