Phoenix Capital Group Holdings Files S-1

TL;DR

Phoenix Capital Group Holdings just filed an S-1, looks like they're going public soon.

AI Summary

Phoenix Capital Group Holdings, LLC, a Delaware-based company in metal mining, filed an S-1 registration statement on October 29, 2024. The company, with principal executive offices at 18575 Jamboree Road, Suite 830, Irvine, California, is seeking to register securities under the Securities Act of 1933. Lindsey Wilson is listed as the Chief Operating Officer.

Why It Matters

This S-1 filing indicates Phoenix Capital Group Holdings is preparing to offer its securities to the public, which could lead to increased liquidity and investment opportunities for the company.

Risk Assessment

Risk Level: medium — As an S-1 filing, it represents a company in the process of going public, which inherently carries risks associated with market reception and operational scaling.

Key Players & Entities

• Phoenix Capital Group Holdings, LLC (company) — Registrant
• 0001818643 (company) — Central Index Key
• METAL MINING [1000] (company) — Standard Industrial Classification
• 01 Energy & Transportation (company) — Organization Name
• 834526672 (company) — IRS Number
• DE (company) — State of Incorporation
• 1231 (company) — Fiscal Year End
• S-1 (company) — Form Type
• 1933 Act (company) — SEC Act
• 333-282862 (company) — SEC File Number

FAQ

Key Financial Figures

• $750,000,000 — PHOENIX CAPITAL GROUP HOLDINGS, LLC $750,000,000 Senior Subordinated Notes Comprising
• $140,000,000 — enior Subordinated Notes Comprising $140,000,000 9.0% Three-Year Cash Interest Notes $
• $110,000,000 — 0 9.0% Three-Year Cash Interest Notes $110,000,000 9.0% Three-Year Compound Interest Notes
• $40,000,000 — 0% Three-Year Compound Interest Notes $40,000,000 10.0% Five-Year Cash Interest Notes $
• $30,000,000 — .0% Five-Year Compound Interest Notes $30,000,000 11.0% Seven-Year Cash Interest Notes
• $170,000,000 — 0% Seven-Year Compound Interest Notes $170,000,000 12.0% Eleven-Year Cash Interest Notes
• $190,000,000 — 12.0% Eleven-Year Cash Interest Notes $190,000,000 12.0% Eleven-Year Compound Interest Not
• $325.2 million — f August 31, 2024, we had approximately $325.2 million of indebtedness that will rank contract
• $1,000 — stered form in minimum denominations of $1,000, and the initial minimum investment amo
• $5,000 — um investment amount per holder will be $5,000 (the Minimum Purchase Amount ). From ti

