Plug Power Files 8-K: Other Events & Exhibits

TL;DR

Plug Power filed an 8-K for other events and exhibits, no major news.

AI Summary

On August 30, 2024, Plug Power Inc. filed an 8-K report to disclose other events and financial statements. The filing does not contain specific details on new agreements, material events, or financial figures beyond the reporting date.

Why It Matters

This filing indicates Plug Power is submitting required documentation to the SEC, which may include updates or confirmations of previously disclosed information.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of events and exhibits without any new material information that would immediately impact the company's risk profile.

Key Players & Entities

• Plug Power Inc. (company) — Registrant
• August 30, 2024 (date) — Date of earliest event reported
• Delaware (jurisdiction) — State of incorporation
• 1-34392 (document_id) — Commission File Number
• 22-3672377 (tax_id) — IRS Employer Identification No.
• 125 Vista Boulevard (address) — Address of principal executive offices
• Slingerlands (city) — City of principal executive offices
• New York (state) — State of principal executive offices
• 12159 (zip_code) — Zip code of principal executive offices
• 518-782-7700 (phone_number) — Registrant's telephone number

FAQ

Key Financial Figures

• $0.01 — ch registered Common Stock, par value $0.01 per share PLUG The Nasdaq Capital M

Filing Documents

• tm2423477d1_8k.htm (8-K) — 28KB
• tm2423477d1_ex99-1.htm (EX-99.1) — 4KB
• 0001104659-24-097414.txt ( ) — 202KB
• plug-20240830.xsd (EX-101.SCH) — 3KB
• plug-20240830_lab.xml (EX-101.LAB) — 33KB
• plug-20240830_pre.xml (EX-101.PRE) — 22KB
• tm2423477d1_8k_htm.xml (XML) — 3KB

01 Other Events

Item 8.01 Other Events. On August 30, 2024, Plug Power Inc., a Delaware corporation (the "Company") certified with the Securities and Exchange Commission (the "SEC") that it complied with and completed the undertakings set forth in the settled SEC civil administrative proceeding and order entered on August 30, 2023. The Company timely remediated all material weaknesses as required by the SEC's order. A copy of the press release announcing the Company's completion of undertakings related to the SEC settlement is attached hereto as Exhibit 99.1. In addition, it has come to the Company's attention that the disclosure in Item 4 – Evaluation of Disclosures and Procedures in its Quarterly Report on Form 10-Q for the period ended March 31, 2024 noted that the Chief Executive Officer and Chief Financial Officer evaluated the effectiveness of the Company's disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act")), but did not state their conclusion. Based on their evaluation, the Chief Executive Officer and Chief Financial Officer concluded that as of March 31, 2024, the Company's disclosure controls and procedures were not effective because of material weaknesses in internal control over financial reporting described in Part II, Item 9A "Controls and Procedures" of the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2023. It has also come to the Company's attention that the disclosure in Item 4 – Evaluation of Disclosures and Procedures in the Company's Quarterly Report on Form 10-Q for the period ended June 30, 2024 noted that the Chief Executive Officer and Chief Financial Officer evaluated the effectiveness of the Company's disclosure controls and procedures but did not state their conclusion. The Company affirms that the Company maintains disclosure controls and procedures that are designed to ensure that information required to be disclosed i

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 Press Release of Plug Power Inc. dated September 5, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Plug Power Inc. Date: September 5, 2024 By: /s/ Paul Middleton Name: Paul Middleton Title: Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR