Plum Acquisition Corp. IV Files S-1/A Amendment

TL;DR

Plum Acquisition Corp. IV filed an S-1/A. SPAC stuff.

AI Summary

Plum Acquisition Corp. IV filed an S-1/A amendment on December 13, 2024, for its registration statement. The company, incorporated in the Cayman Islands, is a blank check company with its principal executive offices located at 2021 Fillmore St. #2089, San Francisco, CA. Kanishka Roy is listed as the Chief Executive Officer.

Why It Matters

This filing indicates ongoing regulatory activity for Plum Acquisition Corp. IV, a special purpose acquisition company, as it progresses through its registration process.

Risk Assessment

Risk Level: low — This is a routine regulatory filing for a SPAC and does not contain specific financial performance data or market-moving news.

Key Numbers

• 20241213 — Filing Date (The date the S-1/A amendment was filed.)

Key Players & Entities

• Plum Acquisition Corp. IV (company) — Registrant
• December 13, 2024 (date) — Filing Date
• Kanishka Roy (person) — Chief Executive Officer
• 2021 Fillmore St. #2089, San Francisco, CA (location) — Principal Executive Offices
• 333-281144 (document_id) — SEC File Number

FAQ

Key Financial Figures

• $0.20 — a0;   Includes (a) $0.20 per unit, or $3,000,000 in the aggregat
• $3,000,000 — Includes (a) $0.20 per unit, or $3,000,000 in the aggregate (or $3,450,000 if the
• $3,450,000 — nit, or $3,000,000 in the aggregate (or $3,450,000 if the overallotment option is exercise
• $0.065 — g of this offering, of which (i) $0.065 per unit will be paid to the underwrite
• $0.135 — he underwriters in cash and (ii) $0.135 per unit will be used by the underwrite
• $0.40 — e placement units; and (b) up to $0.40 per unit, or up to $6,000,000 in the ag
• $6,000,000 — ) up to $0.40 per unit, or up to $6,000,000 in the aggregate (or up to $6,900,000 i
• $6,900,000 — o $6,000,000 in the aggregate (or up to $6,900,000 if the overallotment option is exercise
• $151,500,000 — nt shares described in this prospectus, $151,500,000 (or $174,225,000 if the underwriters&#x
• $174,225,000 — ed in this prospectus, $151,500,000 (or $174,225,000 if the underwriters’ over -allot
• $10.10 — allotment option is exercised in full) ($10.10 per unit), will be deposited into a U.S
• $100,000 — us to pay our taxes, if any, and up to $100,000 to pay dissolution expenses, if any, th
• $10.00 — ies. Each unit has an offering price of $10.00 and consists of one Class A ordi
• $11.50 — s A ordinary share at a price of $11.50 per share, subject to adjustment as pro
• $3,700,000 — y (as defined below), as applicable, or $3,700,000 in the aggregate (or $4,071,250 if the

Filing Documents

• ea0210204-05.htm (S-1/A) — 4419KB
• ea021020405ex1-1_plumacq4.htm (EX-1.1) — 247KB
• ea021020405ex3-2_plumacq4.htm (EX-3.2) — 349KB
• ea021020405ex4-1_plumacq4.htm (EX-4.1) — 15KB
• ea021020405ex4-2_plumacq4.htm (EX-4.2) — 15KB
• ea021020405ex4-4_plumacq4.htm (EX-4.4) — 138KB
• ea021020405ex5-1_plumacq4.htm (EX-5.1) — 45KB
• ea021020405ex5-2_plumacq4.htm (EX-5.2) — 13KB
• ea021020405ex10-3_plumacq4.htm (EX-10.3) — 54KB
• ea021020405ex10-4_plumacq4.htm (EX-10.4) — 83KB
• ea021020405ex10-5_plumacq4.htm (EX-10.5) — 118KB
• ea021020405ex10-6_plumacq4.htm (EX-10.6) — 69KB
• ea021020405ex10-7_plumacq4.htm (EX-10.7) — 62KB
• ea021020405ex10-8_plumacq4.htm (EX-10.8) — 61KB
• ea021020405ex10-9_plumacq4.htm (EX-10.9) — 123KB
• ea021020405ex14_plumacq4.htm (EX-14) — 52KB
• ea021020405ex23-1_plumacq4.htm (EX-23.1) — 2KB
• ex5-1_001.jpg (GRAPHIC) — 3KB
• ex5-2_001.jpg (GRAPHIC) — 21KB
• timage_001.jpg (GRAPHIC) — 346KB
• 0001213900-24-108964.txt ( ) — 6375KB

Underwriting

Underwriting Discounts and Commissions (1)   Proceeds, Before Expenses, to Us Per Unit   10.00   0.60   9.40 Total   150,000,000   9,000,000   140,250,000 ____________ (1)        Includes (a) $0.20 per unit, or $3,000,000 in the aggregate (or $3,450,000 if the overallotment option is exercised in full), payable to the underwriters upon the closing of this offering, of which (i) $0.065 per unit will be paid to the underwriters in cash and (ii) $0.135 per unit will be used by the underwriters to purchase private placement units; and (b) up to $0.40 per unit, or up to $6,000,000 in the aggregate (or up to $6,900,000 if the overallotment option is exercised in full) payable to the underwriters in this offering, for deferred underwriting commissions, to be placed in a trust account located in the United States and released to the underwriters only upon the completion of an initial business combination, but such $0.40 per unit shall be due solely on amounts remaining in the trust account following all properly submitted shareholder redemptions in connection with the consummation of our initial business combination. Does not include certain fees and expenses payable to the underwriters in connection with this offering. See also “ Underwriting ” for additional information regarding underwriting compensation. Of the proceeds we receive from this offering, and the sale of the private placement units and restricted private placement shares described in this prospectus, $151,500,000 (or $174,225,000 if the underwriters’ over -allotment option is exercised in full) ($10.10 per unit), will be deposited into a U.S. -based trust account maintained with Continental Stock Transfer & Trust Company acting as trustee. Except with respect to interest earned on the funds held in the trust accou

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View this S-1/A filing on SEC EDGAR