Filing Documents

• d835594ds1.htm (S-1) — 2480KB
• d835594dex11.htm (EX-1.1) — 29KB
• d835594dex31.htm (EX-3.1) — 5KB
• d835594dex32.htm (EX-3.2) — 14KB
• d835594dex41.htm (EX-4.1) — 335KB
• d835594dex44.htm (EX-4.4) — 276KB
• d835594dex45.htm (EX-4.5) — 14KB
• d835594dex46.htm (EX-4.6) — 10KB
• d835594dex47.htm (EX-4.7) — 48KB
• d835594dex48.htm (EX-4.8) — 34KB
• d835594dex49.htm (EX-4.9) — 67KB
• d835594dex410.htm (EX-4.10) — 17KB
• d835594dex411.htm (EX-4.11) — 68KB
• d835594dex412.htm (EX-4.12) — 70KB
• d835594dex413.htm (EX-4.13) — 259KB
• d835594dex414.htm (EX-4.14) — 28KB
• d835594dex415.htm (EX-4.15) — 66KB
• d835594dex417.htm (EX-4.17) — 27KB
• d835594dex101.htm (EX-10.1) — 189KB
• d835594dex102.htm (EX-10.2) — 81KB
• d835594dex103.htm (EX-10.3) — 33KB
• d835594dex104.htm (EX-10.4) — 17KB
• d835594dex105.htm (EX-10.5) — 17KB
• d835594dex106.htm (EX-10.6) — 17KB
• d835594dex107.htm (EX-10.7) — 8KB
• d835594dex108.htm (EX-10.8) — 8KB
• d835594dex109.htm (EX-10.9) — 8KB
• d835594dex1010.htm (EX-10.10) — 48KB
• d835594dex1011.htm (EX-10.11) — 14KB
• d835594dex1012.htm (EX-10.12) — 29KB
• d835594dex1013.htm (EX-10.13) — 31KB
• d835594dex1014.htm (EX-10.14) — 840KB
• d835594dex1015.htm (EX-10.15) — 65KB
• d835594dex161.htm (EX-16.1) — 2KB
• d835594dex211.htm (EX-21.1) — 2KB
• d835594dex231.htm (EX-23.1) — 3KB
• d835594dex251.htm (EX-25.1) — 99KB
• d835594dex991.htm (EX-99.1) — 98KB
• d835594dexfilingfees.htm (EX-FILING FEES) — 53KB
• g835594dsp242.jpg (GRAPHIC) — 4KB
• g835594dsp242a.jpg (GRAPHIC) — 5KB
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• g835594g1029005642694.jpg (GRAPHIC) — 5KB
• g835594g26b50.jpg (GRAPHIC) — 159KB
• g835594g33a60.jpg (GRAPHIC) — 11KB
• g835594g69w77.jpg (GRAPHIC) — 8KB
• g835594g93f67.jpg (GRAPHIC) — 7KB
• 0001193125-24-246121.txt ( ) — 5901KB

RISK FACTORS

RISK FACTORS 19 CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 48

USE OF PROCEEDS

USE OF PROCEEDS 49 CAPITALIZATION 50

MANAGEMENTS DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF

MANAGEMENTS DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS 52

BUSINESS

BUSINESS 79 MANAGEMENT 101

EXECUTIVE COMPENSATION

EXECUTIVE COMPENSATION 103 CERTAIN RELATIONSHIPS AND RELATED-PARTY TRANSACTIONS 106

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT 109

DESCRIPTION OF NOTES

DESCRIPTION OF NOTES 110 CERTAIN MATERIAL U.S. FEDERAL INCOME TAX CONSIDERATIONS 126 ERISA CONSIDERATIONS 132 PLAN OF DISTRIBUTION 134 LEGAL MATTERS 140 EXPERTS 140 CHANGE IN REGISTRANTS CERTIFYING ACCOUNTANT 140 WHERE YOU CAN FIND ADDITIONAL INFORMATION 140 INDEX TO FINANCIAL STATEMENTS F-1 Through and including, 2025 (the 90th day after the date of this prospectus), all dealers effecting transactions in these securities, whether or not participating in this offering, may be required to deliver a prospectus. This is in addition to a dealers obligation to deliver a prospectus when acting as an underwriter and with respect to an unsold allotment or subscription. You should read this prospectus carefully before you invest in the Notes. This prospectus and the exhibits to the registration statement to which this prospectus relates contain the terms of the Notes we are offering. It is important for you to read and consider all of the information contained in this prospectus before making your investment decision. You should rely only on the information contained in this prospectus, any amendment or supplement to this prospectus, or any free writing prospectus we may authorize to be delivered or made available to you. Neither we nor any selling group member has authorized anyone to provide you with information or to make any representations other than those contained in this prospectus, any amendment or supplement to this prospectus, or any free writing prospectuses we may authorize to be delivered or made available to you. Neither we nor any selling group member take any responsibility for, and provide no assurance as to the reliability of, any other information that others may give you. This prospectus, any amendment or supplement to this prospectus, or any applicable free writing prospectus is an offer to sell only the Notes offered hereby or thereby, but only under circumstances and in jurisdictions where it is lawful to do so.

View Full Filing

View this S-1 filing on SEC EDGAR