Phoenix Energy One Files 8-K with Key Corporate Updates
Ticker: PHXE-P · Form: 8-K · Filed: Sep 30, 2025 · CIK: 1818643
| Field | Detail |
|---|---|
| Company | Phoenix Energy One, LLC (PHXE-P) |
| Form Type | 8-K |
| Filed Date | Sep 30, 2025 |
| Risk Level | medium |
| Pages | 6 |
| Reading Time | 8 min |
| Key Dollar Amounts | $67,600,575.00, $20.00, $54.1 m, $4.2 million, $36,250 |
| Sentiment | neutral |
Sentiment: neutral
Topics: equity-sale, corporate-governance, filing-update
TL;DR
Phoenix Energy One dropped an 8-K detailing equity sales, governance changes, and bylaw amendments.
AI Summary
Phoenix Energy One, LLC filed an 8-K on September 30, 2025, reporting on several key events. These include unregistered sales of equity securities, material modifications to security holder rights, changes in officers and directors, amendments to its articles of incorporation or bylaws, and other events. The filing also covers financial statements and exhibits.
Why It Matters
This 8-K filing indicates significant corporate actions and potential changes in the rights of security holders for Phoenix Energy One, LLC, which could impact investors and stakeholders.
Risk Assessment
Risk Level: medium — The filing mentions unregistered sales of equity securities and material modifications to security holder rights, which can introduce uncertainty and potential risks for investors.
Key Numbers
- 20250929 — Report Date (Earliest event reported)
- 20250930 — Filing Date (Date of filing)
Key Players & Entities
- Phoenix Energy One, LLC (company) — Registrant
- 0001818643 (company) — Central Index Key
- 834526672 (company) — EIN
- Phoenix Capital Group Holdings, LLC (company) — Former Company Name
FAQ
What specific type of equity securities were sold unregistered?
The filing does not specify the exact type of equity securities sold unregistered, only that such sales occurred.
What are the material modifications to the rights of security holders?
The filing indicates material modifications but does not detail them in the provided text; further review of the exhibits would be necessary.
Who are the new officers or directors appointed, or who has departed?
The filing lists 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers' as an item information, but specific names are not provided in this excerpt.
What amendments were made to the articles of incorporation or bylaws?
The filing notes 'Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year' as an item, but the specific changes are not detailed in this summary.
What is the nature of the 'Other Events' reported?
The filing lists 'Other Events' as a category, but the specific events are not elaborated upon in this provided text.
Filing Stats: 1,885 words · 8 min read · ~6 pages · Grade level 12.9 · Accepted 2025-09-30 16:23:05
Key Financial Figures
- $67,600,575.00 — 2,704,023 Preferred Shares representing $67,600,575.00 in initial liquidation preference at a
- $20.00 — reference at a public offering price of $20.00 per share for gross proceeds of approxi
- $54.1 m — are for gross proceeds of approximately $54.1 million, before payment of selling agent
- $4.2 million — ling agent commissions of approximately $4.2 million and transaction fees and expenses. Th
- $36,250 — uarterly retainer in an amount equal to $36,250 in cash, which will be payable in arrea
- $25.00 — n the initial liquidation preference of $25.00 per Preferred Share, accruing from the
- $27.50 — in part, at a cash redemption price of $27.50 per share, plus any accumulated and unp
Filing Documents
- d91166d8k.htm (8-K) — 46KB
- d91166dex31.htm (EX-3.1) — 337KB
- d91166dex32.htm (EX-3.2) — 62KB
- d91166dex101.htm (EX-10.1) — 78KB
- d91166dex102.htm (EX-10.2) — 11KB
- d91166dex991.htm (EX-99.1) — 9KB
- d91166dex992.htm (EX-99.2) — 8KB
- g91166dsp1.jpg (GRAPHIC) — 10KB
- g91166dsp1a.jpg (GRAPHIC) — 17KB
- 0001193125-25-225084.txt ( ) — 849KB
- phxhf-20250929.xsd (EX-101.SCH) — 3KB
- phxhf-20250929_lab.xml (EX-101.LAB) — 18KB
- phxhf-20250929_pre.xml (EX-101.PRE) — 11KB
- d91166d8k_htm.xml (XML) — 4KB
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Exhibit Description 3.1 Third Amended and Restated Limited Liability Company Agreement of Phoenix Energy One, LLC 3.2 Phoenix Energy One, LLC Share Designation with Respect to the Series A Cumulative Redeemable Preferred Shares 10.1 Form of Indemnification Agreement 10.2 Form of Non-Employee Director Compensation Letter 99.1 Press Release, dated September 29, 2025, announcing the completion of the Offering 99.2 Press Release, dated September 30, 2025, announcing the commencement of trading of the Preferred Shares 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: September 30, 2025 PHOENIX ENERGY ONE, LLC By: /s/ Curtis Allen Curtis Allen Chief Financial Officer